Greenwood Village, CO30+ days ago
p>As a new CRA, you will learn about the financial services industry, apply new concepts, develop and practice new skills, and push yourself to accomplish new goals through three major milestones: - Licensing Preparation In the first months, you will prepare to become a FINRA Registered Representative by studying for and obtaining your SIE Series 7 and 63 licenses, all fully sponsored by Fidelity.
Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment, and retirement-related financial activities, and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others.