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FEED

This role requires strong transactional drafting and negotiation skills, experience supporting capital markets or investment banking activities, and familiarity with structured products, including collateralized loan obligations (CLOs), collateralized fund obligations (CFOs), rated feeders, and related structured credit products. The Senior Counsel will provide dedicated legal support to the GreensLedge Capital Markets business, advising investment banking and capital markets professionals on transactional, regulatory, and advisory matters, with a particular focus on structured credit and securitized products.

YEAR

Raymond James Financial Inc

Senior Counsel, Fixed Income

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Associate General Counsel - Labor & Employment , you'll get to: Provide legal advice and guidance to Vitalant and its related entities on a wide range of multi-state employment matters, including labor and employment laws, regulatory compliance, employee relations, investigations, employee benefits, and significant employment-related risks. Partnering with Human Resources, senior leadership, and business stakeholders, this role helps navigate complex multistate employment laws, employee relations, workplace investigations, and litigation while supporting sound decision-making and organizational compliance.

01 Vitalant

Senior Associate General Counsel - Labor and Employment

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You will advise on a broad range of registered fund matters, including fund operations, SEC filings, distribution arrangements, Board governance, and product initiatives, while partnering closely with stakeholders across the Funds Business Group, Compliance, Global Wealth Management, Account Management, Product Strategy, and Operations. In this role, you will provide legal support across PIMCO's U.S. registered funds platform, including mutual funds, ETFs, closed-end funds, and collective investment trusts, with a particular focus on the Investment Company Act of 1940, fund governance, disclosure, and regulatory compliance.

PIMCO

VP, Counsel - Registered Funds

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FULL_TIME

Responsibilities: Lead and support the Company’s enterprise-wide compliance program, including Code of Conduct administration, policy development and implementation, training initiatives, anti-corruption, sanctions, whistleblower matters, and regulatory compliance; Advise on data privacy matters, including compliance with applicable federal and state privacy laws (e.g., CCPA, state consumer privacy laws), development and maintenance of privacy policies and notices, data subject requests, vendor data processing agreements, and privacy-related contract provisions; Identify legal and compliance risks and recommend and implement risk mitigation strategies across the enterprise; Draft, review, edit, and negotiate a wide variety of commercial and transactional agreements; Coordinate with and seek feedback and input from subject matter experts across the Company to complete contract reviews and approvals; Provide responsive and effective legal support and counsel to all of the Company’s departments as needed; Support the Company’s capital markets activity, including registered offerings, debt issuances, credit facility amendments, and other financing transactions, working closely with senior attorneys, outside counsel, underwriters, and lenders; Assist with the preparation and review of the Company’s periodic and current SEC filings, including Forms 10-K, 10-Q, and 8-K, and Section 16 filings (Forms 3, 4, and 5); Advise on Securities Act and Exchange Act matters, including Regulation FD, insider trading, Rule 144, and NYSE listing requirements, and assist in maintaining the Company’s insider trading and related-person transaction programs; Provide transactional support on dealership acquisitions, divestitures, and other strategic transactions, including drafting and negotiating letters of intent, purchase agreements, real estate documents, manufacturer framework documents, and ancillary deal documentation; Coordinate and manage legal due diligence and post-closing integration matters, including regulatory and manufacturer approvals; Perform special projects as assigned. Qualifications: Admission and member in good standing of a State Bar and qualified to practice as in-house counsel in Texas; Minimum of 8–10 years' experience at a law firm and/or in an in-house position, with a meaningful combination of compliance, data privacy, and corporate governance experience; experience with capital markets, securities and public company reporting, and transactional M&A is helpful but not required; Core competencies must be in compliance and data privacy, including knowledge of applicable federal and state privacy laws and regulations, compliance program development and administration, and risk assessment; Working knowledge of the federal securities laws and SEC rules and regulations applicable to public companies (Securities Act of 1933, Securities Exchange Act of 1934, Sarbanes-Oxley, Dodd-Frank, and related SEC and stock exchange requirements) is helpful; Significant experience drafting, reviewing, and negotiating contracts and transaction documents; Excellent written and verbal communication, research, and presentation skills; Excellent analytical and creative problem-solving skills; Ability to communicate effectively with business leaders, sales personnel, and subject matter experts; Practical, logical, and efficient problem solver; Strong work ethic, team player, and positive attitude; Organized and keen attention to detail; Results oriented, self-motivated, and self-directed; High degree of professionalism, sound judgment, and ability to handle confidential and market-sensitive information; Able to handle multiple concurrent assignments, and assume personal responsibility for deliverables under tight deadlines, working well under pressure in a rapidly changing environment.

Group 1 Automotive, Inc.

Corporate Counsel

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Strong stakeholder-management and communication skills, with the ability to work effectively with Product, Compliance, Risk, Operations, Marketing, external counsel, regulated partners and senior stakeholders across multiple jurisdictions. Experience advising on investment products, wealth management, discretionary or non-discretionary investment management, broker-dealer arrangements, custodial relationships, investment-management structures or related customer disclosures and documentation.

Airwallex

Senior Counsel, Product Legal (Yield)

High-impact technology senior lawyer to work with lead AI counsel and global legal and regulatory team to understand, influence, and interpret global regulations and laws with respect Artificial Intelligence as they apply to Lenovo's business and products, assist worldwide multifunction team in implementing compliance processes, and provide counsel to diverse client groups regarding legal and regulatory matters relating to artificial intelligence generally. Focused on a bold vision to deliver Smarter Technology for All, Lenovo has built on its success as the world's largest PC company with a full-stack portfolio of AI-enabled, AI-ready, and AI-optimized devices (PCs, workstations, smartphones, tablets), infrastructure (server, storage, edge, high performance computing and software defined infrastructure), software, solutions, and services.

Lenovo Group Ltd

Counsel, Legal, AI Global

OTHER

TriWest will prioritize candidates with experience with healthcare regulatory matters, including Medicare and Medicaid and conditions of participation in federal healthcare programs, anti-kickback laws, self-referral laws, HIPAA, and transactional matters for health care providers. Supports the Office of General Counsel in advising and producing attorney work products that support TriWest's healthcare-related departments including, but not limited to, Provider Services, Medical Management, Program Integrity, and Claims.

TriWest Healthcare Alliance

Healthcare Counsel

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In this highly collaborative role, you will work with internal stakeholders, outside counsel, Human Resources, Compliance, Sales, and Operations teams to navigate evolving legal and regulatory requirements, drive effective dispute resolution, and support sound business decision-making. You will help develop legal strategies, assess and mitigate risk, provide practical guidance on regulatory and compliance issues, and support the resolution of complex legal challenges that impact Yardi's business, products, and clients.

Yardi Systems Inc

Provides legal and regulatory counsel regarding medical group, provider, and integrated care delivery operations, including physician and advanced practice clinician contracting, professional services arrangements, corporate practice of medicine, fee-splitting, provider compensation models, credentialing, delegation, risk-bearing and value-based care arrangements, licensure and scope-of-practice requirements, and other federal and state laws applicable to healthcare providers, medical groups, IPAs, PACE organizations, and risk-bearing entities. Strong working knowledge of physician contracting, professional services arrangements, corporate practice of medicine, fee-splitting, provider compensation models, scope-of-practice requirements, licensure, delegation, and other laws governing healthcare providers and care delivery organizations is required.

SCAN Health Plan

Associate General Counsel, Healthcare

The successful candidate will be responsible for advising on matters related to business contracts with U.S. government customers, partners and channels, and the International Traffic in Arms Regulations (ITAR), Export Administration Regulations (EAR), Federal Acquisition Regulation (FAR), Defense Federal Acquisition Regulation Supplement (DFARS), and related regulations for matrixed organizations operating globally. Cross-Functional Collaboration: Work closely with the legal, operations, and compliance teams, as well as with external counsel and government agencies, to ensure all government projects align with regulatory requirements.

Motorola Solutions Inc

Sr. Commercial Counsel

This role will be based at our U.S. headquarters (a New York corporation located in New Jersey) and will manage a wide range of legal and compliance matters across our U.S. and Canadian operations, working closely with internal business teams and HQ in Korea to manage legal risks and ensure compliance with U.S. and international laws relevant to global trade and commerce. Provide legal support to branch offices in Houston, Chicago, Detroit, Atlanta, Los Angeles, and Toronto, including reviewing contracts, advising on employment and local regulatory matters.

DHD Consulting

Legal Counsel (In-House Attorney)

Responsibilities:Analyzes legal issues and implications on consumer banking and wealth management products, services, and regulatory mattersCommunicates clear, concise, actionable, and business-informed legal advice, including occasionally to leadershipInterprets rulings, laws, and regulations from a compliance and business control standpointDrafts, reviews, and/or negotiates complex legal documents, such as engagement letters, debt agreements, offering documents, and legal opinionsGathers, assesses, and evaluates information from various sources to make a judgment or inferenceSupports company responses to government agency examinations and investigations, enforcement actions, private complaints, and litigationReviews and interprets wills and trust agreements, powers of attorney, and legal entity documents under state lawDelivers practical Legal advice regarding investment products in Private Bank fiduciary and Merrill brokerage accountsConflicts resolution (complaints/pre-litigation), including liaising with legal partners on regulatory, litigation and internal investigation teamsRequired Qualifications:Licensed in good standing to practice law in at least one state in which Bank of America does businessAt least 5 years of relevant experience as an attorney in a law firm, government agency, or in-house environmentDemonstrated excellent written and verbal communication and interpersonal skills; executive presence when dealing with high-level business leaders and comfort in offering advice and opinions and debating issues with senior business, compliance and risk colleagues. Experience with broker-dealer laws (SEC, FINRA), state laws related to POAs, trusts and estates, and some level of litigation or regulatory experienceInternational legal experience is a plusBe an advocate for operational excellence and manage projects geared towards improving legal and business processes and driving focus on core legal work Incorporate responsible use of Artificial Intelligence to improve the efficiency, consistency, and quality of legal workSkills:AdvisoryInfluenceInterpret Relevant Laws, Rules, and RegulationsPolicies, Procedures, and GuidelinesRisk ManagementCritical ThinkingDecision MakingIssue ManagementLegal Drafting and WritingRegulatory ComplianceAttention to DetailCollaborationExecutive PresenceLegal Structures and Legal FormsProblem SolvingMinimum Education Requirement: Doctorate degree in related fieldShift:1st shift (United States of America)Hours Per Week: 40 Learn more about this role Apply × To proceed with your application, you must be at least 18 years of age.

Bank of America Corp

Attorney - Private Bank and Merrill Legal Accounts Counsel

Energo is seeking an experienced In-House Counsel focused on receivables and collections to lead legal recovery efforts, reduce bad debt, and strengthen contract enforceability across a growing portfolio of commercial and multifamily clients. Own and lead the company's end-to-end AR recovery strategy, from early-stage delinquency outreach through formal collections, demand letters, small claims/civil litigation, and criminal referral (e.g., bad check complaints) where appropriate.

Energo

In-House Counsel

Counsel, Product Legal (Yield)

We provide the latest industry insights and technology to develop solutions needed to meet customers evolving challenges, including innovative critical power solutions designed for high reliability and performance. Responsible for end-to-end legal support and compliance risk management across the company, including compliance management, contract review, regulatory compliance, policy drafting, legal advisory, and cross-functional compliance training.

OmniOn Power

Compliance Counsel

Manages the development of legal strategies by providing specialized ERISA and employee benefits expertise on matters of strategic importance or having significant impact on financial exposure, employee programs, regulatory compliance, fiduciary risk, or corporate policy. Partners with Human Resources, Total Rewards, Finance, Tax, Treasury, Payroll, Compliance, Internal Audit, Procurement, and external advisors to develop legally compliant and operationally effective employee benefit programs.

ERISA & Employee Benefits Counsel

Backed by Iconiq Capital, Bessemer Venture Partners, Foundry Capital, and Tiger Global, we're helping Fortune 500 companies and government agencies discover that true data security means having the freedom to share, collaborate, and innovate — without compromise. You will lead day-to-day legal support for U.S. public sector contracting, with particular emphasis on federal subcontracts, software licensing, and relationships with prime contractors, systems integrators, resellers, and other partners.

Virtru

Counsel, Government Contracts & Public Sector

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In collaboration with and in support of relevant business functions, draft, review and negotiate contracts, including, but not limited to, supply agreements, development agreements, license agreements, supplier agreements, quality agreements, employee-related agreements, AIA agreements, lease agreements, confidentiality agreements and consulting agreements. Monitor and advise on legislative, regulatory and legal changes that may impact the business, including maintaining oversight of state pharmacy, controlled substance and business licensing activities, including applications, renewals, withdrawals, and related regulatory filings.

Renaissance Lakewood

General Counsel

You'll own our commercial contracting process end-to-end, including negotiating customer and vendor agreements, maintaining our platform's legal documentation, and advising on product, privacy, and regulatory matters. We're looking for someone comfortable working independently, who knows when to bring in outside expertise, and who can turn complex legal issues into clear, actionable guidance.

Corporate Counsel — Commercial, Product & General Legal

Legal and Compliance is responsible for, among other things, overseeing regulatory matters; assisting with product development and structuring; preparing and updating relevant offering materials, shareholder communications and related risk disclosures, negotiating service provider and client contracts; providing ongoing legal advice to the business regarding new and existing products and strategies and establishing legal and compliance policies and procedures that meet applicable regulatory requirements and testing the operative effectiveness of those policies and procedures and conducting training. The candidate must be able to directly manage and coordinate across a wide variety of business and operations teams on regulatory, compliance and business issues and risks associated with the ongoing operations of the funds and the business; development of new products; key business initiatives and other special projects.

Regulatory Counsel Jobs in the United States

Senior Counsel, Fixed Income Raymond James Financial Inc

Senior Associate General Counsel - Labor and Employment 01 Vitalant

VP, Counsel - Registered Funds PIMCO

Corporate Counsel Group 1 Automotive, Inc.

Senior Counsel, Product Legal (Yield) Airwallex

Counsel, Legal, AI Global Lenovo Group Ltd

Healthcare Counsel TriWest Healthcare Alliance

Corporate Counsel Yardi Systems Inc

Associate General Counsel, Healthcare SCAN Health Plan

Sr. Commercial Counsel Motorola Solutions Inc

Legal Counsel (In-House Attorney) DHD Consulting

Attorney - Private Bank and Merrill Legal Accounts Counsel Bank of America Corp

In-House Counsel Energo

Counsel, Product Legal (Yield) Airwallex

Compliance Counsel OmniOn Power

ERISA & Employee Benefits Counsel HP

Counsel, Government Contracts & Public Sector Virtru

General Counsel Renaissance Lakewood

Corporate Counsel — Commercial, Product & General Legal AIQ

Corporate Counsel Regal Executive Search

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