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The candidate will report to the team lead and be responsible for managing key workstreams focused on compliance with the Investment Company Act of 1940, including compliance support for Blue Owl’s Business Development Companies (BDCs), registered closed-end funds, and other 1940 Act products, among other areas. Anchored by a strong permanent capital base, we provide businesses with private capital solutions to drive long-term growth and offer institutional investors, individual investors, and insurance companies differentiated alternative investment opportunities that aim to deliver strong performance, risk-adjusted returns, and capital preservation.

Blue Owl Capital Holdings

Regulatory Compliance, Principal

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The intern will work closely with a team led by the Chief Compliance Officer and US Head of Legal of Marshall Wace North America who is also part of the larger global Legal team and can expect exposure to both the Compliance and Legal teams. Both teams must develop a thorough understanding of all aspects of MW’s activities, including trading, investment decision-making, and marketing, in order to render balanced advice to a variety of business units.

Marshall Wace North America

2027 Summer Legal & Compliance Intern

The ideal candidate brings a distinguished track mitigating risk related to money laundering, OFAC/sanctions, securities fraud, ACH and digital-asset fraud, and cyber-enabled financial crime, alongside demonstrated experience building and leading multidisciplinary teams. Lead complex domestic and cross-border investigations involving financial fraud, securities misconduct, insider trading, market manipulation, money laundering, asset misappropriation, corruption, identity theft, account takeover, ACH fraud, digital-asset fraud, and other forms of platform or enterprise abuse.

AlixPartners

Investigations, Compliance & Privacy Director

In addition to BSA/AML and OFAC requirements, the company’s compliance program establishes compliance in areas including, but not limited to, Community Reinvestment Act, fair lending, mortgage lending and servicing, affiliate transactions, fintech and digital financial services, third-party technology and service-provider oversight, payment activities and other laws and regulations relevant to this diverse private banking institution. In conjunction with the Chief Compliance Officer and the Chief Legal Officer, the Deputy Chief Compliance Officer is responsible for developing, implementing and administering all aspects of the Bank’s Compliance Program, including compliance with the Bank Secrecy Act (BSA), anti-money laundering (AML) laws, Office of Foreign Assets Control (OFAC) programs and related state and federal requirements including New York’s Part 504.

Emigrant Bank

Deputy Chief Compliance Officer

Core duties include organizing and maintaining basic product data such as product name, specifications, ingredients, materials, net contents, country of origin, manufacturer, and warnings; applying for, generating, assigning, and tracking UPC barcodes; and providing the design, procurement, and supply chain teams with accurate, complete, ready-to-use product information. The role assesses regulatory requirements for food, cosmetics, general merchandise, and other categories, including but not limited to FDA food labeling and safety requirements, allergen declarations, nutrition information, import declarations, and related documentation.

Tesolife Us

Product Information & Compliance Specialist (Mandarin Preferred)

The Compliance Specialist supports day-to-day affordable housing compliance for an assigned property or properties, handling the processing of recertifications, applications, and file documentation under the guidance of the Compliance Manager. This compensation range is specific to the State of New York and includes the range of factors considered in making compensation decisions including but not limited to skill sets; experience and training; certifications; etc.

Twin Pines

Compliance Specialist

JOB TITLE: Government Contracts & Compliance Accountant/Staff Accountant JOB TITLE: Government Contracts & Compliance Accountant/Staff Accountant REPORTS TO Financial Controller LOCATION On-site in Ontario, NY EMPLOYMENT TYPE Full-Time Salary Exempt Salary Exempt employees are expected to work a minimum of 40 hours per workweek and such additional hours as necessary to fulfill the responsibilities of their position and meet business and operational demands. The first is the accounting, billing, and regulatory compliance functions associated with federal government contracts and grants awarded to OptiPro Systems, including SBIR Phase I and Phase II programs funded by agencies such as NASA, the Department of Energy (DOE), and the Missile Defense Agency.

OptiPro Systems

Government Contracts & Compliance Accountant / Staff Accountant

The Junior Compliance Officer will aid the SVP, General Counsel, Assistant and Associate Counsels, and Compliance Officers by providing support in the drafting, editing, revising, and reviewing of regulatory documents, policies and procedures, contracts, marketing materials, and board materials. · Under supervision, help to develop, draft and execute policies and procedures that are designed to detect and prevent violations of the federal securities laws and mitigate various types of risk, including compliance and operational risk.

Alger

Junior Compliance Officer

Additional responsibilities aligned with Senior Project Manager-level placement may include: Leading complex, high-risk, or operationally sensitive water and wastewater projects (treatment facilities, pump stations, storage, conveyance, and rehabilitation). We are actively seeking a Project Manager / Senior Project Manager - Water & Wastewater in our Allentown, PA office to support the delivery of complex, high-impact water and wastewater infrastructure projects.

Herbert, Rowland & Grubic Inc

Project Manager / Senior Project Manager - Water & Wastewater Engineering

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Coordinate the company’s employee immigration matters in partnership with external counsel, including supporting visa sponsorship and renewal processes, gathering required documentation, tracking case status and key deadlines, and facilitating communications between employees, managers, and counsel. Partner closely with the People & Organization Team on employee relations matters, including gathering and organizing relevant information, researching legal and policy considerations, preparing timelines and summaries, and supporting appropriate documentation and follow-up.

Schumacher

Business and Legal Affairs Senior Associate, Employment & Compliance

This role partners closely with business leadership and key control functions to implement and maintain a compliance framework that is designed to ensure adherence to applicable SEC (including Investment Advisers Act requirements), FINRA, and MSRB regulatory requirements. The CCO is the regulatory face of the investment bank, serving as a primary point of contact for regulators and self-regulatory organizations (including the SEC, FINRA, and MSRB), including supporting routine interaction, regulatory inquiries, and examinations.

Advisor Group

Chief Compliance Officer

The expected base salary range for this New York, United States–based position is USD 170 000 to 220 000 per year, determined in good faith based on role scope, experience, skills, and location. The Tax Compliance team sits within EQT's global Tax & Structuring (T&S) function, which brings together more than 30 professionals across New York, London, Stockholm, Luxembourg, Singapore, and Hong Kong, with a new team now building in Warsaw.

EQT Group

Vice President, Tax Compliance

The Sales Engineer will play a critical role in providing technical expertise during the pre-sales process, supporting the Broadridge Corporate Issuer sales team, conducting software demos, and ensuring prospective clients understand the value and functionality of our enhanced compliance and reporting solutions. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates everyone’s unique perspective.

Broadridge

Sales Solutions Consultant — SEC Reporting & Compliance ( Remote, NY)

Currently has, or is in the process of obtaining one of the following with an expectation that the required degree will be obtained on or before the scheduled start date: A Bachelor's or Master’s Degree in a quantitative field (Statistics, Economics, Operations Research, Analytics, Mathematics, Computer Science, Computer Engineering, Software Engineering, Mechanical Engineering, Information Systems or a related quantitative field), Business or Marketing. As a Product Manager within Enterprise Payments, you'll join a thriving product management community, where you'll have the opportunity to define customer experiences, implement cutting-edge technology, and navigate the complex regulatory requirements through AI to scale customer insights and harness data-driven decision making, while accelerating speed to market.

Capital One

Manager, Product Manager - EP Payments

In addition to the base salary, Amgen offers a Total Rewards Plan comprising health and welfare plans for staff and eligible dependents, financial plans with opportunities to save towards retirement or other goals, work/life balance, and career development opportunities including: Comprehensive employee benefits package, including a Retirement and Savings Plan with generous company contributions, group medical, dental and vision coverage, life and disability insurance, and flexible spending accounts. As a member of the Amgen team, you’ll help make a lasting impact on the lives of patients as we research, manufacture, and deliver innovative medicines to help people live longer, fuller happier lives.

At Amgen, we believe in a “biology first” approach. We use cutting-edge science and technology to study the subtlest biological mechanisms in search of therapies that will improve the lives of those who suffer from serious diseases. Amgen believes the cure for disease can be found inside each and every one of us.

Amgen

Account Manager / Specialty Account Manager - IgG4 - (Rare Disease) - Manhattan North, NY

Currently has, or is in the process of obtaining one of the following with an expectation that the required degree will be obtained on or before the scheduled start date: A Bachelor's or Master’s Degree in a quantitative field (Statistics, Economics, Operations Research, Analytics, Mathematics, Computer Science, Computer Engineering, Software Engineering, Mechanical Engineering, Information Systems or a related quantitative field), Business or Marketing. This role will be responsible for working across engineering, business analysts, data science, and with partner teams to craft journeys that aim to perfectly predict the potential risk, and guide customers and associates after an automated decision flags them for risk.

Senior Manager, Product Manager, Deposit Fraud Decisioning Lead

Currently has, or is in the process of obtaining one of the following with an expectation that the required degree will be obtained on or before the scheduled start date: A Bachelor's or Master’s Degree in a quantitative field (Statistics, Economics, Operations Research, Analytics, Mathematics, Computer Science, Computer Engineering, Software Engineering, Mechanical Engineering, Information Systems or a related quantitative field), Business or Marketing. Manager, Product Manager - Case Servicing Product Management at Capital One is a booming, vibrant craft that requires reimagining the status quo, finding value creation opportunities, and driving innovative and sustainable customer experiences through technology.

Manager, Product Manager - Case Servicing

Currently has, or is in the process of obtaining one of the following with an expectation that the required degree will be obtained on or before the scheduled start date: A Bachelor's or Master’s Degree in a quantitative field (Statistics, Economics, Operations Research, Analytics, Mathematics, Computer Science, Computer Engineering, Software Engineering, Mechanical Engineering, Information Systems or a related quantitative field), Business or Marketing. Senior Manager, Product Manager - Bank Fraud Servicing Product Management at Capital One is a booming, vibrant craft that requires reimagining the status quo, finding value creation opportunities, and driving innovative and sustainable customer experiences through technology.

Senior Manager, Product Manager - Bank Fraud Servicing

Currently has, or is in the process of obtaining one of the following with an expectation that the required degree will be obtained on or before the scheduled start date: A Bachelor's or Master’s Degree in a quantitative field (Statistics, Economics, Operations Research, Analytics, Mathematics, Computer Science, Computer Engineering, Software Engineering, Mechanical Engineering, Information Systems or a related quantitative field), Business or Marketing. You will work closely with engineering pods and cross-functional partners to build testing infrastructure capable of reaching 100% test automation for Bank, champion developer and product manager experience, integrate emerging AI tools, and secure the necessary buy-in to bring new concepts to life.

Manager, Product Manager, Bank Modernization

These include: Bullish Exchange – a regulated and institutionally focused digital assets spot and derivatives exchange, integrating a high-performance central limit order book matching engine with automated market making to provide deep and predictable liquidity. You will sit in the hot seat during major incidents, build high-efficacy detection engineering pipelines across cloud and hybrid infrastructure, and continuously elevate our threat hunting and triage posture.

Compliance Manager Jobs in Ithaca, NY

Regulatory Compliance, Principal Blue Owl Capital Holdings

2027 Summer Legal & Compliance Intern Marshall Wace North America

Investigations, Compliance & Privacy Director AlixPartners

Deputy Chief Compliance Officer Emigrant Bank

Product Information & Compliance Specialist (Mandarin Preferred) Tesolife Us

Compliance Specialist Twin Pines

Government Contracts & Compliance Accountant / Staff Accountant OptiPro Systems

Junior Compliance Officer Alger

Project Manager / Senior Project Manager - Water & Wastewater Engineering Herbert, Rowland & Grubic Inc

Business and Legal Affairs Senior Associate, Employment & Compliance Schumacher

Chief Compliance Officer Advisor Group

Vice President, Tax Compliance EQT Group

Sales Solutions Consultant — SEC Reporting & Compliance ( Remote, NY) Broadridge

Manager, Product Manager - EP Payments Capital One

Account Manager / Specialty Account Manager - IgG4 - (Rare Disease) - Manhattan North, NY Amgen

Senior Manager, Product Manager, Deposit Fraud Decisioning Lead Capital One

Manager, Product Manager - Case Servicing Capital One

Senior Manager, Product Manager - Bank Fraud Servicing Capital One

Manager, Product Manager, Bank Modernization Capital One

Manager / Sr. Manager, SecOps & Cyber Defense Bullish

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