1,903 Compliance Analyst Jobs in New York, NY

About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique ...

Associate Research Billing and Compliance Analyst 6-month contract to HIRE Hybrid (Tuesdays in NYC office) Under the supervision of the Manager of Research Billing Compliance (RBC), the position wi...

About INTERACTIVE BROKERS! This is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with th...

A Career with Point72’s Compliance Department The Point72 Compliance department is an industry-leading team of compliance professionals that supports global investment and trading activities by est...

Company Overview Fanatics isbuilding a leadingglobal digital sports platform. The company ignites the passions of global sports fans and maximizes the presence and reach for hundreds of sports part...

At Galaxy, we are building products and services to help the world invest in economic progress. We believe crypto and blockchain innovations will permeate and improve all aspects of our global econ...

Job Description - Analyst, Compliance (240000ZT) Firm Summary White & Case is an elite global law firm serving leading companies, financial institutions, and governments worldwide. Our long his...

Brooklyn Investment Group is an SEC-registered Investment Adviser that leverages the technology of its parent company, Brooklyn Artificial Intelligence Research. This technology is combined with in...

A Career with Point72’s Compliance Department The Point72 Compliance department is an industry-leading team of compliance professionals that supports global investment and trading activities by est...

Link: Compliance Analyst, New York from OANDA Dates: All year 2023 Job location: New York, USA. Job description: Review policies and procedures to ensure compliance with various regulatory and lega...

About Rockefeller Capital Management Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family offic...

About Bluevine Bluevine is on a mission to enable a better financial future for small business owners through innovative banking solutions designed just for them. By combining best-in-class technol...

Our client is a financial services firm. They seek a Compliance Analyst to join their Manhattan, NY office. Responsibilities Work on research compliance and broad general compliance Assist in ongoi...

Opportunity Overview Corporate Title: Analyst Office Location(s): New York Job Function: Project Management Division: Compliance Division Salary Range: USD 75,000 - 100,000 Implementation & Exe...

Regeneron is currently looking for a Quality Control (QC) Microbiology Analyst position with a primary focus on compliance and review of data within the Quality Control Microbiological laboratory w...

Senior Business Analyst, Compliance and Surveillance Gain exposure to key Risk Projects by joining our Risk Management Group as a Senior Business Analyst. You will be part of an experienced team an...

Job Overview - KYC Compliance Analyst: Looking for a role in regulatory compliance and public funds? Join our client's team as a KYC Compliance Analyst in New York City! This full-time role is cruc...

ABOUT THE ROLE As a Trade Compliance Analyst, you will support Peloton in its execution of trade compliance strategy and ensure ongoing compliance with cross-border customs and other trade complian...

Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillanc...

Senior Analyst, CLO Compliance Operations Location: New York/OVA Line of Business: Finance Job Function: Investor Services Date: Thursday, September 19, 2024 Position Summary Carlyle Global Credit’...

Parsippany, United States, New Jersey, 07054 Job Id: 57778 Together, we’re on a mission to make good health more affordable and accessible, to help millions around the world enjoy healthier lives. ...

Job Description Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedure...

2025 Blackstone Compliance Summer Analyst Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companie...

Senior Analyst, SOX Compliance About the Role We are looking for an experienced senior analyst to help support the company-wide SOX compliance program. The position will require travel 1 -2 times p...

Summary: We are searching for a motivated Junior Financial Analyst to join our Trade Compliance team. The Junior Financial Analyst will be responsible for helping prepare monthly reports, conduct a...