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The intern will work closely with a team led by the Chief Compliance Officer and US Head of Legal of Marshall Wace North America who is also part of the larger global Legal team and can expect exposure to both the Compliance and Legal teams. Both teams must develop a thorough understanding of all aspects of MW’s activities, including trading, investment decision-making, and marketing, in order to render balanced advice to a variety of business units.

Marshall Wace North America

2027 Summer Legal & Compliance Intern

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Functional knowledge of the US fixed income and derivative trading regulatory framework, the ’33 Act and the ’34 Act, Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), broker dealer regulations, general knowledge of swap dealer and security-based swap dealer rules and other relevant bank regulations; knowledge of SEC, CFTC and FINRA laws, rules, and regulations as well as industry best practice. The role will involve advising on issues (questions, proposals, or exceptions) related to the structuring, lending, sales and trading activities, surveillance and monitoring of controls, supervision, and other issues that are typical for a large global investment bank as well as challenging the Business on their controls and processes.

Deutsche Bank

Head of FIC Compliance, Americas - Director

Because Zact distributes its platform through financial institutions, the BSA/AML/OFAC component of the role is primarily focused on monitoring and documenting the compliance activities of our reseller bank partners, confirming that assigned responsibilities are being performed, and supporting related audits, examinations, and due diligence reviews. This is a hands-on role responsible for coordinating Zact's SOC and PCI audits, managing compliance with GDPR and other applicable privacy laws, supporting compliance monitoring and testing, and overseeing Zact's responsibilities related to BSA, AML, and OFAC.

Zact Inc.

Compliance and Risk Manager

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Serves as the institutional liaison with regulatory agencies, including but not limited to, the Medicare Administrative Contractor, the Center for Medicaid and Medicare Services, TXHHSC, Recovery Audit Contractors (RACs), Texas Medical Board (TMB) and other payors and regulatory bodies for requests for information, including triaging and overseeing outside regulatory agency reviews and audits and requests for information, and communicating with regulatory agencies in determining the direction, theory, scope and procedures to be used in compliance reviews. Leads or contributes to the development and delivery of training and educational programs for compliance staff, including monitoring audit contractor publications and websites, and actively participating in professional forums such as Novitas, Novitasphere, HMS Medicaid RAC, Cotiviti RAC, Performant, VA RAC, Federal and State OIG, and CMS Open Door Forums, to ensure the team is informed of emerging trends and regulatory changes.

University of Texas Medical Branch at Galveston

Associate Director, Compliance Initiatives

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Anchored by a strong permanent capital base, we provide businesses with private capital solutions to drive long-term growth and offer institutional investors, individual investors, and insurance companies differentiated alternative investment opportunities that aim to deliver strong performance, risk-adjusted returns, and capital preservation. Blue Owl Insurance Solutions (BOIS) is Blue Owl's insurance-focused asset management business, partnering with insurance companies to deliver customized investment solutions across private credit, asset-based finance, real estate, and other alternative asset classes.

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Blue Owl Capital Inc.

Principal, Compliance - Insurance Solutions

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The Compliance Associate provides administrative, operational and technology support to Moneco's compliance function, helping ensure recurring compliance activities, regulatory requirements, compliance reviews, documentation, testing, and follow-up activities are completed accurately and on schedule. This role is well suited for someone who is highly organized, detail-oriented, comfortable managing recurring processes, and interested in developing experience within the compliance function of a growing financial services organization.

Moneco Advisors

Compliance Associate

GreenHouseAPI

Compliance and Risk Manager (Remote)

Partner with Testing Program Governance and Testing Center of Excellence teams to support test planning, execution oversight, issue management, remediation validation, and reporting activities across Anti-Corruption and Anti-Trust programs. You will support program governance through execution of risk assessments, testing activities, analytics, metrics, monitoring, and reporting designed to evaluate control effectiveness, identify emerging risks, and inform strategic decision-making.

JPMorgan Chase & Co

Compliance - Employee Conduct Senior Officer - Associate

Collaborate with the Executive Leadership team including but not limited to the CEO, Chief Financial Officer, Chief Administration Officer, Chief Quality and Compliance Officer, Chief Development Officer and Chief Programs Officer to ensure maximum benefit to program operations and ensure that services and programs are provided in a cost-effective manner while maintaining defined levels of quality and compliance that reflect the organization’s mission and core values. Program/Service Management and Operations: Manage, support, supervise and recruit the agency Chief Programs Officer to ensure compliance and daily program operations, development and growth of staff (succession planning) and all programs and services to ensure programs are in compliance and are meeting or exceeding their goals.

The Arc of Chester County

Chief Operations Officer

Reporting directly to the CEO and serving on the Senior Leadership Team, the COO is the executive who turns enterprise strategy into measurable operational results  sustainable growth, margin expansion, regulatory compliance, and an exceptional customer experience for the first responders and healthcare professionals our client serves nationwide. Lead all core operating functions  Purchasing, Supply Chain, Customer Care, Warehousing, Distribution, Logistics, Engineering, Manufacturing, Assembly/Kitting, and Contract Manufacturing Management  with full accountability for performance, quality, cost, service levels, compliance, and scalability.

Frontline Source Group

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Frontline Source Group Holdings, LLC dba dfwHR

Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. In conjunction with the Senior Risk Officer, the Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices and adherence to all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies, and other regulations.

Morgan Stanley

Risk Officer

Ability to: Lead, organize, and review the work of staff; independently perform the most difficult code enforcement activities; interpret, explain, and enforce department policies and procedures; inspect and analyze a variety of buildings and properties and identify code violations; appropriately apply codes and regulations to varying situations; effectively deal with angry and noncooperative people; keep up with constantly changing laws, codes, ordinances, and regulations; learn more complex principles, practices, techniques, and regulations pertaining to assigned duties; facilitate appropriate corrective action from property owners regarding violations; perform mathematical calculations quickly and accurately; implement, explain, and apply applicable laws, codes, and regulations; read, interpret, and record data accurately; organize, prioritize, and follow-up on work assignments; work independently and as part of a team; make sound decisions within established guidelines; analyze a complex issue and develop and implement an appropriate response; follow written and oral directions; observe safety principles and work in a safe manner; operate modern office equipment including computer equipment and specialized software applications programs; communicate clearly and concisely, both orally and in writing; establish, maintain, and foster positive and effective working relationships with those contacted in the course of work. Leads, plans, and participates in the work of staff responsible for performing residential, commercial, and industrial properties, and transient businesses inspections; determines existence and type of code violation; compiles, analyzes, and evaluates findings of investigations and inspections; researches property ownership; coordinates with property owners or their representatives and other regulatory agencies to take corrective action; performs follow-up inspections and investigation as required; ensures compliance with all applicable municipal codes and regulations; issues citations for noncompliance; issues stop work orders and refer them to the proper department if necessary.

City of Indio

Senior Code Enforcement Officer

Exhibits core competencies that result in consistent delivery of positive Customer Interactions, Empowerment and Ownership and demonstrates key professional and performance skills such as Active Listening, effective Oral and Written Communication, Action and Solution Oriented and Thoroughness. Performs all duties and interacts with internal and external customers in a manner that is expressly aligned with the Company's Core Values of approaching all actions with a "Voyaging Spirit" and being "Positively Ohana".

Central Pacific Bank

Branch Operations & Sales Support Officer

Our role will be to connect cutting-edge solutions from across industry and academia to the Navy's most pressing challenges, accelerating technology adoption and ensuring our nation's defense industrial base has the capacity and capability for decades to come. We harness the power of 3D printing, advanced joining techniques like friction stir welding, and cutting-edge design tools to tackle complex challenges for a diverse set of clients.

As a nonprofit organization, we are uniquely qualified to provide clients with unbiased, in-depth assessments. CTC delivers the best total solution for each client by bringing together the right scientists, engineers, business talent, technology transfer experts, and more . . . concurrently . . . so that the process is cost-effective as well as thorough and efficient. 
 As a nonprofit, we have also been able to take bold steps . . . such as designing and installing the most advanced equipment and operating a variety of testbeds and laboratories . . . in pursuit of leap-ahead solutions to support fast-changing military, industrial, and business needs. CTC has made the requisite investment to reduce client risk and ensure excellence.

Concurrent Technologies Corp

Senior Contracts Officer

The base pay range for this position is the range National Life reasonably and in good faith expects to pay for the position taking into account the wide variety of factors, including: prior experience and job-related knowledge; education, training and certificates; current business needs; and market factors. Reporting to the Chief Operating Officer, this role establishes the company''s risk appetite, ensures effective enterprise risk management practices, and serves as the primary risk advisor to executive leadership and the Board of Directors.

National Life Holding Company

Chief Risk Officer

frame-loader#lazyLoad clinch:authenticated@document->frame-loader#reload" data-controller="frame-loader" data-src="/blocks/jobs/94434ffb1a28127b1c87daa7e6c9b6a6/favourites?page_id=0d7c0d523e71ca7bbe64485204617da4" id="94434ffb1a28127b1c87daa7e6c9b6a6_favourites">. Essential Duties and Responsibilities: Duties and responsibilities include but are not limited to: Act as or oversee the Facility Security Officer responsible for the management and oversight that is required of the university as part of the National Industrial Security Program (NISP) which is administered on behalf of the U.S Government by the Department of Defense.

Mississippi State University

Research Security Officer, Assistant Director

This will include and not be limited to following the Code of Conduct and Affiliated Practice policies and procedures; maintaining the confidentiality of patients' protected health information in compliance with the Health Insurance Portability and Accountability Act (HIPAA); immediately reporting any suspected concerns and/or violations to a supervisor and/or the Compliance Department; and the timely completion the Annual Compliance Training. The CEO - Arizona Market shall demonstrate transparency, build trust among all employees and physicians, achieve established goals, partner in the implementation of new clinical programs, and integrate newly acquired practices/physicians.

REQUIRE: MARKETING PERSON FOR KOLKATA REGION 
FOR- RESINS & MEDIAS FOR WATER / EFFLUENT TREATMENT E.T.C- 
OF A RENOWED BRAND
 
 CONTACT - <a target="_blank" rel="noopener noreferrer">aballiance1961@gmail.com</a>

GI Alliance

Chief Executive Officer - Arizona Market (33030)

Maintain a positive work atmosphere by interacting with the Per Mar Security Services internal/external customers (including, but not limited to: current customers, prospective customers, clients, vendors, co-workers, supervisors and management) in a mutually respectful manner regardless of race, colour, religion, gender, national origin, age, disability, veteran status, sexual orientation and all other protected classes. Maintain a positive work atmosphere by interacting with the Per Mar Security Services internal/external customers (including, but not limited to: current customers, prospective customers, clients, vendors, co-workers, supervisors and management) in a mutually respectful manner regardless of race, color, religion, gender, national origin, age, disability, veteran status, sexual orientation and all other protected classes.

Per Mar Security and Research Corporation

Daily Pay - Browntown Part Time Security Officer

As a Code Enforcement Officer/Stormwater Inspector or Senior Code Enforcement Officer/Stormwater Inspector , you will work closely with residents, businesses, contractors, and community partners to help maintain Greenwood Village as a clean, safe, and aesthetically pleasing community. The Senior-level position carries additional responsibility for complex or sensitive cases—including issues related to homeless encampments, erosion or runoff impacts, or large-scale nuisances—and provides field instruction and guidance to junior officers.

Compliance Officer Jobs in the United States

2027 Summer Legal & Compliance Intern Marshall Wace North America

Head of FIC Compliance, Americas - Director Deutsche Bank

Compliance and Risk Manager Zact Inc.

Associate Director, Compliance Initiatives University of Texas Medical Branch at Galveston

Principal, Compliance - Insurance Solutions Blue Owl Capital Inc.

Compliance Associate Moneco Advisors

Compliance and Risk Manager (Remote) Zact Inc.

Compliance - Employee Conduct Senior Officer - Associate JPMorgan Chase & Co

Chief Operations Officer The Arc of Chester County

Chief Operations Officer Frontline Source Group

Chief Operations Officer Frontline Source Group Holdings, LLC dba dfwHR

Risk Officer Morgan Stanley

Senior Code Enforcement Officer City of Indio

Branch Operations & Sales Support Officer Central Pacific Bank

Senior Contracts Officer Concurrent Technologies Corp

Chief Risk Officer National Life Holding Company

Research Security Officer, Assistant Director Mississippi State University

Chief Executive Officer - Arizona Market (33030) GI Alliance

Daily Pay - Browntown Part Time Security Officer Per Mar Security and Research Corporation

Code Enforcement Officer/Sr. Code Enforcement Officer - Stormwater Greenwood Village

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