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Were looking for problem-solving, opportunity-finding teammates with a sense of urgency, who believe in the scale of our ambition and thrive on a path not fully paved - people who want to grow their careers alongside a team of experts across energy, manufacturing, data center construction, and cloud services. Working knowledge of capital markets transactions, including Rule 144A and other private placements, sufficient to provide cross-coverage for the Capital Markets function.

YEAR

Crusoe Energy Systems LLC

Director, Legal Counsel, Corporate & Securities

Provide creative, risk-focused solutions to Compliance, Risk Management, BSA/AML, and New Partner Onboarding teams and other business units, particularly on novel and complex legal issues to support growth and innovation, while advising and applying effective risk management techniques with respect to regulatory and supervisory matters. Producing professional quality, efficient legal work product on bespoke projects involving multiple parties under demanding deadlines with appropriate autonomy in execution and delivery of work, with an understanding to tailor work product and communications to Regulators, the Board of Directors, Senior Management, and Business Stakeholders as appropriate.

Cross River Bank

Associate General Counsel, Regulatory Compliance

Maintains and monitors Legal Affairs data using various Excel spreadsheets; conducts a preliminary review of documents submitted through the Contract Manager system, to ensure accuracy, completeness, and timelines. Reporting to the Executive Assistant to the Chief Counsel, the incumbent: Assists and backs up the Executive Assistant, who serves as a confidential assistant to the Chief Counsel for labor and employment, business, and litigation matters.

Research Foundation of CUNY

Administrator – Legal

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Preparing, reviewing, and submitting Bridgewater's regulatory filings and reports, and personally driving each one through to completion, including gathering and validating underlying data and resolving issues as they arise. Our investment process is driven by a tireless pursuit to understand how the world’s markets and economies work — using cutting-edge technology to validate and execute on timeless and universal investment principles. .

Bridgewater Associates

Senior Compliance Officer, Regulatory Reporting

5+ years of legal experience, ideally at a lower-middle-market private equity firm, in-house at an industrial business in regulated A&D industries, or at a hands-on boutique firm serving PE clients — ready to own the top legal seat. The bottleneck isn’t workforce, it’s workflow, which AIC solves by deploying our software operating system to unlock trapped capacity in the companies we acquire by empowering the talented operators who have built those enterprises.

Head of Legal

103,400.00 - $154,000.00 Employees are eligible for medical, dental, and vision coverages, FSA and HSA healthcare accounts, life and accident insurance, adoption and fertility assistance, paid parental leave up to 10 weeks, and short/long term disability. Preferred fields of study include Accounting, Analytics or Data Science, Business Administration or Management, Computer Science or Information Systems, Cybersecurity, Economics, Engineering, Finance, Criminal Justice, or a related field.

Protiviti

Legal, Risk & Compliance - Investigations & Forensic Senior Consultant

Lead and support risk assessments and security reviews for Finance systems, workflows, and third-party vendors, and effectively and succinctly communicate identified risks, recommended mitigation strategies, or formal risk acceptance requirements to business leadership for decision and implementation. You will identify and assess security risks and vulnerabilities, enforce security policies and controls, and partner with Finance leadership to ensure a secure posture that supports business needs and critical activities while aligning with the organization's risk appetite and regulatory obligations.

Bloomberg LP

Business Information Security Officer - Finance

Marex is a seeking a Broker-Dealer Compliance Advisor (focusing on Equities and Options) who is meant to be a subject matter expert in U.S. Broker-Dealer regulation providing compliance advisory services, with a strong background on Equities and Listed Options trading activities, as well as knowledge of various regulatory reporting requirements. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights, and analytics.

Marex

Compliance Officer, Broker-Dealer Advisor (Equities and Options) (VN2750)

Our team of senior professionals delivers a wide array of strategic advisory, shareholder advisory, restructuring and special situations and private fund advisory and placement services to corporations, financial sponsors, institutional investors and governments around the world. We also provide, through PJT Park Hill, private fund advisory and fundraising services for alternative investment managers, including private equity funds, real estate funds and hedge funds.

PJT Partners

Senior Compliance Officer - Capital Markets

Advise on Cerberus-related compliance matters including (i) management incentive plan approvals, (ii) management-fee offsets, and (iii) employee matters including moves between Cerberus and portfolio companies, among Cerberus affiliates, and of full-time employees to consulting roles (and vice versa). The role will involve participation in all stages of the investment lifecycle including pre-acquisition diligence, advising companies in the adoption of compliance policies and procedures, monitoring, testing, and mitigation during the course of an investment, and reverse-diligence and sale-readiness on exit.

Legal Officer Jobs in Queens, NY

Director, Legal Counsel, Corporate & Securities Crusoe Energy Systems LLC

Associate General Counsel, Regulatory Compliance Cross River Bank

Administrator – Legal Research Foundation of CUNY

Senior Compliance Officer, Regulatory Reporting Bridgewater Associates

Head of Legal AIC

Legal, Risk & Compliance - Investigations & Forensic Senior Consultant Protiviti

Business Information Security Officer - Finance Bloomberg LP

Compliance Officer, Broker-Dealer Advisor (Equities and Options) (VN2750) Marex

Senior Compliance Officer - Capital Markets PJT Partners

Vice President, Compliance Officer Cerberus Capital Management

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