3,689 Results for

Compliance Director Jobs in Stamford, CT

Jobs

New!

Queens, NY4 days ago

$190,000–$210,000 Per Year

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New!

Pearl River, NY4 days ago

$180,000–$220,000 Per Year

Information collected and processed as part of your Jobot candidate profile, and any job applications, resumes, or other information you choose to submit is subject to Jobot's Privacy Policy, as well as the Jobot California Worker Privacy Notice and Jobot Notice Regarding Automated Employment Decision Tools which are available at jobot.com/legal. As an auto group with 10+ dealerships across the New York market and over 1000 employees, we have been providing top service and top brands to our customer base for the last 20 years.

New!

Woodbury, NY4 days ago

$190,000–$400,000 Per Year

Lead sophisticated tax planning and advisory work across a diverse client base that includes multinational entities, financial services firms, private investment funds, and ultra-high-net-worth individuals. Information collected and processed as part of your Jobot candidate profile, and any job applications, resumes, or other information you choose to submit is subject to Jobot's Privacy Policy, as well as the Jobot California Worker Privacy Notice and Jobot Notice Regarding Automated Employment Decision Tools which are available at jobot.com/legal.

New!

Orange, CT3 days ago

The Resident Services Designee, in concert with the Resident Services Director, assumes responsibility for providing oversight of the resident health care service’s needs, including the overall medication delivery system and the coordination of in-service training for the Resident Care Departments. The Resident Services Designee contributes directly and positively to the team approach to quality resident care by attending to and assisting with a variety of physical, emotional and social needs to help residents maintain their highest level of independence possible.

New!

New York, NY2 days ago

$225,000–$240,000 Per Year

By applying for this job, you agree to receive AI-generated calls, text messages, and/or emails from Mitchell Martin Inc and its affiliates and contracted partners at various frequency through traditional and automated methods. Associate Medical Director - New York, NY (Onsite) - Full Time - Mon-Fri 09:00am-05:00pm - $225,000-$240,000 Per Year.

Tarrytown, NY7 days ago

$130,000–$140,000 Per Year

By applying for this job, you agree to receive AI-generated calls, text messages, and/or emails from Mitchell Martin Inc and its affiliates and contracted partners at various frequency through traditional and automated methods. • Join our team as an Assistant Director in the benefits discipline, focusing on strategic and operational management.

New!

Norwalk, CT3 days ago

p>The Memory Care Director (MCD) serves as the dementia care expert for the community, leads all aspects of the Memory Care Program and plays a pivotal role in ensuring the well-being, safety, and comfort for our Currents residents.

A degree in social work, nursing, psychology, gerontology or therapeutic recreation or related field; non-degree individuals with at least 5 years direct dementia-related resident experience preferred.

New!

New York, NY2 days ago

$175,000–$200,000

p> Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to:

the individual’s skill sets, experience and training;
licensure and certification requirements;
office location and other geographic considerations;
other business and organizational needs.
Canadian residents may access our policies in English here and in French here.

New!

New York City, NY2 days ago

$180,000–$200,000

p> Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to:

the individual’s skill sets, experience and training;
licensure and certification requirements;
office location and other geographic considerations;
other business and organizational needs. Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual’s skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other business and organizational needs.

New!

New York, NY2 days ago

$220,000–$250,000

p> Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to:

the individual’s skill sets, experience and training;
licensure and certification requirements;
office location and other geographic considerations;
other business and organizational needs.
Canadian residents may access our policies in English here and in French here.

New!

Hoboken, NJ2 days ago

$150,000–$165,000

p> Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to:

the individual’s skill sets, experience and training;
licensure and certification requirements;
office location and other geographic considerations;
other business and organizational needs.
Canadian residents may access our policies in English here and in French here.

New!

New York City, NY2 days ago

$180,000–$260,000

The role will be most compelling to leaders who have personally owned outcomes in complex environments, built procurement capability in evolving organizations, and partnered closely with operations, finance, and executive leadership.

Key Responsibilities.

Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual's skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other business and organizational needs.

Paramus, NJ11 days ago
$114,000–$150,000 Per Year
Along with the Director of Nursing, promote positive employee relations, strong customer service ethic and commitment to ongoing staff education and training, May exercise direction over the department in the absence of the Director of Nursing. Assist the Director of Nursing with regulatory compliance and ensure effective communication strategies with all levels of nursing staff to promote effective care delivery.

Darien, CT7 days ago
Known nationally for innovation in the senior living space, Maplewood is a growing company dedicated to excellence in care, offering personalized and thoughtful services in independent living, assisted living and memory care..
Innovative Culture: We are a group of smart, forward-thinking and compassionate pros dedicated to enhancing the lives of our residents through service excellence, creative and meaningful programs and continuous innovation.

Manhattan, NY12 days ago
$170,000–$217,000 Per Year
h2>As a 58-bed Level IV tertiary NICU, we care for newborns who require the highest level of neonatal intensive care including HIE requiring total body cooling, extremely low birth weight premature infants, newborns with complex surgical conditions and neonates with complicated respiratory disorders that might need ECMO. Our Level IV NICU has one of the lowest chronic lung disease rates in the whole country and our center has a world renowned NICU comfort care program as well being a fetal surgery center for neonates with neurological conditions like myelomeningocele.

New!
New York, NY2 days ago
strong>Responsibilities:
Manage and develop trust centers, associated support, and specialty teams within Information, Management and Technology in roles with focus on delivering moderate complexity and risk. Required Skills:
8+ years of Fiduciary Products experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

New!
Jersey City, NJ3 days ago
Remote
$154,000–$253,000 Per Year
Responsible for various internal audit assurance activities for core Finance auditable entities including Treasury, Accounting & Tax, Financial & Regulatory Reporting, Corporate Development & Strategy, Financial Performance Management, Corporate Real Estate, Procurement, and Data, Client & Business Intelligence. Director of Audit for Finance will manage a team of Financial and IT audit professionals in overseeing audits in compliance with key regulations such as FDICIA (FDIC Improvement Act), SOX (Sarbanes-Oxley Act), and CCAR (Comprehensive Capital Analysis and Review).

New!
New York, NY2 days ago
Remote
$160,000–$300,000 Per Year
Full-time
Employee
Candidate will be responsible for general tax compliance, overseeing and managing the tax aspects of deferred compensation, retirement planning and employee benefits for clients.
CPA firm seeking a Tax Director/Partner with a specialty in Compensation and Benefits.

New!
New York, NY4 days ago
$190,000–$235,000 Per Year
Full-time
The Regional Director, LIHTC Property Management Operations will oversee and optimize property management operations across multiple locations, ensuring compliance with all regulations and delivering exceptional results. A successful Regional Director, LIHTC Property Management Operations should have: Strong expertise in LIHTC property management and compliance requirements.

New!
New York, NY4 days ago
$214,000–$330,000 Per Year
Responsibilities: As member of Quantitative Investment Strategies team within Commodities Markets and Finance division, which develops and runs algorithmic trading strategies across asset classes for institutional clients, including asset managers, pension funds, and quant funds, responsible for driving development of client relationships across Americas, creating and presenting qualitative-based and quantitative- based analytic materials and commentary for complex cross asset products; developing solutions for institutional clients across derivatives (swaps, options, variance swaps) and across asset classes (commodities, equities, FX, rates); managing and executing deal flow, coordinating process among other desks (trading, structuring, compliance, technology, legal), coordinating client coverage globally, attending industry conferences, and managing and mentoring junior team members. To learn more about the job duties and requirements and to apply, visit www.macquarie.com/careers.

New!
New York, NY4 days ago
$200,000–$250,000 Per Year
Full-time
The Senior Director - Finacial Property Operations will oversee and enhance operational processes within the property department of a reputable community real estate developer doing sizable projects, ground up and preservation across residential, commercial and biased in affordable housing. Competitive annual salary ranging from $200000 to $250000 USD with an eceptional packge, high levels of growth on offer, an opportunity to really add value and make an impact, Opportunities for career growth within a respected professional services organization.

New!
New York, NY5 days ago
$150,000–$175,000 Per Year
This individual will be responsible for managing global vendor relationships, driving costing and margin initiatives, identifying sourcing opportunities, and partnering cross-functionally with design, production, product development, and merchandising teams. The ideal candidate will bring strong experience in children's apparel sourcing, a deep understanding of factory management, and the ability to balance quality, cost, and speed-to-market objectives.

Cortlandt Manor, NY11 days ago
$150,000–$185,000 Per Year
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As a Patient Care Director, you will lead a highly skilled, autonomous team of Oncology, Cath Lab, Radiology nurses, including infusion, radiation oncology, interventional radiology, cardiac cath improving patient outcomes through innovative technologies and best practices. Working alongside some of the brightest minds in healthcare, you’ll inspire nurses to reach their full potential - while being supported by seasoned leaders committed to your growth as well.

New!
Westport, CT2 days ago
$210,000–$280,000 Per Year
Full-time
p>This role will lead all tax matters related to the firm's management company, overseeing compliance, planning, and strategic initiatives in a fast-paced, high-performing environment.
A successful Partnership Tax Director should have:
Bachelor's degree in Accounting, Finance, or related field; CPA OR MST strongly preferred.

New!
Queens, NY4 days ago
$105,000–$120,000
p>Sigma Health Rehab is seeking a dynamic and experienced Director of Rehabilitation (DOR) to lead our therapy department at our client facility,Holliswood Centerfor Rehabilitation and Nursing located in Hollis,New York. If you are a motivated, compassionate professional committed to clinical excellence and team development, apply today and be part of a team transforming lives through skilled rehabilitation.

New York, NY14 days ago
$300,000–$325,000 Per Year
Full-time
Negotiate pricing, terms, covenants, and guarantees for new and existing clients, including the ability to decline transactions that do not meet acceptable risk/return criteria while preserving client relationships. Oversee Credit Analysts in preparing credit applications, including detailed financial analysis, industry research, competitive assessment, and forecasting to ensure timely execution.

New York, NY30+ days ago
$190,000–$230,000 Per Year
Reporting directly to the Chief Executive Officer (CEO), the CFO will manage financial planning, budgeting, accounting operations, grant and contract fiscal management, and financial reporting to support organizational goals and compliance requirements. The Chief Financial Officer (CFO) is responsible for overseeing and directing the overall financial operations of the Client Health Center.

New!
Brewster, NY2 days ago
p> The Chief Financial Officer (CFO) has a critical role in providing leadership on all matters relating to the finance function ranging from budgeting and forecasting, business analysis, investment, tax and banking operations as well as strategic planning to deliver on growth strategies. Through our extensive network of hot mix asphalt and ready-mix concrete plants, quarries, and liquid asphalt terminals, PII delivers the highest quality materials and custom solutions to thousands of road construction and road maintenance customers.

CT27 days ago
$150,000–$200,000 Per Year
Lead risk assessments, identifying control gaps and driving the remediation of issues identified in partnership with internal audit, exam staff, supervision team members, business partners, and through compliance supervisor control testing activities. This is reflected in our commitment to engage, hire, and retain bright, committed people to work in partnership within an inclusive environment that allows each person to achieve personal success and add value to our teams and communities.

New York, NY30+ days ago
$175,000–$200,000 Per Year
Group One Trading was founded in San Francisco in 1989, and we've become one of the largest privately held options trading firms in the United States, with brilliant people on our team in New York, Chicago, Philadelphia, and San Francisco. You'll work closely with business leaders, technology teams and the Chief Compliance Officer to build a compliance framework that protects the firm while enabling strategic growth.

New York, NY30+ days ago
Full-time
As a Compliance Executive Director for Registered Alternative Investments Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer (CCO) of a growing platform of interval and tender offer funds in private markets investments. Maintain working knowledge of SEC rules applicable to registered closed-end funds, including valuation practices, redemption offerings, and affiliated transaction no-action and exemptive relief.

NY30+ days ago
$175,000–$200,000 Per Year
p>RESPONSIBILITIES Oversee full department operations including surveillance, investigations, regulatory reporting, testing, and training programs Design and implement compliance processes that balance regulatory requirements with business practicality Lead complex investigations and matters requiring senior-level involvement Provide expertise on novel compliance situations and ambiguous regulatory matters Lead cross-departmental initiatives requiring compliance input or oversight Ensure quality assurance for all compliance deliverables and work product Monitor team capacity and performance metrics to maintain program effectiveness Coordinate regulatory examinations and serve as primary working-level contact with regulators Manage vendor relationships for compliance systems.
WHAT WE DO Group One Trading was founded in San Francisco in 1989 and weve become one of the largest privately held options trading firms in the United States with brilliant people on our team in New York, Chicago, Philadelphia, and San Francisco.

NY30+ days ago
$190,000–$240,000 Per Year
The Director- Compliance Coordination and Regulatory Affairs is a senior role within the Compliance Team responsible for the following functions:Regulatory Engagement & Examination ManagementServe as Compliance primary point of contact for U.S. regulatory agencies during examinations, inquiries, and ongoing supervisory activities;Coordinate and manage end-to-end regulatory examinations, including preparation, document production, regulatory meetings, and remediation efforts;Develop and maintain examination response protocols and methodology;Track and manage regulatory requests to ensure timely, accurate, and complete responses;Review and challenge regulatory deliverables;Support regulatory inquiries and examinations in the Americas and across business lines as needed;Internal Audit CoordinationPartner with Internal Audit to coordinate compliance-related audit reviews;Manage audit response processes, including deliverables validation and review;Strategic Project LeadershipLead and contribute to high-priority compliance projects and department-wide initiatives;Collaborate with cross-functional teams to implement compliance program enhancements;Drive process improvements and automation opportunities within the compliance function;Stakeholder ManagementBuild and maintain productive relationships with regulatory agencies;Partner with other divisions (business lines/support functions) on compliance matters;Provide regular updates to senior leadership on regulatory developments and examination status. This team has a number of different functions, but its primary functions are the management of interactions with US Regulators, management of compliance projects, tracking and reporting of issues, quality assurance, regulatory watch and support to regulatory changes, compliance communication, and regulatory coordination.

New York, NY9 days ago
Remote
$140,000–$175,000 Per Year
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United States - Remote Pay Range
$140—$175 USD
While this role does not own the security of our technical stack from an engineering perspective, you will work directly with technical teams to implement controls, close evidence gaps, and translate technical postures and requirements into concrete and well communicated action.

30+ days ago
Remote
$121,700–$225,900 Per Year
ul>
Support the launch and operation of a suitability and compliance function for a new fixed/indexed annuity program launching in 49 states (excluding NY), including supporting the suitability program's design, structure, workflow, execution and reporting.
As a fraternal benefit society committed to its members, this role requires a practical problem solver comfortable with combining the organization's commitment to compliance with its passion to better serve its members, customers, and distribution partners.

NY30+ days ago
$250,000–$300,000 Per Year
Whether you need support for maintaining your physical and mental health, saving for life's adventures, taking care of your family members, or making a positive impact in your community, we aim to have your needs covered. From our welcoming, inclusive, and flexible culture to our global and diverse business, we provide opportunities to help you reach your potential while helping our clients reach theirs.

Bronx, NY11 days ago
$120,000–$150,000 Per Year
This individual will serve as the organization's compliance leader, ensuring all locations remain fully compliant with Article 47, NYC Department of Health, DOE, OCFS, CACFP, and all applicable childcare regulations. We are seeking a strong, hands-on Director of Compliance to lead all compliance, licensing, regulatory, and quality assurance functions across our daycare, preschool, and school-age child care programs.

NY, NY30+ days ago
$150,000–$175,000 Per Year
Partnering closely with the CCO and business leaders, this individual will ensure adherence to SEC, Client, and MSRB requirements while supporting business growth in a complex regulatory environment. The Compliance Director will play a key leadership role in overseeing regulatory and operational compliance program.

NY30+ days ago
Remote
$175,000–$250,000 Per Year
Leverage AI research tools to maintain current awareness of regulatory developments affecting consumer-facing product features, including changes to FCRA, TILA/Reg Z, EFTA/Reg E, UDAAP, ECOA/Reg B, TCPA, state consumer protection laws, and emerging regulations governing BNPL products. Strong working knowledge of consumer financial protection regulations relevant to product features, including TILA/Reg Z, FCRA, EFTA/Reg E, ECOA/Reg B, UDAAP, TCPA, and applicable state consumer protection laws; familiarity with evolving BNPL regulatory guidance is a significant plus.

New York, New York30+ days ago
p/>
This role will lead one of the company’s key strategic transformation programs, supported by a dedicated cross-department project team and co-lead and provide regular strategic updates to the Executive Committee, escalating key risks, decisions, and resource needs to accelerate execution.
Driving Tool and Method Development: Collaborate with relevant internal teams (e.g., operations, supply chain, IT) to identify, develop, and implement innovative tools and processes that enhance our ability to accurately quantify, track, and analyze our environmental footprint.

NY30+ days ago
Remote
$150,000–$220,000 Per Year
li>Understand L&C workflows and availably technology including legal expense management, fund formation and investors on-boarding, investors and entity (fund management), anti-money laundering, privacy, regulatory reporting , control room management, investment transaction for both PE and credit platforms, contracts review, third-party management, document and data archiving and management, and other legal and compliance workflows.
Vista Equity Partners (Vista) is a leading global investment firm that invests exclusively in enterprise software, data and technology-enabled companies across private equity, credit, public equity and permanent capital strategies.

NY30+ days ago
Remote
$125,000–$140,000 Per Year
Founded in 2015, the company serves a collection of seven world-class owned venues and a client roster of the most iconic arenas, stadiums, convention centers, music festivals, performing arts centers, and cultural institutions, spanning four continents. Maintain awareness of emerging security technologies and industry best practices; recommend investments (CCTV, access control, analytics, communications) that deliver scalable value across venues.

New York, NY29 days ago
$200,000–$250,000 Per Year
Specifically, the incumbent will work with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework that includes: policies and procedures for effective data governance; data completeness and accuracy checks; surveillance inventories (define surveillance critical data elements); data-quality monitoring tooling and metrics. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

NY30+ days ago
$170,000–$270,000 Per Year
Support the legal and compliance regulatory and reporting requirements to the SEC and other applicable regulators, including:
Owning key regulatory filings (Form ADV, Form PF, state filings);
Supporting board reporting and other over governance initiatives;
Supporting other global compliance initiatives and special projects;
Coordinating across deal teams, ESG teams and compliance teams on portfolio company reporting;
Supporting the SEC-compliance testing program. A key component of OMERS Infrastructure's strategy includes investing with third-party investors and raising external third-party capital resulting in US SEC, UK FCA and Australian AUSTRAC and AFS registrations/licenses as well as increased complexity and additional critical compliance requirements.

NY24 days ago
$198,000–$368,000 Per Year
Albany, NY; Albuquerque, NM; Anchorage, AK; Ashburn, VA; Atlanta, GA; Austin, TX; Baltimore, MD; Baton Rouge, LA; Bentonville, AR; Birmingham, AL; Boise, ID; Boston, MA; Boulder, CO; Buffalo, NY; Charlotte, NC; Chicago, IL; Cincinnati, OH; Cleveland, OH; Columbus, OH; Dallas, TX; Denver, CO; Des Moines, IA; Detroit, MI; El Segundo, CA; Fort Worth, TX; Ft Lauderdale, FL; Greenville, SC; Harrisburg, PA; Hartford, CT; Honolulu, HI; Houston, TX; Indianapolis, IN; Irvine, CA; Jackson, MS; Jacksonville, FL; Kansas City, MO; Knoxville, TN; Las Vegas, NV; Lincoln, NE; Los Angeles, CA; Louisville, KY; McLean, VA; Melville, NY; Memphis, TN; Miami, FL; Milwaukee, WI; Minneapolis, MN; Montvale, NJ; Nashville, TN; New Orleans, LA; New York, NY; Oklahoma City, OK; Omaha, NE; Orlando, FL; Philadelphia, PA; Phoenix, AZ; Pittsburgh, PA; Portland, OR; Providence, RI; Raleigh, NC; Richmond, VA; Rochester, NY; Sacramento, CA; Salt Lake City, UT; San Antonio, TX; San Diego, CA; San Francisco, CA; San Juan, PR; Santa Clara, CA; Seattle, WA; Short Hills, NJ; Shreveport, LA; St Louis, MO; Stamford, CT; Tallahassee, FL; Tampa, FL; Tempe, AZ; Virginia Beach, VA; Washington, DC; Winston-Salem, NC. Outstanding verbal/written communication, collaboration, negotiation, and influencing skills to lead an environment driven by customer service and teamwork; ability to direct, motivate and empower others to work towards the organizations goals, ensuring efficient allocation of resources across multiple functions; ensure execution of strategic initiatives for the organization; capability to address emerging opportunities and how organization should be organized/staffed to realize them.

NY30+ days ago
$175,000–$195,000 Per Year
ul>
This role will lead one of the company's key strategic transformation programs, supported by a dedicated cross-department project team and co-lead and provide regular strategic updates to the Executive Committee, escalating key risks, decisions, and resource needs to accelerate execution.
Driving Tool and Method Development: Collaborate with relevant internal teams (e.g., operations, supply chain, IT) to identify, develop, and implement innovative tools and processes that enhance our ability to accurately quantify, track, and analyze our environmental footprint.

NY30+ days ago
$230,000–$280,000 Per Year
This role is the primary owner of Broker Dealer compliance, working closely with our FINRA-licensed entity to ensure we remain in good standing with regulators while supporting the day-to-day needs of the business.
About Crypto.com:
Founded in 2016, Crypto.com serves more than 150 million customers and is the world's fastest growing global cryptocurrency platform.

Teaneck, NJ30+ days ago
$130,000–$160,000 Per Year
li>
Initiates the development of the annual observation schedule, maintains the district's evaluation software database (My Learning Plan) and related reporting requirements, coordinates the finalization of evaluations when SGP scores are released, completes the annual ESCT report, and oversees staff-related aspects of NJSMART.
Maintain a system for personnel recordkeeping for all school employees in order to provide a comprehensive, efficient, accurate and current record of all matters pertinent to employment, transfer, tenure, retirement, leave requests, promotions, and RIF/recall.

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Compliance Director Jobs in Stamford, CT

Director of Nursing Jobot

Director of Finance Jobot

Tax Technical Expert - Manager, Director, Partner Jobot

Assistant Director of Nursing (RN Designee) Maplewood at Orange LLC

Associate Medical Director Mitchell Martin

Assistant Director, Benefits Mitchell Martin

Memory Care Director Maplewood at Strawberry Hill LLC

Senior Director of Accounting Vaco LLC

Director of IT Vaco LLC

SEC Reporting & Technical Accounting Director Vaco LLC

Director of Finance Vaco LLC

Sr. Director, Enterprise Procurement Vaco LLC

Assistant Director of Nursing Care-One

Memory Care Director Maplewood at Darien LLC

Patient Care Director - Neonatal ICU - Full Time NewYork-Presbyterian

Fiduciary Director ECLARO

Director of Audit- Finance City National Bank

Tax Director / Partner – Employment Benefit Plans and Compensation (cpa firm) CPA firm

Regional Director, LIHTC Property Management Operations Page Group

Associate Director Macquarie America Holdings Inc.

Senior Director - Operations Page Group

Sourcing Manager/Director Atrium

Patient Care Director - RN – Hudson Valley - Ambulatory (Infusion, Radiation Oncology, Cardiac Cath, & Interventional Radiology) NewYork-Presbyterian

Partnership Tax Director - Wesport, CT Page Group

Director of Rehabilitation (DOR) -$8,000 Sign-On Bonus- Holliswood Sigma Rehab

Managing Director Corporate Banking Page Group USA

Chief Financial Officer Engage Partners, Inc.

Chief Financial Officer Peckham Industries

Compliance Director - Equity Sales & Trading Piper Sandler Companies

Director of Compliance Group One Trading

Compliance Risk Management Director (Retail Alternative Investment Funds) - Executive Director JPMorgan Chase Bank, N.A.

Director of Compliance- New York City Group One Trading LP

Director - Compliance Coordination and Regulatory Affairs Credit Agricole SA

Data Security Compliance Director Syllo

Director, Annuity Suitability & Compliance The Independent Order of Foresters

Director-Global Compliance Franklin Resources Inc

Director of Compliance Mai Placement

Director Broker Dealer Compliance Phaxis LLC

Director of Compliance - Product Sezzle Inc

Director, Risk & Compliance Richemont North America

Associate Director - Business Partner, Legal & Compliance Technology Vista Equity Partners Management LLC

Director, Global Security Standards and Compliance | Full Time | Remote Oak View Group

Director, Compliance - Trade Surveillance Data Quality Team Lead - TD Securities (US) The Toronto-Dominion Bank

Director, Legal and Compliance Ontario Municipal Employees Retirement System

Director, Security Compliance KPMG International Cooperative

Director, Risk & Compliance Compagnie Financiere Richemont SA

Director, US Broker-Dealer Compliance Foris DAX MT Ltd

Director of Human Resources and Compliance Teaneck Public Schools

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