Compliance Program Leadership: Design, implement, and maintain a comprehensive enterprise-wide compliance program tailored to DPL's annuity marketplace, including anti-money laundering (AML), know-your-customer (KYC), and fiduciary Conduct regular risk assessments, audits, and training to mitigate regulatory risks and promote ethical practices across RIA partnerships and internal teams. Reporting directly to the CEO and collaborating closely with the executive team, this senior executive role will oversee all aspects ofregulatorycompliance,riskmanagement,corporategovernance,andlegalaffairsinafast-paced, RIA-focused environment.