Compliance Officer Jobs in Irvine, CA
Chino Commercial Bank
$150000 - $180000
Chino, CA
Intermediate math skills; calculate interest, commissions, proportions, and percentages; balance accounts; add, subtract, multiply and divide in all units of measure, using whole numbers, common fractions and decimals; locate routine mathematical errors; compute rate, ratio and percent, including the drafting and interpretation of bar graphs. The employee may operate any or all of the following: telephone, copy and fax machines, adding machine (calculator), scanner, encoder, money counter, credit card terminal, typewriter, computer terminal, personal computer and related printers.
Fresno First Bank
$80000 - $150000
Cerritos, CA
The position of SBA Business Development Officer is responsible for assisting in attaining his or her established production goals, as well as department and Bank goals through active participation officer calling programs and provides guidance and support to less experienced loan officers and other staff members. Effective oral, written, and interpersonal communication skills with the ability to apply common sense to carry out instructions, interpret documents, understand procedures, write reports and correspondence, and speak clearly to customers, vendors and employees.
CEDARS-SINAI
Los Angeles, CA
Key job responsibilities include leading the specialty pharmacy and retail pharmacies, infusion services central medication access, business planning, advancing ambulatory clinical services, employee prescription benefit collaboration, 340b compliance, ambulatory supply chain, ambulatory information technology, teaching program and medical network pharmacy services. See CEDARS-SINAI Terms & Conditions at http://www.cedars-sinai.edu/Website-Terms-and-Conditions.aspx and Privacy Policy at http://www.cedars-sinai.edu/Privacy-Policy.aspx and SonicJobs Privacy Policy at https://www.sonicjobs.com/us/privacy-policy and Terms of Use at https://www.sonicjobs.com/us/terms-conditions.
Jobot
$75000 - $95000
Santa Ana, CA
Information collected and processed as part of your Jobot candidate profile, and any job applications, resumes, or other information you choose to submit is subject to Jobot's Privacy Policy, as well as the Jobot California Worker Privacy Notice and Jobot Notice Regarding Automated Employment Decision Tools which are available at jobot.com/legal. The ideal candidate will be responsible for maintaining and managing the collection of escrow funds, and will be the primary point of contact for all escrow-related inquiries.
Enterprise Bank and Trust
$206340 - $252194
Cerritos, CA
Develop and maintain comprehensive knowledge of all commercial products including loans, treasury management, trade service products and deposits to facilitate cross-selling and enhance the client experience. Also responsible for increasing the bank’s deposit base through various products, developing sound and profitable business relationships, credit assessment and exceeding customer needs and expectations while complying with regulatory requirements.
SJS Executives LLC
Long Beach, CA
SJS Executives, LLC (SJS), also doing business as SJS Industrial, is currently seeking a reliable Biomedical Equipment Technician to work full time for SJS Executives supporting ongoing operations at a local Veteran’s Affairs Hospital in Long Beach, CA. SJS Executives is a Service-Disabled Veteran Owned Small Business (SDVOSB) with 250 employees coast to coast and a headquarters in Virginia Beach, Virginia; we specialize in professional services to support federal and military organizations.
ChildNet Youth and Family Services
$23 - $24
Palm Desert, CA
The educational requirements may be waived for CSSCs with at least two years of experience working with emotionally disturbed children or children who have a serious behavioral problem, and who demonstrate a combination of education, skills, and experience that meets the specific cultural and linguistic needs of the target population. Bachelor’s degree in a social science-related field (e.g., Social Work or Social Welfare, Marriage & Family Therapy, Child Psychology, Child Development, Counseling Psychology or Social Psychology, etc.) AND have at least six months of experience working with emotionally disturbed children in institutional or out-of-home care settings; OR.
BritePros Medical Staffing
$105000
Ontario, California
Supports the BSA Compliance Manager in implementing the Bank’s AML/CFT Compliance Program, which may include monitoring and implementation of established policies and procedures, training and preparation of periodic reports to management and Board of Directors on the status of key BSA activities. Provides backup support to the EDD Compliance Officer in the management of High-Risk Customers (i.e. MSBs, NRAs, PEPs, TPPPs), and reviewing/approving EDD reviews completed by EDD Analysts as needed.
Jobot
$120000 - $200000
Lakewood, CA
Maintains in depth working knowledge of federal and state banking laws and regulations, including but not limited to Regulations CC, D, DD, E, Escheatment/Unclaimed Property, ACH, ATM, Remote Deposit Capture, E-Sign, FDIC Signage, Regulation II (interchange requirements), trust accounts and brokered deposits. Experience and strong ability to research new regulations related to new and/or changes to products, services and delivery channels assist senior management in interpreting guidelines in sometimes abstract business models with undefined and/or unclear compliance requirements.
The Symicor Group
$105000
Ontario, CA
Supports the BSA Compliance Manager in implementing the Bank’s AML/CFT Compliance Program, which may include monitoring and implementation of established policies and procedures, training and preparation of periodic reports to management and Board of Directors on the status of key BSA activities. Provides backup support to the EDD Compliance Officer in the management of High-Risk Customers (i.e. MSBs, NRAs, PEPs, TPPPs), and reviewing/approving EDD reviews completed by EDD Analysts as needed.
BaRupOn LLC
Irvine, CA
The CNO will establish BaRupOn's nuclear safety framework from the ground up, build the safety and operations organization, and serve as the Company's final internal authority on all matters related to nuclear safety, corrective action, event reporting, and operational governance. Direct experience as a CNO, VP of Nuclear Safety, Director of Nuclear Oversight, or equivalent senior nuclear safety leadership role at a licensed U.S. nuclear facility.
Team Architects
$250000
Anaheim, CA
Backed by one of the most prominent private equity firms in the private lending space, we offer unlimited access to capital, allowing us to deliver unmatched flexibility and customized lending solutions for real estate investors of every size. The CFO will serve as a strategic partner to executive leadership, providing clear financial insight, risk management, and decision support to drive profitability and sustainable growth.
University of California, Irvine
Irvine, California
Listed among America’s Best Hospitals by U.S. News & World Report for 23 consecutive years, UCI Medical Center provides tertiary and quaternary care and is home to Orange County’s only National Cancer Institute-designated comprehensive cancer center, high-risk perinatal/neonatal program and American College of Surgeons-verified Level I adult and Level II pediatric trauma center, gold level 1 geriatric emergency department and regional burn center. *Misconduct Disclosure Requirement: As a condition of employment, the final candidate who accepts a conditional offer of employment will be required to disclose if they have been subject to any final administrative or judicial decisions within the last seven years determining that they committed any misconduct; received notice of any allegations or are currently the subject of any administrative or disciplinary proceedings involving misconduct; have left a position after receiving notice of allegations or while under investigation in an administrative or disciplinary proceeding involving misconduct; or have filed an appeal of a finding of misconduct with a previous employer.
CommerceWest Bank
Irvine, CA
Within an intelligently organized framework, we will provide flexibility, creating a complete, safe and sound banking experience for each client, servicing owners, their key executives and catering to their specific business and individual banking needs. Knowledge of banking regulations, such as anti-money laundering (AML), Bank Secrecy Act (BSA), Know Your Customer (KYC), and Consumer Financial Protection Bureau (CFPB) regulations.
The Oncology Institute of Hope and Innovation
$30 - $40
Cerritos, CA
TOI offers cutting-edge, evidence-based cancer care to a population of approximately 1.9 million patients, including clinical trials, transfusions, and other care delivery models traditionally associated with the most advanced care delivery organizations. Under the direction of the Director of Legal and Compliance Operations and reporting up to the General Counsel and Compliance Officer, the Compliance Analystwill compare and analyze the organization's policies and practices to assess compliance with all regulations and laws that impact the healthcare industry.
Precision Resource
Huntington Beach, CA
Family-owned for over 75 years, Precision Resource is a leading global supplier of precision metal components and assemblies using cutting edge technology, including additive and fineblanking production methods. We provide solutions to quality, cost and production challenges for market-leading customers in industries such as automotive, heavy duty, medical, aerospace, electronics, tools, hardware, military and defense.
HCA Healthcare
$128980.8 - $206980.8
Riverside, CA
Additional options for dental and vision benefits, life and disability coverage, flexible spending accounts, supplemental health protection plans (accident, critical illness, hospital indemnity), auto and home insurance, identity theft protection, legal counseling, long-term care coverage, moving assistance, pet insurance and more. Working under the direction of the Division Ethics & Compliance Officer (DECO), you will partner with dual-role ECOs and market leadership to ensure consistent execution of the HCA Ethics & Compliance (E&C) Program: training and awareness, investigations, auditing and monitoring, reporting and response, and program improvement.
Forma Life Sciences
$180000 - $200000
Irvine, CA
Lead through mentorship and management of the Quality teams, including but not limited to, the assignment of projects and establishment of project priorities and management of resources within Quality; provide group leadership with coaching and mentoring guidance related to hiring, learning and development, performance management and problem resolution. Provide support to drive a continuous improvement philosophy focused on improved compliance, right-first-time and process efficiency while creating an environment of open communication, participation and information-sharing within and between teams within Quality and throughout facility.
West Coast University, Inc.
Irvine, California
15+ years of progressive financial leadership experience, including 7–10 years in a senior executive finance role (CFO, VP Finance, Controller) within a complex, multi‑site, or service‑based organization. Proven track record working effectively with Boards, Finance Committees, and executive leadership, including the ability to present complex financial topics to non‑financial stakeholders.
Hustler Casino
Gardena, California
Ensure where stipulated by law, all Currency Transaction Reports (CTR) are entered into Casino Management, and all folders and accompanying documents are processed for review and e-file transmission via the BSA E-Filing System. Maintain hard-copy files of all BSA transmissions and documents required by IRS auditors readily available.
StaffingForce
Irvine, California
With state-of-the-art facilities, certified quality processes, and end-to-end capabilities from design to full-scale production, the company delivers high-performance structural parts, composite assemblies, and custom-engineered solutions to major OEMs and government customers. Acting as a key strategic advisor to the CEO, the Chief Financial Officer will direct the organizations financial strategy while also overseeing Finance, Human Resources, Legal, and Information Technology.
Trade Compliance Recruiting Solutions
Irvine, CA
Trade Compliance Specialist supports the enterprise by providing guidance and direction to ensure business unit transactions are compliance with all applicable U.S. import laws (CBP) and export regulations (BIS). 5 years of experience in import and export compliance, apparel and retail experience a plus.
Workway
$75000 - $120000
Irvine, CA
Serve as the primary contact for prospective clients and generate new business within specialty deposit sectors, including escrow, property management, payroll, insurance, small-to-mid-size businesses, MSBs, and related industries, with a focus on non-interest-bearing (NIB) deposits. Compensation may vary outside of this range depending on a number of factors, including a candidate's qualifications, skills, competencies and experience, and location.
Prime Healthcare Management Inc
$250000 - $300000
Ontario, California
If you wish to contribute to the Prime Healthcare legacy within a Chief Executive Officer capacity for a hospital within our family of acute care hospitals (or future hospitals), then join our executive leadership network to begin exploring immediate and future opportunities. Overall day to day hospital operations of the hospital as well as the strategic leadership, planning, development, direction, coordination and control of activity within patient care, clinical and clinical support service areas.
Coyote Technical & Executive Sourcing
Norco, CA
Identify the essential structure of the business and assess its efficiency as the company grows, meeting increased product demand without sacrificing profitability, while being the main point of contact for the company’s key suppliers. Oversees all of the organization’s activities and ensures that the existing business infrastructure has the capacity to achieve the company’s strategic goals.
City National Bank
$22.27 - $33.43
Anaheim, CA
Responsible for appropriately profiling clients during the new account process and actively identifies cross sell opportunities of CNB products and services. * Promotes and facilitates cross-selling of bank services to existing and potential clients in order to meet established branch sales and referral goals.
CDM Smith
Irvine, CA
In addition, during employment individuals may be required by CDM Smith or a CDM Smith client to successfully complete additional background checks, including motor vehicle record as well as drug testing. The CFO will be a key member of the leadership team, responsible for shaping and executing financial strategy, ensuring fiscal integrity, and driving sustainable growth across our global engineering and construction services.
Leap Brands
Costa Mesa, CA
The Vice President of Accounting is a senior finance leader responsible for overseeing all accounting operations for the restaurant group, including financial reporting, general ledger, payroll, accounts payable/receivable, fixed assets, and internal controls. This role ensures accurate, timely, and compliant financial statements while supporting operational scalability, margin management, and strategic decision-making across a multi-unit restaurant portfolio.
Equity Smart Home Loans
South Pasadena, CA
The intern will work closely with our Compliance & QC Analyst to assist in day-to-day compliance activities, file review processes, and quality control initiatives. Equity Smart Home Loans is seeking a detail-oriented and motivated Mortgage Compliance Intern to support the growth and development of our Compliance Department.
Vessel Advisors
Orange, CA
Vessel Advisors values a proactive approach, integrity, and deep industry knowledge, and is committed to supporting our law firm clients with innovative financial solutions that drive growth and sustainability. If you are passionate about leveraging your accounting expertise to help law firms optimize their financial performance while enjoying a flexible work arrangement, join us and make a significant impact.
Long Beach Transit
$112934 - $155919
Long Beach, CA
The Employee and Labor Relations Officer recommends the strategic planning, organizing, and evaluation of all areas of labor and employee relations for represented and non-represented employees in conjunction with labor and employee laws and Long Beach Transit’s (LBT’s) strategic priorities, values, and corporate objectives. Our vision is to be a leading provider of transportation options delivering innovative and high-performing services within a multi-modal network that transforms the social, environmental and economic well-being of the diverse communities we serve.
Tebra
$130000 - $150000
Corona del Mar, CA
Coordinate with the CEO, Board of Directors, Executive Team, Extended Leadership Team, and Staff to schedule the system of meetings and other events used to operate the business, such as quarterly board meetings, quarterly business reviews, quarterly executive offsites, monthly performance reviews, monthly town hall meetings, weekly executive team execution meetings, etc. Impeccable organizational and execution skills: demonstrated ability to proactively anticipate needs, manage complex event logistics (e.g., QBRs, Offsites, Town Halls) and handle the high volume of work with flawless execution across executive support and office operations.
Mission Loans
Irvine, CA
As a Loan Officer, you’ll play a key role in helping clients navigate their financial journey by assessing their needs, recommending the best loan products, and ensuring a seamless mortgage process. from a third party, such as an Agency, including unsolicited resumes sent to a Company mailing address, fax machine, or email address, directly to Company employees, or to the resume database, will be considered Company property.
Consultative Search Group
Buena Park, CA
Our client is a large privately held company located in Orange County and they are seeking an innovative VP/Head of IT & IS to lead our technology strategy, overseeing the Information Technology (IT) and Information Systems (IS) departments. This leader will drive digital transformation, enhance retail software and hardware infrastructure, and integrate AI-driven solutions to optimize operations and customer experience.
Workway
Irvine, CA
Compensation may vary outside of this range depending on a number of factors, including a candidate's qualifications, skills, competencies and experience, and location. Whether you are interested in a direct hire, temp-to-hire, or temporary position, Workway can help you to put your best foot forward.
JPMorgan Chase
$123500 - $230000
Irvine, CA
As a Lead Credit Officer within the Credit Risk team, you will play a critical role in evaluating and identifying risks, as well as interpreting data to support management in making well-informed credit decisions on multifamily commercial real estate loan requests. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
JPMorgan Chase
$77900 - $115000
Irvine, CA
As a Credit Officer in the Credit Risk team, you will be conducting the essential credit analysis, performing due diligence, and reviewing documentation for new commercial real estate transactions with an emphasis on multifamily lending. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
Ultimate Staffing Services
$100000 - $125000
Chino, California
The ideal candidate brings strong analytical capabilities, in-depth underwriting and credit knowledge, and the ability to build and maintain strong institutional relationships. The Financial Loan Officer plays a critical role in structuring, analyzing, and managing commercial real estate loans.
Design West Technologies, Inc.
Tustin, CA
The successful candidate will be leading our Security and Compliance team and drive implementations of industrial security program in alignment with the regulating guidance of the National Industrial Security Program Operating Manual (NISPOM) and the Intelligence Agencies, Federal, State and Local Law Enforcement Agencies with the Defense Counter-Intelligence Security Agency (DCSA). Develop and administer a comprehensive industrial security education, training, and awareness program for both cleared and non-cleared personnel, including but not limited to, establishing policy, procedures, and capabilities for security systems and coordinate implementations.
Homeboy Industries
Los Angelas, CA
Homeboy Industries is the largest gang rehabilitation and re-entry program in the world, providing hope, training, and support to formerly gang-involved and previously incarcerated people, allowing them to redirect their lives and become contributing members of our community. The GAO will write and submit public grant proposals, monitor compliance and reporting requirements, build relationships with key stakeholders to represent Homeboy Industries in grantor monitoring meetings and trainings.
Career Movement
Hacienda Heights, CA
This role demands an executive with an active CPA license, strong operational finance skills in manufacturing, and proven success in managing liquidity, capital structures, and large-scale growth initiatives. Operational Partnership – Collaborate with plant managers, supply chain leaders, and sales teams to align financial strategies with production and fulfillment.
Southern California Edison
Irvine, CA
In this job, you'll lead efforts to proactively engage in and monitor the regulatory landscape, interact with agencies like CalOSHA and/or through our representative regulatory contractors, and translate complex requirements into clear, actionable company policies, procedures and programs - such as fall protection and other workplace safety efforts. + Improves regulatory data management; ensuring all legal registers are updated, and that incident management tools and systems are functioning and properly integrated with business planning processes.
JPMorgan Chase
$90250 - $147000
Irvine, CA
As a Credit Risk Senior within the Credit Risk team, you will play an important role in evaluating and identifying risks, as well as interpreting data to support management in making well-informed credit decisions on multifamily commercial real estate loan requests. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
City of West Covina
West Covina, CA
Under the general supervision of the Code Enforcement Manager or his/her designee, patrols the City for violations of the Municipal Code; interprets and explains laws and regulations to the general public to gain conformation; issues notices and orders of compliance; recommends legal prosecution of persons who fail to respond; files complaints with the District Attorney; appears in court for the City and does related work. Tentative Recruitment PlanThe following is the tentative exam plan and schedule for this recruitment.
Southland Credit Union
Los Alamitos, California
Partners with sponsor groups to promote the value of Credit Union membership to their employees, developing new members from new and existing SEGS as well as local businesses through a variety of methods, including but not limited to, prospecting, cold/warm calling, referrals, open enrollments, employee meetings, and new employee orientation programs. Accountable for contributing to the Credit Union's long-term success through the execution of member acquisition assets, and loan growth that positions the Credit Union as the financial institution of choice for retail/financial customers in the Credit Union's markets.
Title Connect
$31.25 - $36.06
Santa Ana, California
Prepare all closing documents necessary to ensure title insurance is issued at closing by assembling documents, reviewing documents with parties, explaining provisions and procedures, answering questions, reviewing completed documents for accuracy and obtaining signatures. Extensive benefits package: Medical, dental, vision, HSA, mental health programs, Employee Assistance Program, short term disability, voluntary insurance (LTD, auto, home, life, legal, pet, identify theft), employee discounts.
AHMC Healthcare
Monterey Park, California
The CNO manages, directs, plans, and coordinates the functions and activities of assigned areas; oversees and administers assigned patient care programs and services; assists the hospital’s COO and the hospital’s Board of Directors and other corporate administrators in the development, formulation, and implementation of hospital strategic plans, and serves as part of the hospital’s senior management team. Directs and participates in the preparation and administration of nursing services and ancillary department budgets and capital outlay requests; evaluates staffing, equipment, and supply needs; prepares justifications and cost benefit analyses; reviews and recommends approval of expenditures; oversees the procurement of supplies and equipment for assigned areas.
Allied Universal
$275000 - $350000
Irvine, California
The Global Chief Information Security Officer (GCISO) will lead Allied Universal’s global cybersecurity strategy and operations, serving as the single accountable executive for cybersecurity across all of Allied Universal’s global operations, responsible for protecting the company’s people, systems, and data. Communicate/respond to requests regarding the effectiveness of Allied Universal’s cybersecurity program regarding third-party diligence, selection, and monitoring (e.g., insurance, debt financing, public accounting, initial public offering, etc.) in coordination with Allied Universal Leadership, including IT, Legal and Procurement.
Regal Executive Search
Irvine, CA
This individual will be responsible for working alongside the Director of CFO Services to ensure the delivery of high-quality work product and the management of client relationships. Ability to prioritize and manage client engagements through the entire life-cycle: planning, executing, directing, managing the budget and communicating with the manager and partner group.
Avrek Law
$5000 - $15000
Newport Beach, California
We are a high-performing, fast-growing personal injury law firm located in the heart of Newport Beach, dedicated to fighting for justice on behalf of injured clients. Prior experience in a personal injury law firm setting, with working knowledge of marketing costs, operational expenditures, and revenue models specific to the industry is preferred.