UNKNOWN

FEED

This role ultimately reports to investigations teams responsible for coverage over Special Investigations, Global Markets, or Global Wealth and Investment ManagementResponsibilities:Completes investigations while overseeing cases meet or exceed closure and quality metricsCompletes Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcementReports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigationsPerforms quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support roleRequired Qualifications: Minimum of five years of relevant experienceUnderstanding of Retail Brokerage Products, Clients, and Services, such as Equities, Fixed Income Products, Structured Investments, Securitized Products, Mutual Funds, and entity structures, such as Personal Holding Companies, Retirement and Trust Accounts FINRA Securities Essential Exam/ FINRA Series 7, Series 6 or relevant experience in the areas of back office operations, Margin, ACAT TransferSuspicious Activity Reporting (SAR)Stakeholder Management (FLU, Business Controls, Risk)Understanding of Rules, Regulations, and Compliance (FINRA/SEC)Desired Qualifications: Bachelor's Degree in related fieldExperience in financial services and/or a related government entityCertified Anti-Money Laundering Specialist (CAMS)Data Management, Review, and AnalysisFINRA Services Principal Licensure (Series 4, 24, 53,9/10)Certified Anti-Money Laundering Specialist (CAMS)Knowledge of Alternative Investments ( Private Equity, Venture Capital, etc.)Familiarity with Discretionary Trading Products Skills:Fraud ManagementPolicies, Procedures, and Guidelines ManagementReportingRisk ManagementCoachingIssue ManagementTalent DevelopmentCritical ThinkingWritten CommunicationsData AnalysisRegulatory ComplianceInvestigation ManagementTechnical Skills:AML Regulatory KnowledgeCase Investigation & ResolutionCustomer Due Diligence Enhanced Due DiligenceFinancial Crimes Risk ProgramsHigh Risk Activities & TypologiesProducts, Services and Acumen- Global Financial Crimes Risk Identification & Assessment Risk Governance & ReportingShift:1st shift (United States of America)Hours Per Week: 40 Learn more about this role Apply × To proceed with your application, you must be at least 18 years of age. The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of business relevant to the Investigators specific area of responsibility, specifically focused on Special Investigations, Global Markets, or Global Wealth and Investment Management.

YEAR

Bank of America Corp

GFC Investigator (Brokerage - AML)

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FULL_TIME

OTHER

Complies with the Veterans Affairs Community Care Network (CCN) and TRICARE T-5 contracts; DHA and TRICARE program guidelines and pertinent Federal regulatory requirements; assists supervisors with FWA trending and reporting requirements; coordinates and assists with investigations and prosecutions by federal agencies interfaces directly with Veterans, Military members and family (as warranted), providers, subcontractors, and other TriWest departments on FWA issues; assist supervisor with the education and training of TriWest, subcontractor, and provider personnel on current FWA matters; prepares appropriate responses to provider compliance issues and complaints referred to Program Integrity by other TriWest departments or external referrals. The PI Investigator t is responsible for the identification, analysis, case development, and reporting of suspected fraud, waste and abuse (FWA) cases as defined by the Department of Veterans Affairs (VA), the Healthcare Finance Administration (HCFA) and the Department of Defense, Defense Health Agency for the TRICARE program; requests and reviews issue-related medical claims and records for FWA and/or administrative and clerical error(s).

TriWest Healthcare Alliance

Program Integrity Investigator

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We are focused on building the next generation of autonomous capabilities by leveraging existing Anduril platforms like Ghost or Altius, bringing 3rd party platforms into Anduril's Lattice ecosystem, and developing breakthrough systems that will shape the future of the battlefield. To ensure your safety and help you navigate your job search with confidence, please keep the following critical points in mind: No Financial Requests: Anduril will never solicit payment or demand personal financial details (such as banking information, credit card numbers, or social security numbers) at any stage of our hiring process.

ANDURIL INDUSTRIES

Aviation Maintenance Engineer

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Fraud Specialist Jobs in Phoenix, AZ

Fraud Specialist Jobs in Phoenix, AZ

GFC Investigator (Brokerage - AML) Bank of America Corp

Program Integrity Investigator TriWest Healthcare Alliance

Aviation Maintenance Engineer ANDURIL INDUSTRIES

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