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Marex is a seeking a Broker-Dealer Compliance Advisor (focusing on Equities and Options) who is meant to be a subject matter expert in U.S. Broker-Dealer regulation providing compliance advisory services, with a strong background on Equities and Listed Options trading activities, as well as knowledge of various regulatory reporting requirements. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights, and analytics.

YEAR

Marex

Compliance Officer, Broker-Dealer Advisor (Equities and Options) (VN2750)

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FULL_TIME

The ISSO will work directly with system owners, engineers, architects, and cybersecurity stakeholders to identify security risks, develop practical remediation strategies, maintain authorization evidence, and drive security findings through closure. As a Service-Disabled Veteran-Owned Small Business (SDVOSB), NDi is dedicated to hiring veterans and providing a supportive work environment that honors their service while recognizing the unique skills and experiences they bring to our organization.

Network Designs Inc.

Information System Security Officer (ISSO)

Talent Acquisition

You own a risk-based BSA/AML/OFAC compliance program that satisfies FinCEN, OFAC, and OCIF expectations for a FinCEN-registered MSB operating with a Puerto Rico IFE — including SAR decisioning authority, FinCEN 314(a) handling, sanctions screening governance, and Board reporting. Main responsibilities BSA/AML program ownership •Own and maintain the risk-based BSA/AML compliance program (CIP/KYB/KYC, beneficial ownership, EDD, ongoing monitoring, recordkeeping) across the MSB and bank programs, with clear capacity-split documentation for each decision.

Distro

BSA/AML Compliance Officer

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Qualifying specialized experience for GS-15 includes all of the following: Managing all phases of federal procurements under the Federal Acquisition Regulation (FAR), including market research, development of Statement of Work (SOWs) and Performance Work Statement (PWSs), source selection, negotiations, and contract awards for complex service and supply contracts; Performing cost and price analyses and resolving audit and protest issues; Administering post-award activities, including performance surveillance and Contractor Performance Assessment Reporting System (CPARS) evaluations; Experience as a senior Contract Specialist, Team Lead, or supervisor over a contracting individual or team. However, they will have to meet the basic requirements and specialized experience requirements in order to qualify for promotion to a higher grade, unless granted a waiver under Paragraph D. D. Waiver: When filling a specific vacant position, the senior procurement executive of the selecting agency, at his or her discretion, may waive any or all of the requirements of Paragraphs A and B above if the senior procurement executive certifies that the applicant possesses significant potential for advancement to levels of greater responsibility and authority, based on demonstrated analytical and decision making capabilities, job performance, and qualifying experience.

U.S. Department of Labor

Supervisory Contracting Officer

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Ownincident reporting: any suspected or confirmed breach, cyber incident,unauthorized disclosure, lost device, or exposure of information that isn'tpublic is reported immediately, within one hour at most, through CDIT andGuidehouse to the Contracting Officer, the COR, and the ACF Incident ResponseTeam, with logs and evidence preserved and full cooperation with ACF and HHSresponse (RFQ Task 9.5 and Section 4.0). ·Workwith the COR and ACF to determine the type and sensitivity of the CUI involvedand whether an ATO is required, and recommend the most efficient authorizationpath among the ACF Tech ATO types, including inheritance from a FedRAMPauthorized environment and the ACF Authority to Use (ACF Tech Appendix D).

CDIT

ATO /Risk Management Framework Lead

This is an exceptional opportunity for a healthcare finance leader who wants to make a meaningful impact in a community-focused hospital while guiding financial strategy, strengthening revenue cycle performance, and supporting significant clinical expansion. The ideal candidate brings hands-on Critical Access Hospital experience, deep knowledge of Medicare cost reporting, and the ability to build strong relationships with clinical leadership, the Board, and the surrounding community.

Green Hasson & Janks LLP

Chief Financial Officer (Cfo)

The CFO partners with senior leaders to translate business strategy into financial plans, strengthen profitable growth, improve cash flow and working capital, and guide investment decisions across a multi-site food and nutraceutical manufacturing organization with operations in Oregon and New York. This role provides strategic leadership for the Finance & Accounting organization, building a high-performing team that delivers accurate financial information, actionable business insights, and trusted business partnership across the company.

OFD, LLC

Chief Financial Officer

This high-impact leadership role will serve as the senior finance partner to the Enterprise COO, providing strategic financial leadership across the firm's global operations, technology, data, cybersecurity, and enterprise infrastructure capabilities. The successful candidate will drive financial performance, investment governance, and strategic decision-making across a highly matrixed global organization spanning operations and technology teams embedded throughout State Street's businesses, functions, and geographies.

State Street

Chief Financial Officer - COO Organization (Technology)

Investing exclusively in lower-middle market technology, software and business service companies, Bloom drives enduring market value by partnering closely with founders and management teams, injecting capital to unlock growth and providing operational resources and expertise to enable meaningful step-change to the business. As a key member of the executive leadership team, the CFO will be responsible for overseeing all financial aspects of the company, contributing to decision-making processes, and ensuring the organization's financial health and stability.

Bloom Equity Partners

partner JazzHR

POSITION OVERVIEW The Chief Operating Officer (COO) serves as a key member of the executive leadership team and is responsible for providing strategic leadership, operational oversight, and organizational direction for the delivery of services across the organization. •Excellent communication, relationship-building, and conflict resolution skills with the ability to collaborate effectively with executive leadership, the Board of Directors, community partners, government agencies, and regulatory organizations.

Spano Pratt

COO - St. Coletta of Wisconsin

[AW]-iCims

Our success comes from the combined talents of many roles: frontline fundraisers who build transformative partnerships with donors; alumni relations professionals who nurture lasting connections with the UCSF community; writers and designers who help tell the university's story; researchers and analysts who provide critical insights; and operations and information systems experts who keep us running smoothly. High-Level Executive Collaboration: Report to the Assistant Vice Chancellor, Central Development Services, and partner closely with the UCSF CFO, UCSF Controller, UCSF Health CFO/Controllers, and board committees.

UCSF Medical Center

Foundation Chief Financial Officer - Executive Director, Foundation Gift Policy & Accounting

the senior management team, with an emphasis on bottom-line performance, working capital, enhancing shareholder value, robust. • At least 15 years of experience in similar finance, senior management roles, preferably in high-tech or quantum technology.

Beyond SOF, LLC is a SDVOSB (registered with CVE) which offers the following services:

Special Operations Integration and Recruitment
Business Development/Brokerage
Tech Integration
Sensitive Technical Solutions

Beyond SOF

Chief Financial Officer (CFO)

Through a systematic and disciplined approach, the Office evaluates and helps improve the effectiveness of the University's: Governance processes; Enterprise risk management; Internal controls; Financial and operational processes; Information technology and cybersecurity controls; Regulatory and policy compliance; Research administration and sponsored-program controls; Protection and stewardship of institutional assets; and. Position/Classification Title Chief Audit Officer Working Title Chief Audit Officer Position Number 611569 FLSA Exempt Appointment Type Permanent - Full Time Tenure Track No FTE 1 = 40 hours/week, 12 months If time limited, duration date Department Hiring Range The salary is competitive and will be determined based on the candidate's educational background, relevant experience, qualifications, and demonstrated expertise.

North Carolina Central University

Chief Audit Officer

Working knowledge of: principles, practices, laws, processes, and procedures of compliance administration; strategies and methods of effective program evaluation and quality improvement; principles and practices of risk assessment and risk management; administrative principles and practices including goal setting, project management, and program development; methods and techniques of designing work flow and mapping processes; office procedures, equipment, technology, and related software applications; English usage, spelling, grammar, and punctuation; techniques for communicating effectively with culturally diverse stakeholders; techniques of preparing business correspondence and reports. The minimum qualifications for this position typically require either: two (2) years of experience in designing and implementing a comprehensive risk management and compliance system in a public pension plan with responsibilities for developing policies and procedures, risk assessments, and compliance training OR two (2) years managing fiscal compliance and analysis programs.

HOUR

County of Sonoma

Retirement Compliance Officer

Team Overview: The Portfolio Analytics and Monitoring ("PAM") team operates within the Portfolio Risk function as a "second line of defense," providing critical insights to inform decision-making by the Chief Risk Officer, senior management, Risk Management Committees, and other governance bodies. Role Description: Develop a global, forward-looking view of the portfolio by leveraging multiple risk metrics and techniques (default loss, stressed exposure etc.) while integrating portfolio analytics and monitoring with Stress Testing, Risk Identification and other Risk frameworks.

Nomura Holdings Inc

Portfolio Risk Manager

We are looking for a Business Risk Management Alternatives – Managing Director, Business Risk Management Alternatives, who will be part of the Global Delivery Business Risk Management Leadership Team and the Alternatives Functional Leadership Team. The candidate for the Managing Director – Business Risk Management Alternatives role will possess and/or be able to demonstrate: Over 15 years' experience within financial services or risk management (in Non-Financial risk management or Business Management).

Business Risk Management Alternatives, Managing Director

Position Title Information Systems Security Officer III Reports to Director, Information Technology System Effective Date 11-1-26 FLSA Status Exempt Employment Status Full-Time Work Location On-Site Location Parallax HQ: 4035 Colonel Glenn Hwy, Beavercreek, OH 45431 Position Summary The Parallax Advanced Research mission is to deliver innovative research and provide technology, human, and business solutions through The Science of Intelligent Teaming for government, industry, and academic clients. The ISSO III works closely with Information System Security Managers (ISSMs), system owners, administrators, engineers, assessors, and cybersecurity service providers, and explains security risks and remediation priorities clearly to technical teams and program leadership.

Parallax Advanced Research

Information Systems Security Officer III

This position involves working closely with technical teams to protect information systems, maintain security documentation, and support the NIST Risk Management Framework (RMF). The ideal candidate will have experience implementing security policies, assessing system risks, supporting system authorization activities, and ensuring compliance with applicable security requirements.

TalentOps

Information Systems Security Engineer/Officer

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. This role partners closely with business leadership and key control functions to implement and maintain a compliance framework that is designed to ensure adherence to applicable SEC (including Investment Advisers Act requirements), FINRA, and MSRB regulatory requirements.

Osaic Inc

Chief Compliance Officer

Communication & Collaboration: Strong written and verbal communication and interpersonal skills, with the ability to communicate clearly and collaborate effectively with business partners and stakeholders. Evaluates complex and variable issues with potentially significant impact, requiring the ability to assess multiple sources of information, weigh alternatives, and balance competing considerations.

Risk Officer Jobs in the United States

Compliance Officer, Broker-Dealer Advisor (Equities and Options) (VN2750) Marex

Information System Security Officer (ISSO) Network Designs Inc.

BSA/AML Compliance Officer Distro

Supervisory Contracting Officer U.S. Department of Labor

ATO /Risk Management Framework Lead CDIT

Chief Financial Officer (Cfo) Green Hasson & Janks LLP

Chief Financial Officer OFD, LLC

Chief Financial Officer - COO Organization (Technology) State Street

Chief Financial Officer Bloom Equity Partners

COO - St. Coletta of Wisconsin Spano Pratt

Foundation Chief Financial Officer - Executive Director, Foundation Gift Policy & Accounting UCSF Medical Center

Chief Financial Officer (CFO) Beyond SOF

Chief Audit Officer North Carolina Central University

Retirement Compliance Officer County of Sonoma

Portfolio Risk Manager Nomura Holdings Inc

Business Risk Management Alternatives, Managing Director State Street

Information Systems Security Officer III Parallax Advanced Research

Information Systems Security Engineer/Officer TalentOps

Chief Compliance Officer Osaic Inc

Credit Officer - AVP Citigroup Inc

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