shift supervisor - Store# 06779, 103rd Ave & McDowell Park 10 Starbucks Corpshift supervisor - Store# 06779, 103rd Ave & McDowell Park 10Avondale, AZ01961 hours based on a 40 hour week up to 40 hours annually (64 hours in California) after an introductory period, sick time (accrued at 1 hour for every 25 or 30 hours worked, depending on work location), and additional pay if working on one of eight observed holidays. Additionally, Starbucks offers 100% upfront tuition coverage for a first-time bachelor's degree through Arizona State University's online program via the Starbucks College Achievement Plan, student loan management resources, and access to other educational opportunities.
shift supervisor - Store# 05465, 59TH & THUNDERBIRD Starbucks Corpshift supervisor - Store# 05465, 59TH & THUNDERBIRDGlendale, AZ01961 hours based on a 40 hour week up to 40 hours annually (64 hours in California) after an introductory period, sick time (accrued at 1 hour for every 25 or 30 hours worked, depending on work location), and additional pay if working on one of eight observed holidays. Additionally, Starbucks offers 100% upfront tuition coverage for a first-time bachelor's degree through Arizona State University's online program via the Starbucks College Achievement Plan, student loan management resources, and access to other educational opportunities.
shift supervisor - Store# 15746, RURAL & RAY Starbucks Corpshift supervisor - Store# 15746, RURAL & RAYChandler, AZ01961 hours based on a 40 hour week up to 40 hours annually (64 hours in California) after an introductory period, sick time (accrued at 1 hour for every 25 or 30 hours worked, depending on work location), and additional pay if working on one of eight observed holidays. Additionally, Starbucks offers 100% upfront tuition coverage for a first-time bachelor's degree through Arizona State University's online program via the Starbucks College Achievement Plan, student loan management resources, and access to other educational opportunities.
Security Guard Penske CorporationSecurity GuardPhoenix, AZMaintains and wears all required safety and health personal protective equipment, including respirator, in the manner recommended by the equipment manufacturer and in accordance with company policies. The Security Guard is responsible for maintaining a safe secure and pleasant environment for the dealership employees and customers in accordance with company policies.
26/27 SY Security Guard (VVHS) Dysart Unified School District26/27 SY Security Guard (VVHS)Surprise, AZMonitors school grounds, parking areas, buildings and equipment and reports irregularities, hazards or other safety/security issues; monitors site access to allow only authorized visitors. Monitors adherence with safety, security and organizational rules; provides warnings, information and direction when violations occur; monitors students to ensure timely reporting to assigned classes.
Supervisor, IT Enterprise Storage & Backup Pinnacle West Capital CorpSupervisor, IT Enterprise Storage & BackupPHOENIX, AZThis position may require access to and/or use of information subject to control under the Department of Energys Part 810 Regulations (10 CFR Part 810), the Export Administration Regulations (EAR) (15 CFR Parts 730 through 774), or the International Traffic in Arms Regulations (ITAR) (22 CFR Chapter I, Subchapter M Part 120) (collectively, U.S. Export Control Laws). 9) Partners with architecture, cybersecurity, application, operations, and business stakeholders to ensure enterprise storage and backup services meet availability, resiliency, recovery, compliance, and customer requirements.
Cloud Security Manager #9932 Professional RecruitersCloud Security Manager #9932Tempe, ArizonaThey come to The Company for our expertise, deep network and 30+ years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising The Company, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. The Cloud Security Manager in Cyber Security Engineering is an experienced security professional that demonstrates management capability, and is responsible for providing oversight and guidance to security analysts and architects in the execution of their duties.
Fund Administration Supervisor U.S. BancorpFund Administration SupervisorTempe, AZ$111,605–$131,300 / yearAs a Fund Administration Supervisor 2, you will lead and oversee the day-to-day financial and compliance operations for 33 Act exchange-traded fund ("ETF"), mutual fund, closed end fund and/or business development company clients. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.
NewAtsu - Campus Safety Officer A.T. Still University of Health SciencesAtsu - Campus Safety OfficerMesa, AZExperience working with different Software platforms, which will include Door access systems, Surveillance camera systems, Report Management Systems, and Service request systems. Perform confidential investigations in matters pertaining to alleged losses, thefts, and wrongful acts of individuals affecting security, and complete an incident report accurately as needed.
NewTactical Security Officer - Supervisor GardaWorld Security Services U.S.Tactical Security Officer - SupervisorScottsdale, AZAs a Security Officer – Tactical, physical ability is essential as you will be moving around your entire shift, patrolling environments such as retail stores, airports, detention centers, etc. GardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe.
shift supervisor - Store# 11892, DYSART & CAMELBACK, PHOENIX Starbucks Corpshift supervisor - Store# 11892, DYSART & CAMELBACK, PHOENIXLitchfield Park, AZ01961 hours based on a 40 hour week up to 40 hours annually (64 hours in California) after an introductory period, sick time (accrued at 1 hour for every 25 or 30 hours worked, depending on work location), and additional pay if working on one of eight observed holidays. Additionally, Starbucks offers 100% upfront tuition coverage for a first-time bachelor's degree through Arizona State University's online program via the Starbucks College Achievement Plan, student loan management resources, and access to other educational opportunities.
NewProduction/Line Supervisor Super Systems IncProduction/Line SupervisorPhoenix, AZ$65,000–$70,000 / yearFull timeEstablishes an environment that is conducive to collaboration and teamwork, promotes positive employee relations and takes steps to prevent or diffuse conflicts. Identifies, coaches and develops team members through training, performance reviews, coaching, support and delegation as appropriate for their development level.
NewSafety & Security Manager Department Head Marriott Vacations WorldwideSafety & Security Manager Department HeadScottsdale, AZCommunicates the importance of safety procedures, detailing procedure codes, ensuring associates understanding of safety codes, monitoring processes and procedures related to safety. 2-year degree from an accredited university in Criminal Justice or related major; 2 years' experience in the security/loss prevention or related professional area.
Technical Supervisor (Blood Bank) - Banner Desert Sonora Quest LaboratoriesTechnical Supervisor (Blood Bank) - Banner DesertMesa, AZ3. Under the direction of management, ensures area(s) of responsibility are maintained in accreditation with College of American Pathologists (CAP), Centers for Medicare and Medicaid Services (CMS), American Association of Blood Banks (AABB), Food and Drug Administration (FDA) and licensing for Clinical Laboratory Improvement Amendments (CLIA) for patient care and nursing. Establishes priorities, workloads, schedules, controls, work procedures and day-to-day problem resolution and trouble shooting utilizing Six Sigma and Lean concepts, tools and methodology in the department.
Venue Technology Supervisor - Talking Stick Resorts Amphitheatre Legends GlobalVenue Technology Supervisor - Talking Stick Resorts AmphitheatrePhoenix, ArizonaThe qualified individual will also possess solid analytical and problem-solving skills; proven ability to organize, manage, and complete multiple tasks in an efficient and timely fashion; strong verbal and written communication and the ability to establish and maintain effective working relationships with all internal and external stakeholders. Our Global Planning, Global Sales, and Hospitality service solutions collaborate on every project to ensure success across each of our six verticals including professional sports, collegiate, attractions, entertainment, international, and conventions.
NewProduction Supervisor- Arizona- Phoenix DISTRICT PHOTO INCProduction Supervisor- Arizona- PhoenixPhoenix, AZIn the late 1990's under Neil Cohen's leadership, DPI acquired a photo business in the UK and has transitioned from a mid-Atlantic film developing lab to multiple state-of-the-art digital labs shipping millions of photos worldwide every day. Founded in 1949 by Melvin Cohen as a small black & white photo lab, the business grew during the last half of the 20th century into a large wholesale photofinishing lab serving mid-Atlantic retailers and a national mail order film business.
shift supervisor - Store# 78577, 83RD AND HAPPY VALLEY Starbucks Corpshift supervisor - Store# 78577, 83RD AND HAPPY VALLEYPeoria, AZ01961 hours based on a 40 hour week up to 40 hours annually (64 hours in California) after an introductory period, sick time (accrued at 1 hour for every 25 or 30 hours worked, depending on work location), and additional pay if working on one of eight observed holidays. Additionally, Starbucks offers 100% upfront tuition coverage for a first-time bachelor's degree through Arizona State University's online program via the Starbucks College Achievement Plan, student loan management resources, and access to other educational opportunities.
NewRevenue Supervisor Sonora Quest LaboratoriesRevenue SupervisorPhoenix, AZ4. Reviews and analyzes reimbursement, aging and collection reports to ensure prompt resolution to escalated issues in accordance with departmental policies, procedures and generally accepted accounting principles as well as all applicable laws and regulations. Promote effective communication between reimbursements team and third party and government payer relations via in-person meetings, phone calls and written correspondence.
Low Voltage Security Technician Phoenix area Applied Business Communications (ABcom)Low Voltage Security Technician Phoenix areaPhoenix, AZWork includes voice, video, and data cabling, terminating and testing; telecommunications switch configuration and installation; fiber optic installations, termination, and testing; and security, wireless and audio-visual infrastructure installation, configuration, and troubleshooting. Skills: Proficient with the layout and installation of all major cabling infrastructure and networks, the use of advanced tools and equipment (OTDR, Fusion Splicer, Power Meter), and in installation of conduit systems.
OT Cyber Security Lead Koch IncOT Cyber Security LeadScottsdale, AZ$135,000–$175,000 / yearOT Cyber Security Lead - United States - 190311 - Koch. Koch Disruptive Technologies.
NewPhlebotomy Supervisor Sonora Quest LaboratoriesPhlebotomy SupervisorPhoenix, AZThese roles will oversee an assigned territory and will work with both outpatient service centers and doctors office phlebotomists in various locations to ensure excellent patient diagnostic care. This role requires excellent leadership and communication skills along with the ability to manage changing priorities quickly and support our phlebotomists in multiple locations facing a variety of challenges.
NewSecurity & Law Enforcement U.S. NavySecurity & Law EnforcementPhoenix, AZKey Responsibilities Conduct antiterrorism and force protection patrols on installations and piers; stand sentry and access control posts and control entry to secure areas; perform vehicle, personnel, and baggage inspections to detect weapons, contraband, or unauthorized items; enforce traffic and parking regulations, respond to calls for service, and investigate incidents and traffic accidents; collect and preserve evidence and prepare reports and case files; provide law enforcement presence and crowd control during special events and emergencies; operate and maintain small arms, crew-served weapons, non-lethal weapons, and security vehicles or boats; support harbor and waterside security, high-value unit escorts, and expeditionary security missions; supervise and train junior security force personnel in watchstanding, weapons, and security procedures. Work Environment Assignments at Navy installations in the U.S. and overseas, aboard aircraft carriers and other ships, and with expeditionary security units and strategic weapons facilities; work primarily on bases, piers, flight lines, harbor security boats, and in patrol vehicles, kennels, armories, and security operations centers; opportunities for overseas, forward-deployed, and dependent-restricted tours that count as sea duty for rotation; close integration with other security forces, Marine units, NCIS, and joint or host-nation partners depending on billet.
4182 - Security Officer L1 NTT Global Data Centers4182 - Security Officer L1Mesa, ArizonaWe offer local-to-global data center expertise, aligned with our connected platform of AI-ready data centers to create solutions that enable our clients to seamlessly scale their digital businesses, anywhere and anytime. This position plays a critical role in ensuring the protection of personnel and company property, managing access control, monitoring CCTV systems, responding to incidents, and completing written reports.
Security Installation Technician Johnson Controls International PlcSecurity Installation TechnicianPhoenix, AZ$20–$25 / hourJohnson Controls, a global leader in thermal management, mission-critical building systems, energy efficiency, and decarbonization, helps customers use energy more productively, reduce carbon emissions, and operate with the precision and resilience required in rapidly expanding industries such as data centers, healthcare, pharmaceuticals, advanced manufacturing, and higher education. Backed by advanced technology, lifecycle services and an industry-leading field organization, we elevate customer performance, turn goals into real-world results and help move society forward.
Safety & Security Officer RawhideSafety & Security OfficerChandler, AZTemporaryResponsibilities include conducting routine patrols, assisting with crowd management, controlling access to restricted areas, responding to incidents and emergencies, and supporting a positive guest experience through exceptional customer service. Responsibilities:Safety & Security:Conduct routine safety and security patrols throughout Rawhide Western Town, including event venues, attractions, parking lots, backstage areas, vendor locations, and other assigned areas.
Industrial Security Analyst - Level 2 or 3 Northrop Grumman CorpIndustrial Security Analyst - Level 2 or 3Gilbert, AZ$65,500–$98,300 / yearProvide program security and personnel security (PERSEC) support to include but not limited to review and process required documentation in support of the SAP and SCI nomination processes; prepare and administer program indoctrination and debriefings; access, review and submit clearance/access information using DISS and JADE, and other information systems; maintain PERSEC databases in accordance with customer tracking requirements; maintain and operate document control register/database; process and manage incoming and outgoing visit authorizations and visitor control. Pursue and obtain customer accreditation for Special Access Program Facilities (SAPFs) and Sensitive Compartmented Information Facilities (SCIFs) in accordance with SAP and SCI DoD Manuals, IC Tech Spec, and other government requirements (physical security, facility security, and access control, network and IT security, cryptography, personnel, etc.).
Site Supervisor Newborn Hearing Screen Program Pediatrix Medical Group IncSite Supervisor Newborn Hearing Screen ProgramGilbert, AZPediatrix-affiliated clinicians are committed to providing coordinated, compassionate and clinically excellent services to women, babies and children across the continuum of care, both in hospital settings and office-based practices. Training: Train all new hires and ensure continued training for current team members as well as monitor KPI's (key performance indicators) and review with team during monthly staff meetings.
Supervisor - Material Services (PHX) Frontier Airlines Holdings, Inc.Supervisor - Material Services (PHX)Phoenix, AZ$58,394–$77,508 / yearThe Supervisor, Material Services leads the activities of Material Specialists overseeing the daily operation of the Material Services department including Denver tool control and accountability, receiving, shipping, and issuing of Frontier Airlines' assets. Our successful business model allows travelers to take advantage of our fast-growing route network while our bundled and unbundled pricing options allow our customers to personalize their travel experience and only pay for the services they need - saving them money along the way.
ASU Event Staff Supervisor PRO EM National Event ServicesASU Event Staff SupervisorPhoenix, Arizona$19–$20September 5th – Morgan State October 3rd – Baylor October 10th – Hawaii October 24th – Kansas State November 7th – Colorado November 21st – Oklahoma State Starting PAY $19.00/hr. ASU Supervisors are required to work all ASU regular season home games and will receive preferential placement if you can commit to the entirety of the football season.
Food & Beverage Supervisor RawhideFood & Beverage SupervisorChandler, AZFull timeSummary: As a Food & Beverage Supervisor for Rawhide Event Center you will be instrumental in orchestrating seamless and memorable experiences for guests attending a diverse range of events. Vendor and Supplier Management:Establish and maintain relationships with food and beverage vendors and suppliers, negotiating contracts and pricing agreements.
Senior Information Security Analyst OneAZ Credit UnionSenior Information Security AnalystPhoenix, Arizona$84,149.19–$105,186.49 / yearThe ideal candidate will have a strong background in information security, with experience in security event monitoring and analysis, Azure security, Microsoft 365 monitoring and analysis, endpoint security, email security, vulnerability management, network traffic analysis, incident response, project leadership, and security process documentation. Relevant technical certifications such as CrowdStrike Certified Falcon Administrator (CCFA), GIAC Certified Incident Handler (GCIH), or Microsoft Certified: Security Operations Analyst Associate are preferred.
Application Security Engineer Ryder System IncApplication Security EngineerPhoenix, AZCompensation Information: The compensation offered to a candidate may be influenced by a variety of factors, including the candidate's relevant experience; education, including relevant degrees or certifications; work location; market data/ranges; internal equity; internal salary ranges; etc. Current Employees: If you are a current employee at Ryder, please click here ( http://wd5.myworkday.com/ryder/d/task/1422$3.htmld ) to log in to Workday to apply using the internal application process.
Armed Field Supervisor Covey SecurityArmed Field SupervisorPhoenix, ArizonaCovey Security is hiring a Full-Time Armed Field Supervisor to support multiple client sites throughout the Phoenix area. If you're ready to take the next step in your security career and grow into a management role, we'd love to hear from you.
Cyber - Google Cloud Security - Manager Deloitte Touche Tohmatsu LtdCyber - Google Cloud Security - ManagerTempe, AZ$134,500–$265,100 / yearArchitecting secure-by-default solutions across Google Cloud Platform services including Gemini AI, Gemini Enterprise Agent Platform, Model Garden, Model Armor, Google Kubernetes Engine, Cloud Data Loss Prevention, Key Management Service, and Security Command Center. Leading end-to-end delivery of Google Cloud Platform security engagements, overseeing on-site and offshore teams across security architecture, artificial intelligence and machine learning security, container security, data protection, monitoring, and secure delivery.
NewFull - Time Day Supervisor - Phoenix Police Department Titian Cleaning LLC.Full - Time Day Supervisor - Phoenix Police DepartmentTempe, AZ$19 / hourEnsure the basic five (5) clean door glass, floors, restrooms, trash emptied, and weekly task are properly cleaned and in good working condition, reports minor repairs to maintenance team. We are currently seeking a reliable and detail-oriented Day Supervisor to join our team and help maintain the cleanliness and organization of six (6) Phoenix Police Department facilities and up eight (8) employees.
Cloud Security Manager - Azure Infrastructure & AI Deloitte Touche Tohmatsu LtdCloud Security Manager - Azure Infrastructure & AITempe, AZ$134,500–$265,100 / yearAs a Cloud Security Manager on the Cloud Cyber Risk team, you will be responsible for: Leading Azure cloud cyber risk engagements across governance, identity, application security, platform as a service security, infrastructure security, AI security, security monitoring, resilience, and data protection. Cybersecurity certification such as Certified Cloud Security Professional (CCSP), Certificate of Cloud Security Knowledge (CCSK), Certified Information Systems Security Professional (CISSP), Cisco Certified Network Professional (CCNP), or Cisco Certified Network Associate (CCNA).
Security Supervisor Gathering PlaceSecurity SupervisorPhoenix, AZDelegate specific tasks to security guards and department personnel and inform the Security Manager and Security Supervisors regarding potential problems/issues and recommend possible solutions. Applicants, regardless of whether they are a medical marijuana licensee, must receive a negative result on a 10-panel, pre-placement drug screening to include THC, prior to beginning work.
Supervisor Security DexCom IncSupervisor SecurityMesa, AZ$82,900–$138,100 / yearWe work shoulder-to-shoulder with teams across the company, utilizing secure-by-design principles, enabling innovation, safeguarding trust, and supporting the people who make life-changing technology possible. You supervise the contracted guard force, oversee access control and lobby operations, respond to incidents, and work closely with cross‑functional teams to support site operations and mitigate risk.
Retail Sales Supervisor Living Spaces Furniture LLCRetail Sales SupervisorPhoenix, AZ$21.90–$28.45 / hourPay will be determined by several factors, including, but not limited to: applicant's education, relevant work experience, knowledge, applicable and relevant skills and abilities, market demand, Company budget, as well as internal equity and alignment with geographic market data. Conduct regular check-ins, one-on-one meetings, and performance management sessions to provide feedback, support career advancement, and ensure team members have the skills necessary for future success.
Production Supervisor II Crane Co.Production Supervisor IIChandler, AZSkills/Abilities: Effectively communicate (written and verbal) with all levels of the business and present to groups both small and large; Ability to align customer demand with manufacturing capacity to develop labor planning/allocations; Ability to use data to determine root causes of issues to drive focused corrective action. From supplying microwave products for GPS satellites to integrated assemblies for the latest innovative defense platforms, come join an industry-leading aerospace & defense manufacturer based in beautiful, sunny Chandler, Arizona.
Shift Supervisor - PT Hustler HollywoodShift Supervisor - PTPhoenix, Arizonajoinourteam #job #hiring #sales #retailsales #work #fashion #workingretail #nowhiring #jobsearch #jobhunt #employeediscount #shopping #adultitems #hustler #husterhollywood #hustlerstores #fun #dedicated #ambitious #enthusiastic #monthlybonus #howwehustle. Qualifications: Requires ability to lift large and heavy packages and boxes rapidly and constantly and to perform a continuous process of loading and unloading large boxes throughout a scheduled shift.
Production Supervisor Crane CoProduction SupervisorChandler, AZSkills/Abilities: Effectively communicate (written and verbal) with all levels of the business and present to groups both small and large; Ability to align customer demand with manufacturing capacity to develop labor planning/allocations; Ability to use data to determine root causes of issues to drive focused corrective action. From supplying microwave products for GPS satellites to integrated assemblies for the latest innovative defense platforms, come join an industry-leading aerospace & defense manufacturer based in beautiful, sunny Chandler, Arizona.
Supervisor, Quality Assurance Living Spaces Furniture LLCSupervisor, Quality AssurancePhoenix, AZ$61,800–$82,500 / yearPay will be determined by several factors, including, but not limited to: applicant's education, relevant work experience, knowledge, applicable and relevant skills and abilities, market demand, Company budget, as well as internal equity and alignment with geographic market data. They work closely with other department managers and supervisory personnel to uphold product quality, identify and resolve issues, and enhance productivity, safety, and overall efficiency.
Cyber - SAP Security and GRC Access & Process Control Manager Deloitte Touche Tohmatsu LtdCyber - SAP Security and GRC Access & Process Control ManagerTempe, AZ$134,500–$265,100 / year8+ years of hands-on experience implementing security for SAP S/4HANA, Fiori, Ariba, Integrated Business Planning (IBP), Business Technology Platform (BTP), and Business Data Cloud (BDC), including requirement gathering, security design, and deployment. 5+ years of experience designing, configuring, and implementing SAP GRC Access Risk Analysis (ARA), Access Request Management (ARM), Emergency Access Management (EAM), and Business Role Management (BRM).
SECURITY GUARD SUPERVISOR Pilgrim's Pride CorporationSECURITY GUARD SUPERVISORTolleson, AZWork with the Traffic Department to coordinate shipping date, times, and locations. Resolve employee’s conflicts and issues promptly and objectively.
Security Shift Supervisor - Active Days Allied UniversalSecurity Shift Supervisor - Active DaysMesa, AZDriving Positions: must possess a valid Driver's License with at least one year of driving experience, a clean driving record (no major violations within last 36 months, no more than 1 accident in last 24 months, no more than one minor moving violation in last 24 months), a minimum level of insurance as required by Company policy, and the ability to safely operate a vehicle required. Must possess effective written and oral communication and interpersonal skills with ability to deal with all levels of personnel and the general public in a professional and effective manner; must be able to use initiative and independent judgment within established guidelines.
HSE Supervisor PCL Constructors IncHSE SupervisorPhoenix, AZHeres how a HSE Supervisor for PCL Construction, Inc. within Civil West contributes to our team: Responsibilities: • Implements and supports project HSE plans, regulatory requirements, and other safe work practices. At PCL Construction, Inc., part of the PCL Family of Companies (PCL), we don't just build projects-we build opportunities, careers and communities.
Medical Supervisor Family Care CenterMedical SupervisorGilbert, AZ$140,000–$154,000 / yearFull timeIn partnership with the Clinic Director oversee the services provided to patients along with day-to-day operations of the clinic, drive a culture of positive impact and the FCC Way, and implement continual improvements in services within in the 5 Star clinic performance structure. Provides clinical expertise in crisis intervention, skills in working with the chronically mentally ill population, and with individuals and families undergoing acute episodes of psychiatric distress, skills in diagnosis and assessment.
EMS and Electrical Supervisor Dover CorpEMS and Electrical SupervisorPhoenix, AZOur Story: Dover Food Retail (DFR) is a leading manufacturer of Display Cases, Specialty Products, Refrigeration Systems, Power Systems and Comprehensive Services; and leading our industry by Innovating What's Next in glass doors and intelligent merchandising technologies that keep food safe under brands such as HillPhoenix and Anthony. What the Role Involves: As an Energy Management Systems (EMS) and Electrical Supervisor, you'll be responsible for supervising and directing an EMS and Electrical team for documenting and installing control system hardware, cabling, and conduit to support refrigeration and building energy management conversions and upgrades.
Fund Administration Supervisor US BankFund Administration SupervisorTempe, AZ$111,605–$131,300 / yearAs a Fund Administration Supervisor 2, you will lead and oversee the day-to-day financial and compliance operations for 33 Act exchange-traded fund ("ETF"), mutual fund, closed end fund and/or business development company clients. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.