5 Results for

Regulatory Manager Jobs in Alabama

Jobs

Birmingham, AL30+ days ago

CONMED is a global leader in medical technology, dedicated to developing and delivering surgical and patient monitoring products that empower physicians to provide superior care, achieving better clinical outcomes for their patients. As an Orthopaedic Territory Sales Manager (Sports Medicine) for CONMED UK&I, you will play a pivotal role in promoting and selling our innovative products across your designated territory; West Midlands.

Woodstock, AL30+ days ago

Full-time
Employee

The Regulatory Compliance Lead Auditor will plan and perform AS9100, product and regulatory Export Administration Regulations (EAR), International Traffic in Arms Regulations (ITAR) and Controlled Unclassified Information (CUI), audits to evaluate and determine thyssenkrupp Aerospace quality systems and/or product compliance to Customer and Regulatory requirements. The area of Materials Services spans two strategic areas: global materials distribution as one-stop-shop - from steel and stainless steel, tubes and pipes, nonferrous metals and specialty materials to plastics and raw materials - and tailored services in the areas of materials management and supply chain management.

AL14 days ago

$120,200–$140,000 Per Year

Lead and contribute to end-to-end delivery for Generis CARA and associated regulatory technology platforms - including requirements gathering, solution design, system configuration, content template development, and user acceptance testing. Our purpose comes through in our work with clients that enables impact and value in their organizations, as well as through our own investments, commitments, and actions across areas that help drive positive outcomes for our communities.

AL30+ days ago

$80,000–$232,050 Per Year

p>Your principal functions will include:

Primary responsibility for providing legal advice regarding PNCWM's broker-dealer, including new product and service offerings;
Interacting directly with PNCWM's senior business management and compliance and risk management personnel;
Monitoring for and advising PNCWM on forthcoming regulations and regulatory guidance issued by PNCWM's primary regulators;
Developing policies and practices to ensure regulatory and legal compliance;
Representing PNCWM in interactions with external counsel and counsel for other parties, including fund companies and clearing brokers; and.
The successful candidate will meet the following requirements:
- Typically at least five years of experience in investment adviser and broker-dealer regulatory matters and demonstrated ability to fulfill designated responsibilities;
- Under special circumstances, advanced knowledge in a highly specialized legal area may be substituted for fewer overall years of experience;
- The candidate must have an understanding of the securities regulatory process and applicable SEC rules and prior experience with a regulator or another dual registrant is desirable;
- J.D.

AL30+ days ago

$100,000–$291,850 Per Year

p>The successful candidate will bring deep, hands‑on experience advising registered investment advisers, including with respect to private funds and registered investment companies, and will serve as a legal advisor to one or more advisers.

May assist in supporting PNC's capital markets advisory businesses and an exempt reporting adviser managing private equity funds, including advising on Advisers Act obligations applicable to ERAs.

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Regulatory Manager Jobs in Alabama

Territory Sales Manager Sports Medicine CONMED Corp

Regulatory Compliance Lead Auditor ThyssenKrupp Materials NA Inc

Managed Services Sr. Consultant Deloitte Touche Tohmatsu Ltd

Counsel--Broker-Dealer The PNC Financial Services Group Inc

Senior Counsel--Investment Advisor The PNC Financial Services Group Inc

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