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The ideal candidate has experience supporting investment advisers, understands SEC and FINRA requirements, and can independently identify compliance risks while partnering with business and supervisory teams. A financial services firm is seeking a Compliance Officer to support regulatory compliance across its Registered Investment Adviser (RIA) and broker-dealer businesses.

Madison-Davis

Compliance Officer Investment Advisory & Broker-Dealer

HaleyMarketing

Special Requirements/Knowledge, Skills & Abilities: Ability to effectively communicate both orally and in writing, and establish and maintain effective working relationships with employees, departments and the general public. Serves as back-up to staff and assumes all duties as necessary, i.e., administering medications, transporting youths to appointments, processing intake assessments or discharges, and disciplining youths.

Dallas County (TX)

0000006146.Juvenile Detention Officer Iii.Juvenile Detention Center

ea_via_bold

Possess two (2) year of law enforcement, or armed commercial guard force experience providing armed protective services that require skills similar to those identified in the guard training courses OR. Possess an Associate's degree in criminal justice or security related field from an accredited institution and worked at least one (1) year in the security field and have the knowledge, skill, and abilities for employment under this contract, OR.

HOUR

<p>Inter-Con Security Systems, Inc. was founded in 1973 and remains family-owned-and-operated. Our company culture is built around our history—as a family-owned business, fostering a sense of community is integral to our mission. We reward and recognize two things above all—a strong worth ethic and dedication to elite performance for our clients.</p>
<p>We employ over 35,000 people globally, all of whom dedicated to protecting and serving their communities. Inter-Con is amongst the largest multinational private security companies in the world with operations in North and South America, Africa, and Europe. With offices in across the globe, see where Inter-Con can take you!</p>

Training Officer Jobs in Irving, TX

Compliance Officer Investment Advisory & Broker-Dealer Madison-Davis

0000006146.Juvenile Detention Officer Iii.Juvenile Detention Center Dallas County (TX)

Pt-Armed Diplomatic Security Officer (69455) Inter-Con Security Systems, Inc.

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