Compliance Analyst Jobs in Queens, NY
ProKatchers
$30 - $35
New York, NY
Coordinates mailing activities for Corporate Compliance, including preparing and sending request letters, conducting weekly office visits to support incoming mail, and distributing mail to appropriate parties. Provide general administrative support to the Corporate Compliance team, including scheduling, document preparation, and communication follow ups.
Pyramid Consulting, Inc
$45 - $50
Jersey City, NJ
By applying to our jobs you agree to receive calls, AI-generated calls, text messages, or emails from Pyramid Consulting, Inc. and its affiliates, and contracted partners. Immediate need for a talented IT Project Governance Analyst (PMO / IT Finance / Risk & Compliance) .
Flagstar Bank
$70451 - $118452
New York, NY
This role partners closely with Credit Products Specialists, Relationship Managers, and senior leadership to evaluate loan opportunities, recommend risk mitigations, and drive credit policy improvements. Expert-Level Financial & Credit Analysis – Deep expertise in financial statement interpretation, cash flow analysis, and credit risk assessment for complex commercial lending relationships.
Flagstar Bank
$77568 - $95799
New York, NY
This role plays a key part in supporting Credit Products Specialists in assessing credit risk, structuring commercial loans, and monitoring portfolio performance. Analysts are expected to independently conduct financial analysis, prepare risk ratings, and provide insights on credit decisions, while continuing to refine industry expertise and technical skills.
Genesis10
New York, NY
Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. With more than 300 active clients, Genesis10 provides access to many of the Fortune 100 firms and a variety of mid-market organizations across the full spectrum of industry verticals.
Flagstar Bank
$70451 - $118452
New York, NY
This role partners closely with Credit Products Specialists, Relationship Managers, and senior leadership to evaluate loan opportunities, recommend risk mitigations, and drive credit policy improvements. Expert-Level Financial & Credit Analysis – Deep expertise in financial statement interpretation, cash flow analysis, and credit risk assessment for complex commercial lending relationships.
Flagstar Bank
Hicksville, NY
Minimum experience required: 2+ years at a financial institution in risk management and/or model risk management, with a focus on an assigned specialty area such as BSA & Anti‑Money Laundering models, CECL and stress test models, credit risk rating models, asset liability management, treasury and liquidity models, or AI models. Develops and maintains effective partnerships with analysts, model owners, business level risk management teams and auditors, internal and external.
Genesis10
New York, NY
Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. The ideal candidate will assist in managing compliance with information barriers, monitoring deal-related activities, and supporting overall regulatory and reputational risk management within key business units like Capital Markets and Investment Banking.
United Nations Federal Credit Union
$90390 - $100000
Queens, NY
Use analysis tools to query data repositories and generate reports; compile reports to help GAMLS management make business decisions by identifying trends and patterns in stored operational data found in data warehouses or isolated business databases. • Continuously expand knowledge of UNFCU data management systems, maintain documentation, stay current on BSA industry trends, and provide guidance to end users on available self-service tools.
Flagstar Bank
$76326 - $101768
New York, NY
Supports the Commercial & Private Bank Business Risk & Controls Officer – Compliance Risk Officer in the interaction with the following Business Unit partners: Bank Examiners, External Bank Auditors, Enterprise Compliance & Risk Management, Internal Audit, Regulatory Affairs, Business Process Owners, and Shared Services organizations. Provides 1st Line with guidance with regard to the execution of Compliance Risk framework responsibilities with Business Process Owners including Enterprise Compliance Risk Assessments, Regulatory Compliance & Change Management, Customer Complaint Management, Compliance Testing, Issue Management, External Risk Events, Key Risk Indicators, Control Identification and Design, and Quality Assurance programs.
United Nations Federal Credit Union
$82000 - $92000
Queens, NY
Supports operational activities for various business units across the organization and provides application support for a wide range of banking systems, while maintaining the Credit Union’s commitment to delivering high-quality member service. • Regardless of seniority or role, uphold UNFCU’s mission, core values, and guiding principles by providing an exceptional service experience to colleagues and members alike through consistent demonstration of our service excellence behaviors.
ECLARO
White Plains, NY
Position Overview:The Mobile Program seeks a highly organized and self-motivated Mobile Program Support Analyst to provide crucial support for end users, troubleshoot issues, and assist in the development and modification of inspection forms. Skills:Strong knowledge of the following IBM Maximo modules / application products: Maximo Mobile, Spatial, Managing Inspections, and Maximo Application Suite (MAS).
ECLARO
White Plains, NY
This year, the team will take on larger initiatives such as negotiating 10-year long term agreements for Client's NYC Governmental Customers, negotiating supply contracts for major semiconductor manufacturing customers, implementing billing changes to align with new contract changes for multiple customer groups, and supporting both Project Luminate and Project Beacon. Collaborate in the execution of the rate setting processes, inclusive of performing impact analysis on costumer bills, gathering rate assumptions and inputs, developing supporting rate data, and verifying rate outputs for accuracy.
ECLARO
$1
WHITE PLAINS, NY
Advanced level knowledge of Microsoft Excel, including functions such as: pivot tables/charts, advanced sorting, VLOOKUP. ECLARO's Client is America's largest state power organization and is a national leader in energy efficiency and clean energy technology.
ECLARO
$1
WHITE PLAINS, NY
This role plays a critical part in ensuring Client's Project Cost Control discipline is assured across project, enabling project teams, leadership, and other key stakeholders to make informed decisions to support the successful execution of Projects. Responsibilities:Staff will be partnered 1:1 with a Client Cost Analyst and be assigned a sub-set of projects within that Cost Analysts purview for daily management.
City National Bank
$111408 - $189738
New York, NY
Advanced knowledge of banking compliance laws and regulations, as related to mortgage lending, and mortgage banking operations (Examples include but are not limited to: ECOA/Regulation B, FCRA , Flood Disaster Protection Act, Truth in Savings Act, SCRA, HMDA, RESPA, TILA, Regulation O, Regulation W. Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas of the compliance program covering U.S. Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk.
iCapital
$180000 - $240000
New York, NY
This individual will also be responsible for leading the implementation and administration of compliance programs for the firm’s SEC registered ETFs SEC Registered Investment Advisers, NFA and CFTC registered Commodity Pools, and other compliance-related activities as they relate to these products or entities. Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations.
Joulé
$21 - $24
Orangeburg, NY
Perform automated and manual assays as detailed in departmental/plant SOPs and QC Monographs including raw material, in-process and finished product. System One, and its subsidiaries including Joulé and Mountain Ltd., are leaders in delivering outsourced services and workforce solutions across North America.
Nesco Resource
$65 - $75
New York, NY
Analyze and document current-state ("as-is") business processes • Develop and maintain comprehensive Business Requirements, Functional Specification and process flow diagrams • Translate high-level business needs into detailed, unambiguous, and testable requirements specifications • Critically evaluate information gathered, reconcile conflicts, decompose high-level information into detail, and distinguish user requests from the underlying true business needs • Partner with local and Head Office IT teams to understand system capabilities, features, limitations • Collaborate with Solution Architects and technical leads to ensure proposed solutions align with business requirements and strategic objectives. Essential duties and responsibilities He/she/they will: • Conduct interviews, workshops, surveys, and other elicitation techniques with various stakeholders (business users, subject matter experts, technical teams) to gather comprehensive business, functional, and non-functional requirements.
Axelon Services Corporation
Jersey City, NJ
Standby and Documentary Letter of credit technical experience (10 years plus) with superior knowledge of Uniform Customs and Practices for Documentary Credits (UCP 600), International Standby Practices (ISP98), and familiarity with Uniform Commercial Code Article 5. Standby Letter of Credit technical experience (5-7 years) with knowledge of Uniform Customs and Practices for Documentary Credits (UCP 600), International Standby Practices (ISP98), and familiarity with Uniform Commercial Code Article 5.
ECLARO
White Plains, NY
Business Transformation: Provide project coordination support for team initiatives and special projects, including planning, progress reporting, document control and stakeholder management support. Position Overview:The role in the Utility Project Delivery organization, supports the administration and implementation of Project Management Information Systems (PMIS) and business transformation projects.
Aminov Search Partners
$70000
Garden City, NY
Qualification essentials include a Bachelor's degree in Accounting or Finance combined with over three years of robust accounting expertise. Join our team, where you'll be integral in overseeing financial transactions and processes, ensuring accuracy and compliance across multiple accounting functions.
Bel Brands USA
$100000 - $110000
New York, NY
The Senior Financial Analyst plays a key role within the FP&A team, collaborating with cross-functional partners to deliver timely and accurate financial reporting, insightful performance analysis, and effective budgeting support. With beloved brands like Babybel®, GoGo squeeZ®, The Laughing Cow®, and Boursin®, our snacking solutions bring more than joy; they want to serve as a force for good.
Barclays
New York, NY
You may be assessed on key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen, strategic thinking and digital and technology, as well as job-specific technical skills. Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc).to solve problems creatively and effectively.
Engage Partners, Inc.
Queens, NY
This position is responsible for analyzing, designing, implementing, and supporting clinical information systems to enhance patient care, improve efficiency and optimize workflow. System Design, Implementation, Maintenance and Support: Develop and implement clinical information systems and Clinical decision support tools to improve the quality and consistency of care.
ComplySci
$99000 - $121000
New York, NY
Comply serves thousands of global financial services clients including broker-dealers, insurers, investment banks, private funds, RIAs, and wealth managers who rely on Comply offerings to power their compliance programs. With more than 5,000 clients and hundreds of employees across the globe, Comply empowers Chief Compliance Officers and their teams to proactively manage regulatory obligations, mitigate risk, and scale with efficiency and confidence.
Michael Page
$70000 - $140000
New York, NY
This position sits within a high‑visibility Risk & Compliance function and plays a key role in overseeing regulatory adherence, advising on new business activities, and shaping strong governance practices. Building strong partnerships with business leaders to address regulatory findings, lead audit/exam discussions, and present to senior management.
Brains Workgroup, Inc.
$95 - $106
New York City, NY
Over 5 years of experience supporting mission-critical front-office trading applications within Equities, including U.S. Market Making, ETFs, Electronic Trading, Global Program Trading, and Convertible Bonds. · Strong understanding of high-touch trading workflows, FIX protocol, OMS platforms, IOI processing, market data, and CTM flows, Tidal or other scheduler systems.
Axelon Services Corporation
New York, NY
The reporting and analysis produced by the team is used by portfolio management, marketing, client service, compliance and other areas across the enterprise to inform investment decisions and strategy, support client retention efforts and promote new business growth. Investigate and answer questions from internal stakeholders related to performance calculation methods and reporting observationsMaintain performance measurement and analytic systems for calculation of portfolio returns and statistics.
Michael Page
$75000 - $85000
New York, NY
The Supply Chain Associate will play a vital role in managing procurement and supply chain operations to support organizational goals. The company is a medium-sized entity, known for its commitment to achieving meaningful impact in the community through its mission-driven initiatives.
Flagstar Bank
New York, NY
Define and validate architectural non-functional requirements including SLAs, SLOs, resiliency, performance, and availability; coordinate User Acceptance Testing (UAT) and lead post-implementation architectural reviews to confirm alignment with target-state outcomes. Prepare, maintain, and present Technology Review Board (TRB) artifacts, including Initial Design Review business justification, Production Release Review documentation, and Major Architecture Modification impact assessments to support architectural governance and decision-making.
Flagstar Bank
$195132 - $268306
Hicksville, NY
The Senior Director of Credit Products Underwriting is responsible for setting the strategic vision and execution framework within Commercial Real Estate for first-line credit underwriting and portfolio management, ensuring alignment with the bank’s risk appetite and business objectives. With accountability for budget adherence, regulatory compliance, and continuous process improvements, the Senior Director plays a critical role in balancing profitability, risk management, and long-term business sustainability.
Flagstar Bank
$72187 - $123815
New York, NY
Loan Structuring & Underwriting: Assist sales in analyzing financial statements, assessing borrower creditworthiness, and preparing credit approval packages within assigned specialized vertical or region. The Credit Products Specialist I – Specialized supports the underwriting, structuring, and management of commercial credit relationships with assigned specialized vertical or region.
Flagstar Bank
$16.79 - $22.39
Hicksville, NY
General knowledge of treasury management products and processes including: understanding of treasury management product and service functionality, purpose or use of each service for the client, ability to identify “cross-sell” opportunities and to discuss available services with client, implementation processes required for set up, and the end result to the client when using the treasury management services (how services flow and interact together). Handle daily transaction requirements of clients including initiation of new account implementation documents, opening of accounts, opening and renewal of maturing certificates of deposit, transfers between Flagstar accounts and initiation of wire transfers to other financial institutions.
Circle
$190000 - $242500
New York, NY
Exceptional communication and stakeholder management skills: synthesize analytics into clear narratives, secure regulatory alignment and drive decision-making with senior management; ability to operate across global teams and engage with executive leadership and risk committee/board-level stakeholders. Demonstrated extensive experience in leading analytical initiatives, developing tools for risk identification, measurement, and monitoring, including stress testing, scenario analysis, and machine learning solutions, utilizing large datasets to address complex challenges.
ComplySci
$100000 - $120000
New York, NY
You will play a key role in helping firms meet regulatory obligations regarding Firm and Employee Compliance, for both Investment Advisors, Broker Dealers, Investment Companies, Endowments and Pension Plans, aligning client needs with the capabilities of our regulatory technology. Comply serves thousands of global financial services clients including broker-dealers, insurers, investment banks, private funds, RIAs, and wealth managers who rely on Comply offerings to power their compliance programs.
West Nyack - THQ
$95000 - $100000
West Nyack, NY
We are the largest non-governmental provider of social services in America and every year, we help over 30 million Americans overcome poverty, homelessness, addiction, economic hardships, loneliness, and exploitation through a wide range of programs and services. Coordination and Collaboration: The position requires extensive coordination with various internal departments (e.g., IT, Legal, HR, and public relations) and external entities (such as law enforcement, cybersecurity firms, and regulatory bodies).
Discover Financial Services
$251400 - $286900
New York, NY
In this role, you will be a key driver of business growth - owning all aspects of the team, technology, and tooling that onboards and activates merchant relationships across Shopping’s suite of product experiences: Work directly with engineering in an individual contributor and cross-functional leadership capacity to design and build optimized consumer incentive and reward experiences. Currently has, or is in the process of obtaining one of the following with an expectation that the required degree will be obtained on or before the scheduled start date: A Bachelors Degree in a quantitative field (Statistics, Economics, Operations Research, Analytics, Mathematics, Computer Science, Computer Engineering, Software Engineering, Mechanical Engineering, Information Systems or a related quantitative field).
Genesis10
$100 - $112
New York, NY
Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. With more than 300 active clients, Genesis10 provides access to many of the Fortune 100 firms and a variety of mid-market organizations across the full spectrum of industry verticals.
Genesis10
$170000 - $220000
New York, NY
Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. We are seeking a highly skilled and strategic Product Owner to lead the development and delivery of trade execution platforms for our Fixed Income, Currencies, and Commodities (FICC) business.
Genesis10
$82 - $86.44
Jersey City, NJ
Required skills include advanced Python development, Databricks Jobs and Apps, Kubernetes based deployment of Python services, UI development using Streamlit, and backend/API development with Django, including BPMN workflow orchestration. Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles.
Genesis10
$170000 - $220000
New York, NY
Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. We are seeking a highly skilled and strategic Product Owner to lead the roadmap and delivery of trade capture and valuation platforms for our Fixed Income, Currencies, and Commodities (FICC) business.
Initio Capital
$145000 - $185000
New York, NY
It is provided to help job seekers understand the responsibilities and qualifications typically associated with early-career legal analysis, regulatory compliance, and transaction support roles. This job description represents a sample Legal & Compliance Analyst position commonly found through the Career Launch AI Talent Network.
Career Launch AI
$140000 - $185000
New York, NY
Actual openings may vary based on employer type (e.g., private equity, hedge funds, venture capital, or alternative asset managers) and the specific regulatory framework they operate under. It is intended to help job seekers understand the responsibilities and qualifications typically associated with early-career roles in fund compliance, regulatory oversight, and internal control for investment funds.
Careerscape
$70000 - $85000
New York, NY
The Compliance Analyst will collaborate closely with different departments to pinpoint compliance risks and develop strategies to alleviate those risks. This position entails performing audits, generating reports, and delivering compliance training to staff members.
Initio Capital
$145000 - $185000
New York, NY
It is provided to help job seekers understand the responsibilities and qualifications typically associated with early-career investment compliance and risk oversight roles. This job description represents a sample Investment Compliance Analyst position commonly found through the Career Launch AI Talent Network.
Ropes & Gray
$88600 - $135100
New York, New York
The firm has approximately 2,500 lawyers and professionals serving clients in major centers of business, finance, technology, and government in Boston, Chicago, Dublin, Hong Kong, London, Los Angeles, Milan, New York, Paris, San Francisco, Seoul, Shanghai, Silicon Valley, Singapore, Tokyo and Washington, D.C. The firm has consistently been recognized for its leading practices in many areas, including asset management, private equity, M&A, finance, real estate, tax, antitrust, life sciences, health care, intellectual property, litigation & enforcement, privacy & cybersecurity, and business restructuring. Overview: Reporting to the Manager of Information Security Risk & Compliance, the information security risk & compliance analyst assists in the management and execution of the firm’s data security, compliance, and risk management programs.
Interstate Waste Services
Teaneck, New Jersey
The main responsibilities for this role will include defining the path to sustainable maintenance of all auditable information, collaborating daily with operational stakeholders to maintain an accurate flow of information within DSNY’s data repository, coordinating the cadenced and ad hoc reporting of necessary data, serving as the subject matter expert for all operational CWZ rules and regulations, employing quality assurance practices to govern program success/integrity, and reporting progress to key program stakeholders. Overview: Interstate Waste Services is the most progressive and innovative provider of solid waste and recycling services in the greater New York, New Jersey and Connecticut markets with a rail-served landfill in Ohio!
Debevoise & Plimpton LLP
New York, NY
Create and maintain robust inventory of key firm services providers to support the firm's efforts to ensure that risks associated with service providers are identified, evaluated and controlled. The Technology Risk & Compliance Analyst will work with clients, external vendors and internal business units to support the firm’s risk management activities.
eToro
$70000 - $80000
Hoboken, NJ
This role will report into a Compliance Manager within the Compliance organization and assist with the day-to-day administration of the Firm’s compliance program for its money service (“MSB”), digital asset business, and broker dealer (“BD”) businesses. The Compliance Department provides service, support, and advice to promote the Firm’s growth and development while helping employees and the Firm meet their regulatory obligations, and more broadly, to preserve and enhance our reputation for integrity.