UNKNOWN

FEED

Highly motivated, collaborative initiative-taker with a desire to be an engaged member of Invesco’s Legal team; must be able to demonstrate strong project management and interpersonal skills while working both independently and as an integral part of an established team of attorneys; must also exhibit strong analytical, writing and communication skills, sound commercial judgment and the ability to translate complex legal issues into practical guidance. The role will provide thoughtful, pragmatic legal advice within Invesco’s Legal team and will actively engage with internal clients and other business partners across Invesco’s Product, Investments, Compliance, Finance, Distribution and other teams on disclosure and related matters for Invesco’s family of mutual funds, closed-end funds and exchange-traded funds (ETFs), as well as other regulatory and corporate initiatives.

Invesco

Legal Counsel

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FULL_TIME

The role also calls for a solid grasp of corporate governance principles and best practices; excellent drafting, negotiation, and communication skills; the ability to work well independently and as part of a team, prioritize tasks, and manage multiple projects at once; sharp analytical and critical thinking skills with real attention to detail; and a demonstrated ability to build and maintain effective working relationships with colleagues and clients. It continues to build a Business Section to match - handling mergers and acquisitions, venture capital, private equity, corporate governance, entity formation, and general business matters for public, private, and family office clients.

YEAR

Daniels & Tredennick PLLC

Corporate Transactional Associate

Talent Acquisition

The role also calls for strong drafting, negotiation, and analytical skills; demonstrated client development and relationship-management skills; comfort with modern legal technology and practice-management tools; and the ability to manage multiple matters and meet deadlines in a fast-paced environment. This is a chance to help build a section from an early stage, alongside partners who have run large company legal departments and led deals from the client side of the table, with the backing of a strong, established firm that is aiming to more than double in size over the next two to three years.

Business Partner or Of Counsel

Rapidly growing financial services organization with a significant wealth management platform supporting more than $50 billion in assets under management and advisement. The organization offers attorneys the opportunity to work closely with experienced legal, executive, regulatory and compliance leadership while developing their careers within an expanding business.

Frontline Source Group

Associate Counsel, Wealth Management

HaleyMarketing

Frontline Source Group Holdings, LLC dba dfwHR

Specifically, you'll have the opportunity to: Provide legal advice and support on: Securities laws, SEC compliance, and public company disclosure matters, including reviewing and drafting SEC securities filings such as Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K, Section 16 filings, and other Exchange Act filings. Support subsidiary governance management, including drafting written consents, resolutions, secretary certificates, and governing documents; maintaining proper records; and forming and dissolving legal entities.

Centerpoint Energy

Senior Counsel

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Finally, Thomson Reuters offers the following additional benefits: optional hospital, accident and sickness insurance paid 100% by the employee; optional life and AD&D insurance paid 100% by the employee; Flexible Spending and Health Savings Accounts; fitness reimbursement; access to Employee Assistance Program; Group Legal Identity Theft Protection benefit paid 100% by employee; access to 529 Plan; commuter benefits; Adoption & Surrogacy Assistance; Tuition Reimbursement; and access to Employee Stock Purchase Plan. Researching, drafting, and maintaining clear, current, and practical legal know-how content for Practical Law and other Thomson Reuters products and initiatives in alignment with market practice, customer needs, and business objectives, using a variety of evolving tools, formats, and content development methods.

Thomson Reuters provides professionals with the intelligence, technology and human expertise they need to find trusted answers.

Thomson Reuters

Senior Specialist Legal Editor, Capital Markets

The Bank Protection Officer will maintain visible position in exterior locations of retail banking centers, providing deterrence of criminal activity and misconduct. Company Overview: Allied Universal, North America's leading security and facility services company, offers rewarding careers that provide you a sense of purpose.

Allied Universal provides unparalleled service, systems and solutions to the people and business of our communities, and is North America's leading security services provider. With over 140,000 employees, Allied Universal delivers high-quality, tailored solutions, which allows clients to focus on their core business. For more information: 866.825.5433 or <a href="http://www.aus.com/" target="_blank">www.AUS.com</a>


Allied Universal

Bank Protection Officer (BPO)

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Overall responsibilities include providing guidance and counsel to the executive team on matters involving compliance, contracts, labor law, debt and equity securities, M&A, and real estate, as well as reviewing and drafting internal and external legal agreements, negotiating transactions, and managing contracts to ensure legal compliance. Serves as a key strategic advisor to the CEO, CFO, Executive Leadership Team, Board of Directors, and shareholders on matters impacting corporate strategy, risk, governance, financing, acquisitions, and enterprise value creation.

Shutterfly Inc

VP, General Counsel

Finally, Thomson Reuters offers the following additional benefits: optional hospital, accident and sickness insurance paid 100% by the employee; optional life and AD&D insurance paid 100% by the employee; Flexible Spending and Health Savings Accounts; fitness reimbursement; access to Employee Assistance Program; Group Legal Identity Theft Protection benefit paid 100% by employee; access to 529 Plan; commuter benefits; Adoption & Surrogacy Assistance; Tuition Reimbursement; and access to Employee Stock Purchase Plan. Responsibilities include: Researching, drafting, and maintaining clear, current, and practical legal know-how content for Practical Law and other Thomson Reuters products and initiatives in alignment with market practice, customer needs, and business objectives, using a variety of evolving tools, formats, and content development methods.

Thomson Reuters Corp

Legal Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. You will be part of a dynamic legal team advising Fidelity’s defined contribution plan recordkeeping, administration, trust, and institutional business including product and service development, ongoing plan administration, reporting and disclosure, document and contract support, client escalation, and investment related matters.

We help over ~40 million people feel more confident in their most important financial goals, manage employee benefit programs for nearly 23,000 businesses, and support more than 3,600 advisory firms* with innovative investment and technology solutions to grow their businesses.


Our diverse businesses and independence give us insight into the entire market and the stability needed to think and act for the long term as we deliver value to you.

Fidelity

Senior Legal Counsel - Retirement Plans

FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. Identify & Escalate Emerging Risks and Threats- Proactively identify notable and emerging fraud-related trends, threats, novel issues, and regulatory risks; escalate matters requiring reprioritization and recommend solutions; stay current on rule changes, interpretations, and industry developments.

Financial Industry Regulatory Authority, Inc.

Principal Investigator, Improper Use Of Assets

The team works closely with Operations, Compliance, Risk, Technology, and business stakeholders on a wide variety of strategic initiatives involving financial market infrastructure, customer asset protection, custody and asset servicing, payments, digital assets, and emerging operational frameworks. The successful candidate will work across a variety of legal and regulatory topics affecting financial operations, including customer asset protection, securities processing and settlements, payments, corporate actions, financial market infrastructure, digital assets, and related areas.

Morgan Stanley

VP, Operations & Strategic Advisory Counsel

Maintain and update the legal entity management database for Core Laboratories entities and affiliates across international jurisdictions, including officers and directors, registered agents, share capital, ownership structures, and annual filings; prepare and publish the quarterly Legal Entity Chart; coordinate with Tax and local managers on formations, dissolutions, mergers, and re-domiciliations. Compile, organize, and maintain due diligence materials in connection with mergers, acquisitions, divestitures, joint ventures, and other strategic transactions; populate and manage virtual data rooms (e.g., Intralinks, Datasite); prepare diligence trackers, disclosure schedules, closing checklists, closing folders and closing binders; coordinate signature pages and post-closing deliverables.

Core Laboratories

Corporate Paralegal

Responsibilities: Lead and support the Company’s enterprise-wide compliance program, including Code of Conduct administration, policy development and implementation, training initiatives, anti-corruption, sanctions, whistleblower matters, and regulatory compliance; Advise on data privacy matters, including compliance with applicable federal and state privacy laws (e.g., CCPA, state consumer privacy laws), development and maintenance of privacy policies and notices, data subject requests, vendor data processing agreements, and privacy-related contract provisions; Identify legal and compliance risks and recommend and implement risk mitigation strategies across the enterprise; Draft, review, edit, and negotiate a wide variety of commercial and transactional agreements; Coordinate with and seek feedback and input from subject matter experts across the Company to complete contract reviews and approvals; Provide responsive and effective legal support and counsel to all of the Company’s departments as needed; Support the Company’s capital markets activity, including registered offerings, debt issuances, credit facility amendments, and other financing transactions, working closely with senior attorneys, outside counsel, underwriters, and lenders; Assist with the preparation and review of the Company’s periodic and current SEC filings, including Forms 10-K, 10-Q, and 8-K, and Section 16 filings (Forms 3, 4, and 5); Advise on Securities Act and Exchange Act matters, including Regulation FD, insider trading, Rule 144, and NYSE listing requirements, and assist in maintaining the Company’s insider trading and related-person transaction programs; Provide transactional support on dealership acquisitions, divestitures, and other strategic transactions, including drafting and negotiating letters of intent, purchase agreements, real estate documents, manufacturer framework documents, and ancillary deal documentation; Coordinate and manage legal due diligence and post-closing integration matters, including regulatory and manufacturer approvals; Perform special projects as assigned. Qualifications: Admission and member in good standing of a State Bar and qualified to practice as in-house counsel in Texas; Minimum of 8–10 years' experience at a law firm and/or in an in-house position, with a meaningful combination of compliance, data privacy, and corporate governance experience; experience with capital markets, securities and public company reporting, and transactional M&A is helpful but not required; Core competencies must be in compliance and data privacy, including knowledge of applicable federal and state privacy laws and regulations, compliance program development and administration, and risk assessment; Working knowledge of the federal securities laws and SEC rules and regulations applicable to public companies (Securities Act of 1933, Securities Exchange Act of 1934, Sarbanes-Oxley, Dodd-Frank, and related SEC and stock exchange requirements) is helpful; Significant experience drafting, reviewing, and negotiating contracts and transaction documents; Excellent written and verbal communication, research, and presentation skills; Excellent analytical and creative problem-solving skills; Ability to communicate effectively with business leaders, sales personnel, and subject matter experts; Practical, logical, and efficient problem solver; Strong work ethic, team player, and positive attitude; Organized and keen attention to detail; Results oriented, self-motivated, and self-directed; High degree of professionalism, sound judgment, and ability to handle confidential and market-sensitive information; Able to handle multiple concurrent assignments, and assume personal responsibility for deliverables under tight deadlines, working well under pressure in a rapidly changing environment.

Group 1 Automotive, Inc.

Corporate Counsel

[AW]-iCims

The company's behind-the-meter Project Matador campus is expected to integrate the nation's largest combined-cycle natural gas project, one of America's largest new nuclear power complexes, utility grid power, solar generation, and battery energy storage to serve hyperscale artificial intelligence operations. Co-founded by former U.S. Secretary of Energy Rick Perry, Fermi America combines cutting-edge technology with a world-class, multidisciplinary leadership team to develop the world's largest next-generation private grid, with a planned capacity of 11 gigawatts.

Fermi America Inc

Deputy General Counsel - Finance & Capital Markets

Responsibilities: Responsible for the review and negotiation of client contracts, as well as updating and maintaining TxB contract templates and negotiation playbooks; Advise on the development and expansion of TxB products and services, including the impact of new and existing regulations, while helping to advise on legal risks related to operational flows such as client on-boarding processes; Provide support for client service/operations, business governance, and customer communications. Primary responsibilities will include advising on legal issues in connection with development and expansion of TxB products and services, advice on strategy and business decisions, conduct review on customer facing material, provide guidance on new and existing regulations, and drafting/negotiating/executing client agreements.

The Goldman Sachs Group Inc

Legal, Transaction Banking, Vice President, New York City/Dallas

2+ years of progressively responsible valuations experience, preferably within a business valuation firm or valuation practice of an accounting or consulting firm, with exposure to complex securities and capital structures; Bachelor's degree, preferably in business, accounting, finance, statistics, mathematics, or engineering; Working knowledge of complex securities valuation concepts, including option‑pricing models and scenario‑based analyses; Prior experience effectively resolving external review issues (auditors, IRS, etc.) is a plus; Relevant valuation designation(s) ASA, CPA, CEIV, CVFI, ABV, or CVA, or progress toward one or more of these; Excellent communications skills; professional presentation skills; self-starter, cooperative attitude; team player. Armanino LLP's Valuation and Financial Modeling Services Practice assists start-ups, private and public companies, estates, attorneys, as well as venture capital and private equity firms with business valuation, tangible asset, and custom financial modeling services.

Armanino McKenna Certified Public Accountants & Consultants

Senior Consultant, Valuations

You will partner closely with engineering, product, sales, and business teams to help the company build and scale responsibly, drafting and negotiating commercial agreements, supporting corporate governance, and managing legal risk in a fast-moving technology environment. Emerald Cloud Lab (ECL) is the world's leading remote life sciences laboratory, allowing scientists to run experiments 24/7/365, from anywhere in the world, revolutionizing the approach to lab work for research, product development and QC testing.

Emerald Cloud Lab

Act as an internal consultant and thought partner for Product, Partnerships, Sales, and Ad Operations teams, helping them understand privacy risk and translate it into actionable product and deal decisions, and exercising sound judgment on when a matter requires escalation to the Head of Legal or outside counsel. 4+ years of experience practicing privacy and data protection law, in-house or at a law firm, including hands-on experience negotiating data processing agreements and advising on controller/processor and business/service provider allocation, ideally with exposure to the technology, ad tech, online and mobile ecosystem .

Securities Attorney Jobs in Texas

Legal Counsel Invesco

Corporate Transactional Associate Daniels & Tredennick PLLC

Business Partner or Of Counsel Daniels & Tredennick PLLC

Associate Counsel, Wealth Management Frontline Source Group

Associate Counsel, Wealth Management Frontline Source Group Holdings, LLC dba dfwHR

Senior Counsel Centerpoint Energy

Senior Specialist Legal Editor, Capital Markets Thomson Reuters

Bank Protection Officer (BPO) Allied Universal

VP, General Counsel Shutterfly Inc

Senior Specialist Legal Editor, Capital Markets Thomson Reuters Corp

Senior Legal Counsel - Retirement Plans Fidelity

Principal Investigator, Improper Use Of Assets Financial Industry Regulatory Authority, Inc.

VP, Operations & Strategic Advisory Counsel Morgan Stanley

Corporate Paralegal Core Laboratories

Corporate Counsel Group 1 Automotive, Inc.

Deputy General Counsel - Finance & Capital Markets Fermi America Inc

Legal, Transaction Banking, Vice President, New York City/Dallas The Goldman Sachs Group Inc

Senior Consultant, Valuations Armanino McKenna Certified Public Accountants & Consultants

Legal Counsel Emerald Cloud Lab

Privacy Counsel Digital Turbine

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