NewCompliance Specialist Senior Wealth Management City National BankCompliance Specialist Senior Wealth ManagementNew York, NYRemote$85,000–$145,000 / yearli>Functions as an internal consultant to colleagues throughout City National Bank (CNB) related to operational compliance issues and concerns, utilizing their internal and external organizational agility to ascertain and deliver sound interpretation and advice. Benefits and PerksAt City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues including:Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date.NewSls Consultant, Public Sector Key Account MSCSls Consultant, Public Sector Key AccountHuntington Station, NY$49,686–$78,078 / yearp>BRIEF POSITION SUMMARY: Key Account Sales Consultant Public Sector (KPS) is critical to driving MSC's Public Sector market position and achieve revenue and profit growth within Public Sector Mid/Large Market customers ($200,000-$5,000,000 potential). KPS role is required to build key customer relationships, identify business opportunities within Public Sector Vertical, negotiates and closes business deals and maintain extensive knowledge of current market conditions.NewPrevention Consultant--Union County Prevention Links IncPrevention Consultant--Union CountyKenilworth, NJ$28.57–$29.67 / hourAt least three (3) years' experience working in non-profit, social service environment in development or implementation of community-based services, prevention programs, or any other human service programs. SUPERVISORY RELATIONSHIP: Reports directly to Prevention SupervisorEDUCATION AND EXPERIENCE: Bachelor's Degree in a Human Services related field, experience in the provision of prevention related programs.Crisis & Incident Management Consultant EclaroCrisis & Incident Management ConsultantNew York, NYFull timeECLARO's client is one of the largest mutual life insurance companies and provides long-term care insurance, mutual funds and retirement-plan services across the US. Position Overview:Experienced Enterprise Resilience consultant to provide targeted, execution-focused support across a visible and high-priority initiative.Licensing Compliance Consultant Avispa TechnologyLicensing Compliance ConsultantNew York, NY$35–$35 / hourManage cash collections and accounts receivable activities, including contacting licensees to resolve outstanding balances, monitoring expected cash receipts, maintaining collection status codes, supporting month-end close activities, and assisting with unapplied payment resolution. Serve as a key resource for royalty and compliance inquiries, troubleshooting system access issues, supporting finance and offshore reporting teams, managing withholding tax certificate processes, and responding to internal and external requests related to account balances and compliance matters.Licensing Compliance Consultant Avispa Fukuoka Co LtdLicensing Compliance ConsultantNYli>Manage cash collections and accounts receivable activities, including contacting licensees to resolve outstanding balances, monitoring expected cash receipts, maintaining collection status codes, supporting month-end close activities, and assisting with unapplied payment resolution. Serve as a key resource for royalty and compliance inquiries, troubleshooting system access issues, supporting finance and offshore reporting teams, managing withholding tax certificate processes, and responding to internal and external requests related to account balances and compliance matters.Licensing Compliance Consultant eTeam Inc.Licensing Compliance ConsultantNew York, NY$30–$35 / hourstrong>Principal Responsibilities Cash Collections/ComplianceReach out to licensees (customers) to collect/resolve open AR balances and royalty compliance issues. SkillsStrong understanding of General Accounting Principles (royalty accounting is a plus).Licensing Compliance Consultant Integrated Resources, IncLicensing Compliance ConsultantNew York, NY$34–$36 / houru>Principal Responsibilities Cash Collections/ComplianceReach out to licensees (customers) to collect/resolve open AR balances and royalty compliance issues. Skills:Strong understanding of General Accounting Principles (royalty accounting is a plus).NewOFSAA FCCM ECM Consultant/Analyst (AML / Financial Crime Compliance) ICONMA, LLCOFSAA FCCM ECM Consultant/Analyst (AML / Financial Crime Compliance)Teaneck, NJ$15.49–$60 / hourli>Referral Program. Why Should You Apply?Health Benefits.AWS DevSecOps /Security & Compliance Cloud Consultant Vertical RelevanceAWS DevSecOps /Security & Compliance Cloud ConsultantShortHills, NJFull timeAccount Framework - Developing an automated Continuous Delivery Pipeline framework that will be used to establish AWS Accounts to configured, tested infrastructure on AWS in a repeatable, reliable and secure manner eliminating the need for manual intervention. Framework Development – A design allowing for the execution of logical tests against infrastructure code or running AWS infrastructure in order to assert the configuration state of infrastructure resources on AWS and block a build in the pipeline, take automated reactive action, or alert on violations to the policy .NewOFSAA FCCM ECM Consultant/Analyst (AML / Financial Crime Compliance) IconmaOFSAA FCCM ECM Consultant/Analyst (AML / Financial Crime Compliance)Teaneck, NJ$15.49–$60 / hourKey deliverables: End-to-end FCCM implementations (upgrade, migration, or net-new); ECM workflow configuration via PMF; custom SAR/STR and regulatory reporting actions; data model extensions and ETL pipelines; SIT/UAT testing and data reconciliation; solution design guidance and estimation. FSDF / FSDM data modeling plus SQL/PL-SQL and ODI/ETL integration — customizing/extending the OFSAA data models and building the data pipelines that feed alerts, cases, customer, account, and transaction layers.Compliance Consultant MetLife IncCompliance ConsultantNY$78,000–$104,000 / yearp>Recognizednon Fortune magazine''s list of the "World''s Most Admired Companies",nFortune World's 25 Best Workplaces, as well as the Fortune 100 Best Companiesnto Work For, MetLife, through its subsidiaries and affiliates, is one of thenworld's leading financial services companies; providing insurance, annuities,nemployee benefits and asset management to individual and institutionalncustomers. All employment decisions are made without regards to race, color, national origin, religion, creed, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, marital or domestic/civil partnership status, genetic information, citizenship status (although applicants and employees must be legally authorized to work in the United States), uniformed service member or veteran status, or any other characteristic protected by applicable federal, state, or local law ("protected characteristics").FCC Compliance Risk Analytics Senior Consultant Capgemini SEFCC Compliance Risk Analytics Senior ConsultantNew York, NY$71,774–$105,000 / yearIt delivers end-to-end services and solutions leveraging strengths from strategy and design to engineering, all fueled by its market leading capabilities in AI, generative AI, cloud and data, combined with its deep industry expertise and partner ecosystem. Job Description: The FCC Compliance Risk Analytics Senior Consultant will support multiple concurrent anti-money laundering (AML) engagements, delivering analytical insights and advisory services across financial crime compliance initiatives.Compliance Consultant Bread Financial Holdings IncCompliance ConsultantNY$97,900–$177,400 / yearOur payment solutions deliver growth for some of the most recognized brands in travel & entertainment, health & beauty, technology, electronics, jewelry, home and specialty apparel through our co-brand and private label credit cards and pay-over-time products providing choice and value to our shared customers. Bread Financial offers medical, prescription drug, dental, vision, and other voluntary benefits (including basic and optional life insurance, supplemental medical plans, and short and long-term disability) to eligible associates (regular full-time associates scheduled to work 30 hours per week or more) and their spouses/domestic partners, and child(ren) under the age of 26.Senior Compliance Consultant - Capital Markets, Commercial and Investment Banking, Institutional B/D and Asset Management (Hybrid - Metro NYC OR Buffalo, NY) M&T Bank CorpSenior Compliance Consultant - Capital Markets, Commercial and Investment Banking, Institutional B/D and Asset Management (Hybrid - Metro NYC OR Buffalo, NY)NY$109,300–$182,100 / yearp>Capital Markets, Institutional Broker-Dealer, Investment Banking, FOREX, Derivatives and CFTC compliance and operational risk oversight experience preferred Proven track record in risk assessment and control oversight (including significant experience in identifying regulatory compliance and operational risks, control issues, implementing corrective actions and best practices). Analyze and stay current on rules and regulations applicable to the use and sale of Capital Markets, Commercial Banking, Institutional Broker-Dealer, Investment Banking, FOREX, and Derivatives products and services Evaluate and provide guidance with other stakeholders on new and evolving business products and services from a fiduciary and regulatory compliance risk perspective.Senior Compliance Consultant Asset Management - Global Fiduciary Risk Oversight (Hybrid - See Job Description for Listed Locations) M&T Bank CorpSenior Compliance Consultant Asset Management - Global Fiduciary Risk Oversight (Hybrid - See Job Description for Listed Locations)NY$109,300–$182,100 / yearp>Broker-Dealer and investment adviser compliance and operational oversight experience preferred Proven track record in risk assessment and control oversight (including significant experience in identifying regulatory compliance risks, control issues, implementing corrective actions and best practices). Analyze and stay current on rules and regulations applicable to the sale of Asset Management, Fiduciary, Wealth and Private Banking products including individualized specialty lending and financing solutions, trading and investing strategies, financial management services, retirement and estate planning.Health Solutions Legal Consultant (VP) - Compliance & Policy Consulting Team Aon PlcHealth Solutions Legal Consultant (VP) - Compliance & Policy Consulting TeamNew York, NYp>At Aon, you will join a broad team of health plan professionals and subject matter experts with backgrounds in accounting, actuarial, law, analytics, audit, health and wellbeing, pharmaceuticals, and technology, delivering consulting services to employers in the private and public sectors. Identify compliance issues in the design, operation, and administration of employer health and welfare plans and suggest resolutions through exceptional research, critical thinking, writing, and communication skills.FS/Sr. Consultant - Business Consulting (R&C) - Risk & Compliance Infosys LtdFS/Sr. Consultant - Business Consulting (R&C) - Risk & ComplianceNY$116,875–$148,125 / yearp>149219BRNew YorkUSAInfosys Limited Senior Associate - Business ConsultingITL USA New York, NY Other DomainProcess|Consulting processes|Technology Consulting process FS/ Senior Consultant - Business Consulting (Risk and Compliance) - Risk & Compliance116875148125About Us: Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Strong command of regulatory and control frameworks relevant to US FIs: NIST CSF/800-53, ISO 27001, SOC 2, SOX 404, GLBA, NYDFS 500, FFIEC, PCI DSS, and SWIFT CSCF; understanding of model risk management and data governance.Senior Consultant, Imports, Trade Compliance and Customs | Forensics and Litigation Consulting FTI Consulting IncSenior Consultant, Imports, Trade Compliance and Customs | Forensics and Litigation ConsultingNYp>We are looking for trade compliance professionals with 4+ years of experience to independently manage project tasks involving customs compliance, tariff classification, valuation, duty mitigation, FTZs, and sourcing regulations such as Buy America/Buy American. We work with many of the world's top multinational corporations, law firms, banks and private equity firms on their most important issues to deliver impact that makes a difference.Managing Consultant, Air Quality Compliance and Permitting (Chemical and/or Pharmaceutical Sector Focus) Ramboll UK LtdManaging Consultant, Air Quality Compliance and Permitting (Chemical and/or Pharmaceutical Sector Focus)NY$116,000–$158,000 / yearli>Critically reviewing and interpreting local, state, and federal environmental regulations, permitting, compiling, and drafting regulatory applicability determinations, and communicating findings, to co-workers, clients, and regulatory agencies. Our experts are leaders in their fields, developing and delivering innovative solutions in diverse markets including Buildings, Transport, Planning & Urban Design, Water, Environment & Health, Energy, and Management Consulting.Managing Consultant/Associate Director - Fraud Advisory - Financial Crimes Risk and Compliance (FCRC) Guidehouse IncManaging Consultant/Associate Director - Fraud Advisory - Financial Crimes Risk and Compliance (FCRC)New York, NY$122,000–$204,000 / yearp>Job Family: Risk & Regulatory Compliance Consulting Travel Required: Up to 75%+ Clearance Required: None What You Will Do: Provide fraud advisory and industry domain expertise to help clients assess, design, and strengthen fraud risk management programs across prevention, detection, investigation, and recovery. Facilitate working sessions with client stakeholders and third parties to evaluate current-state capabilities, define target-state needs, and prioritize pragmatic improvements to reduce fraud losses and operational friction.Senior Consultant, Health Insurance - Risk Regulatory & Compliance Deloitte Touche Tohmatsu LtdSenior Consultant, Health Insurance - Risk Regulatory & ComplianceJersey City, NJ$118,700–$218,600 / yearThe wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. Experience applying International Classification of Diseases, Tenth Revision (ICD-10), Current Procedural Terminology (CPT), and Healthcare Common Procedure Coding System (HCPCS) in claims, medical record, or appeals reviews.IT Risk & Compliance Analyst StratAcuity Staffing Partners IncIT Risk & Compliance AnalystJersey City, NJ$66–$71.07 / hourIn terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Everforth Apex also offers a HSA (Health Savings Account on the HDHP plan), a SupportLinc Employee Assistance Program (EAP) with up to 8 free counseling sessions, a corporate discount savings program and other discounts.AI Risk & Compliance Analyst Everest Consultants, Inc.AI Risk & Compliance AnalystNew York, NY$65–$75 / hourThe contractor will be expected to make an immediate impact by improving AI use case intake, strengthening risk review workflows, maintaining clear documentation, and helping align AI activities with evolving legal, regulatory, privacy, security, and compliance expectations. Experience evaluating AI risks such as data leakage, confidential data exposure, privacy impact, intellectual property concerns, hallucination or accuracy risk, bias, automated decision-making, transparency, vendor dependency, and human oversight.Remote Retirement Plan Compliance Analyst Ascensus LLCRemote Retirement Plan Compliance AnalystNewark, NJRemote$65,000–$95,000 / yearResponsible for protecting, securing, and proper handling of all confidential data held by Ascensus to ensure against unauthorized access, improper transmission, and/or unapproved disclosure of information that could result in harm to Ascensus or our clients. Our roots go back decades, with nearly 30 outstanding legacy firms now joined together to deliver unmatched levels of service, innovation and expertise to a fast-growing client base from coast to coast.Compliance Officer Mizuho Financial Group IncCompliance OfficerNew York, NY$125,000–$165,000 / yearConduct various day-to-day compliance surveillance activities including Code of Ethics and Code of Conduct supervision and enforcement (including personal trade review and monitoring, distribution and review of quarterly and annual Code of Ethics reporting, requesting, collecting and reviewing third party statements as necessary, maintaining restricted lists, gift and entertainment reviews, and political contribution reviews), conflicts management, electronic communications reviews, best execution reviews, broker reviews, account list maintenance, and AML/OFAC due diligence reviews, etc. Vice President (Compliance) Job Description: Provide compliance support to ensure that the firm's compliance programs are implemented, maintained and enforced in accordance with the applicable rules and regulations including the Investment Adviser Act of 1940 and the Commodity Exchange Act.Commercial Compliance Specialist Nature's Trees, Inc.Commercial Compliance SpecialistCTRemote$25–$30.65 / hourThe role exists to support the continued growth of the commercial business by replacing todays shared-services model - where compliance work sits alongside fleet and facilities admin - with a credentialed owner accountable for the consistency, accuracy, and timeliness of SavATrees commercial obligations across our national footprint. The Commercial Compliance Specialist provides single-point ownership of SavATrees commercial compliance function - bringing contracts, certificates of insurance, bid and RFP support, prevailing wage at the contract stage, and GSA Schedule administration under one umbrella.Compliance Officer Vise IncCompliance OfficerNY$110,000–$130,000 / yearVise is the outsourced sub-advisor, doing trading, rebalancing, and managing client portfolios fully automated on the advisors behalf; Vise charges an AUM fee for its services. Our platform empowers advisors to create institutional-grade, personalized portfolios, automate their management, and explain valuable insights that enhance their expertise and service to clients.Senior Associate, Team Lead Compliance New York Life Insurance CoSenior Associate, Team Lead ComplianceNY$100,000–$143,000 / yearli>Evaluate legislative and regulatory developments in collaboration with Corporate Compliance and the Office of Governmental Affairs, assessing potential impacts to products, forms and business processes while identifying opportunities to improve compliance processes through innovation and technology, including AI-enabled solutions. Serving as a key compliance representative across cross-functional initiatives, this role partners closely with Product, Legal, Compliance, Government Affairs, Underwriting, Service and Technology teams to ensure compliance requirements are effectively integrated into product development and operational processes.Compliance Officer Bridgewater AssociatesCompliance OfficerWestport, CT$160,000–$245,000 / yearWhile expected to contribute across all areas of the compliance program, core responsibilities will involve serving as the primary advisory and operational partner to at least two practice areas within Bridgewater's Compliance Team, which include Client Service and Marketing and Conduct Risk and Control. In addition to the ability to live these core values, ideal candidates will possess many of the following experience and attributes: 3-5 years at a law firm and/or in-house legal or compliance team with a focus on financial services regulation .Internal Audit Department-Sanctions & Compliance Audit AVP Bank of ChinaInternal Audit Department-Sanctions & Compliance Audit AVPNew York, New York$65,000–$150,000 / yearOverview: The AVP on the Sanctions and Compliance Audit Team is mainly responsible for supporting the oversight, design and execution of audit coverage for Bank of China’s US (BOC USA or the Bank) sanctions program and the regulatory compliance program. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.Internal Audit Department-Sanctions & Compliance Audit AVP Bank of China Limited, New York BranchInternal Audit Department-Sanctions & Compliance Audit AVPNew York, New York$65,000–$150,000 / yearOverview: The AVP on the Sanctions and Compliance Audit Team is mainly responsible for supporting the oversight, design and execution of audit coverage for Bank of China’s US (BOC USA or the Bank) sanctions program and the regulatory compliance program. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.Compliance Advisor Axelon Services CorporationCompliance AdvisorNewark, NJFull timeSummary: Location: Newark, NJ Duration: 12 Months Work Mode: Hybrid (2 days/week in office, Thursdays and one day flex) Schedule: Mon-Fri (9am-5pm EST) Occasional travel to other locations Responsibilities: Serve as a subject matter expert and primary liaison for the administration and continuous improvement of the Company's Workplace Accommodations Program and Office of Accessibility Programs initiatives. Bachelor's degree with 7-10 years' experience required; Manager open to less experience (5) with Master's degree, preferably in HR, people analytics or 10 years' experience for candidates with no degree.Compliance and Operational Risk Testing Analyst StratAcuity Staffing Partners IncCompliance and Operational Risk Testing AnalystNYRemoteIn terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Description: As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under the Second Line Testing Oversight Program methodology to ensure departmental processes and activities comply with applicable rules, regulations, policies and procedures.Compliance Advisor AxelonCompliance AdvisorNewark, NJ$45–$55 / hourBachelor's degree with 7-10 years' experience required; Manager open to less experience (5) with Master's degree, preferably in HR, people analytics or 10 years' experience for candidates with no degree. Serve as a subject matter expert and primary liaison for the administration and continuous improvement of the Company's Workplace Accommodations Program and Office of Accessibility Programs initiatives.Compliance Officer Trading/Investments Bridgewater Associates LPCompliance Officer Trading/InvestmentsWestport, CT$160,000–$245,000 / yearResponsibilities: Oversight and execution of a suite of tests, monitoring activity and processes in the Investment Engine, which involves evolving existing tests, designing new ones as needed, and analyzing the results to provide a synthesized view of the effectiveness of internal processes and compliance with relevant requirements. Overview of the Role: The Compliance Officer will be responsible for contributing to Bridgewater's goal of excellently fulfilling regulatory obligations, with a primary focus on Bridgewater's Investment Engine, the cornerstone of Bridgewater's portfolio management and construction process.Compliance Officer (Trading/Investments) Bridgewater AssociatesCompliance Officer (Trading/Investments)Westport, CT$160,000–$245,000 / yearul>Oversight and execution of a suite of tests, monitoring activity and processes in the Investment Engine, which involves evolving existing tests, designing new ones as needed, and analyzing the results to provide a synthesized view of the effectiveness of internal processes and compliance with relevant requirements. In addition, the Compliance Officer will also be expected to work with the Senior Compliance Officer, Deputy CCO, Chief Compliance Officer ("CCO") and other senior leaders on strategic initiatives and essential workstreams.Director, Reputational Risk & Compliance (AASP) Apollo Global Management IncDirector, Reputational Risk & Compliance (AASP)Greenwich, CTp>The Company works with clients throughout all stages of the growth lifecycle - from early stage private to mature public companies - to access flexible capital through a variety of structures and capabilities, including asset/portfolio advisory, warehouse/acquisition financing solutions, whole loan purchase/sale and securitization/distribution. About ATLAS SP: ATLAS SP Partners is a global investment firm that seeks to provide stable funding and capital markets services to companies seeking innovative and bespoke structured credit and asset backed finance solutions.Director, Global Security Standards and Compliance | Full Time | Remote Oak View GroupDirector, Global Security Standards and Compliance | Full Time | RemoteNYRemote$125,000–$140,000 / yearFounded in 2015, the company serves a collection of seven world-class owned venues and a client roster of the most iconic arenas, stadiums, convention centers, music festivals, performing arts centers, and cultural institutions, spanning four continents. Maintain awareness of emerging security technologies and industry best practices; recommend investments (CCTV, access control, analytics, communications) that deliver scalable value across venues.Permitting, Compliance & Close Out Manager Gilbane Building CoPermitting, Compliance & Close Out ManagerNY$112,400–$159,500 / yearp>As an affordable housing developer delivering NYCHA RAD/PACT rehabilitation in New York City, we rely on this role to drive the permitting strategy, resolve agency and building violations, and lead regulatory close-out across complex occupied renovation scopes. Through the NYCHA Permanent Affordability Commitment Together (PACT) program under HUD's Rental Assistance Demonstration (RAD), we deliver complex, occupied rehabilitation projects that modernize building systems, improve quality of life, and protect long-term affordability.Security Governance Risk and Compliance Manager Cleary Gottlieb Steen & Hamilton LLPSecurity Governance Risk and Compliance ManagerNew York, NY$205,000–$225,000 / yearThese assessments include handling the end-to-end process with the client compliance teams, and require a friendly demeanor coupled with deep expertise in our security program to guide these assessments through an initial response, detailed completion of security questionnaires, curation of evidence, and review meetings to step through evidence and findings. This role is expected to manage other personnel within and outside the Information Security Department as required to gather and document up to date information about security controls, close gaps and findings, and perform audits; however, initially this role will not have any direct reports and this role is considered an individual contributor manager role at this time.Compliance Advisor (Hybrid) HEPCO, Inc.Compliance Advisor (Hybrid)Newark, NJ$45–$50 / hourManager, Employee Relations, this role will serve as a subject matter expert and primary liaison for the administration and continuous improvement of the Company’s Workplace Accommodations Program and Office of Accessibility initiatives. By applying for this job, you agree to receive calls, AI-generated calls, text messages, or emails from HEPCO, Inc and its affiliates, and contracted partners.Manager, Compliance Horizon 3 AI, IncManager, ComplianceNY$149,850–$185,000 / yearWere committed to helping solve our common security problems: ineffective security tools and false positives, resulting in alert fatigue, blind spots, "checkbox" security culture, cybersecurity skills shortage, and the long lead time and expense of hiring outside consultants. This is a hands-on leadership role for someone who can set direction, develop talent, and stay close enough to the work to guide audits, drive cross-functional execution, and improve trust with customers, regulators, and partners.Compliance Advisor LancesoftCompliance AdvisorNewark, NJ$50Serve as the day-to-day subject matter expert and first point of contact for all workplace accommodation requests under the Federal and State (NY and NJ) human rights statues, including: •Lead and manage the interactive process from intake through resolution, ensuring timely, legally compliant, and employee-centered outcomes. Bachelor's degree with 7-10 years'experience required;Manager open to less experience (5+) with Master's degree, preferably in HR, people analytics or 10+ years'experience for candidates with no degree.Associate, Legal, Compliance & Government Affairs Spencer StuartAssociate, Legal, Compliance & Government AffairsNew York, NY$100,000–$130,000 / yearSpencer Stuart also offers a competitive benefits package, which includes: Retirement savings plan with discretionary profit sharing contribution and employer match; PTO (minimum 15 days per year, increases with tenure), paid sick time (10 days per year), company holidays (12 days per year), and paid leaves of absence when applicable; Comprehensive health benefits, including medical, dental, and vision insurance, and healthcare flexible spending account; Life Insurance, and short-term and long-term disability insurance; Wellness benefits, including an employee assistance program, virtual mental health program, and mindfulness program; and. The successful Associate will do this while handling multiple projects with competing deadlines, working with individuals who have differing styles, and managing challenging expectations: Takes an end-to-end view of each project and the required resources; works at pace and with attention to detail while managing competing deadlines and priorities; has a sense of urgency.NewDeal Origination Consultant Initio CapitalDeal Origination ConsultantNew York, NY$1,000–$10,000p>Initio Sphere is onboarding Deal Origination Consultants to identify, originate, and introduce high-quality investment opportunities to our investor and fund manager network. We connect fund managers, investors, and operators with high-quality deal flow, analyst support, and institutional infrastructure across the private markets.Compliance Advisor Integrated Resources, IncCompliance AdvisorNewark, NJServe as the day-to-day subject matter expert and first point of contact for all workplace accommodation requests under the Federal and State (NY and NJ) human rights statues, including: "Lead and manage the interactive process from intake through resolution, ensuring timely, legally compliant, and employee-centered outcomes. Manager, Employee Relations, serve as a subject matter expert and primary liaison for the administration and continuous improvement of the Company's Workplace Accommodations Program and Office of Accessibility Programs initiatives.Permitting Compliance Specialist - Gateway Arcadis NVPermitting Compliance Specialist - GatewayNew York, NY$125,000–$180,000 / yearThe HTP is a critical component of the broader Gateway Program - one of the most ambitious and impactful transportation initiatives in the nation - and is designed to strengthen mobility, enhance resiliency, and ensure the long-term reliability of the Northeast Corridor. Ensure adherence to federal, state, and local environmental regulations, including those from agencies such as the U.S. Army Corps of Engineers, EPA, and New Jersey Departments of Environmental Protection (NJDEP) and New York State Department of Environmental Conservation (NYSDEC).Compliance-New York-Vice President, Business Intelligence-9347356 The Goldman Sachs Group IncCompliance-New York-Vice President, Business Intelligence-9347356New York, NY$171,000–$188,000 / yearMust have five (5) years of experience with a Bachelors degree OR three (3) years of experience with a Masters degree with the following: conducting legal, regulatory and media research using various public records resources to identify and evaluate legal and compliance risks including anti-corruption, anti-money laundering, and cross-border financial activities for the Brazilian market; utilizing various compliance and legal records aggregator databases, such as LexisNexis, Westlaw, or Bloomberg; advising corporate clients on legal and regulatory guidance regarding compliance obligations, internal investigations, and the implementation of governance and control programs; conducting internal investigations and reviewing and implementing compliance programs focusing on reputational risks; analyzing legal, regulatory, and reputational risks related to financial and investment transactions and client relationships and advising internal stakeholders on strategies for mitigating the identified risks; advising clients that are actively subject to government regulatory inquiries, legal enforcement cases, administrative proceedings, and settlement negotiations with government bodies; and researching and analyzing litigation and enforcement actions using a variety of databases, including websites containing federal and state court records and regulatory actions, Securities and Exchange Commission''s website, federal comptroller generals website, or prosecutors offices website at local and federal level. Conduct legal, regulatory and financial due diligence to assess reputational risk (including, but not limited to, FCPA/anti-bribery compliance, environmental/social responsibility concerns, geo-political risk, financial irregularities, litigation risk, controversial products/services, human rights issues, and data privacy) in a variety of transactions and business relationships.Medication Regulatory Compliance Specialist - PharmD required **On-Site** NYU Langone HealthMedication Regulatory Compliance Specialist - PharmD required **On-Site**New York, NY$121,792.21–$183,645Coordinate and track medication regulatory, compliance, and accreditation projects by defining objective, scope, deliverables, and milestones; identifying stakeholders; planning tasks and activities; ensuring the availability of resources to accomplish goals in a timely manner; and ensuring all stakeholders provide directives on time. Collect, analyze, summarize, and trend data from health care technology systems, including but not limited to, the electronic medical record, pharmacy dispensing systems, regulatory tracer system, compounding compliance documentation software, and diversion surveillance software as related to medication quality and compliance.12345678910Similar Job SearchesAlliance Manager JobsBusiness Analyst JobsBusiness Consultant JobsBusiness Development Manager JobsBusiness Partner JobsCompliance Analyst JobsConsultant JobsOperations Analyst JobsOperations Consultant JobsPlanning Analyst Jobs
NewSls Consultant, Public Sector Key Account MSCSls Consultant, Public Sector Key AccountHuntington Station, NY$49,686–$78,078 / yearp>BRIEF POSITION SUMMARY: Key Account Sales Consultant Public Sector (KPS) is critical to driving MSC's Public Sector market position and achieve revenue and profit growth within Public Sector Mid/Large Market customers ($200,000-$5,000,000 potential). KPS role is required to build key customer relationships, identify business opportunities within Public Sector Vertical, negotiates and closes business deals and maintain extensive knowledge of current market conditions.
NewPrevention Consultant--Union County Prevention Links IncPrevention Consultant--Union CountyKenilworth, NJ$28.57–$29.67 / hourAt least three (3) years' experience working in non-profit, social service environment in development or implementation of community-based services, prevention programs, or any other human service programs. SUPERVISORY RELATIONSHIP: Reports directly to Prevention SupervisorEDUCATION AND EXPERIENCE: Bachelor's Degree in a Human Services related field, experience in the provision of prevention related programs.
Crisis & Incident Management Consultant EclaroCrisis & Incident Management ConsultantNew York, NYFull timeECLARO's client is one of the largest mutual life insurance companies and provides long-term care insurance, mutual funds and retirement-plan services across the US. Position Overview:Experienced Enterprise Resilience consultant to provide targeted, execution-focused support across a visible and high-priority initiative.
Licensing Compliance Consultant Avispa TechnologyLicensing Compliance ConsultantNew York, NY$35–$35 / hourManage cash collections and accounts receivable activities, including contacting licensees to resolve outstanding balances, monitoring expected cash receipts, maintaining collection status codes, supporting month-end close activities, and assisting with unapplied payment resolution. Serve as a key resource for royalty and compliance inquiries, troubleshooting system access issues, supporting finance and offshore reporting teams, managing withholding tax certificate processes, and responding to internal and external requests related to account balances and compliance matters.
Licensing Compliance Consultant Avispa Fukuoka Co LtdLicensing Compliance ConsultantNYli>Manage cash collections and accounts receivable activities, including contacting licensees to resolve outstanding balances, monitoring expected cash receipts, maintaining collection status codes, supporting month-end close activities, and assisting with unapplied payment resolution. Serve as a key resource for royalty and compliance inquiries, troubleshooting system access issues, supporting finance and offshore reporting teams, managing withholding tax certificate processes, and responding to internal and external requests related to account balances and compliance matters.
Licensing Compliance Consultant eTeam Inc.Licensing Compliance ConsultantNew York, NY$30–$35 / hourstrong>Principal Responsibilities Cash Collections/ComplianceReach out to licensees (customers) to collect/resolve open AR balances and royalty compliance issues. SkillsStrong understanding of General Accounting Principles (royalty accounting is a plus).
Licensing Compliance Consultant Integrated Resources, IncLicensing Compliance ConsultantNew York, NY$34–$36 / houru>Principal Responsibilities Cash Collections/ComplianceReach out to licensees (customers) to collect/resolve open AR balances and royalty compliance issues. Skills:Strong understanding of General Accounting Principles (royalty accounting is a plus).
NewOFSAA FCCM ECM Consultant/Analyst (AML / Financial Crime Compliance) ICONMA, LLCOFSAA FCCM ECM Consultant/Analyst (AML / Financial Crime Compliance)Teaneck, NJ$15.49–$60 / hourli>Referral Program. Why Should You Apply?Health Benefits.
AWS DevSecOps /Security & Compliance Cloud Consultant Vertical RelevanceAWS DevSecOps /Security & Compliance Cloud ConsultantShortHills, NJFull timeAccount Framework - Developing an automated Continuous Delivery Pipeline framework that will be used to establish AWS Accounts to configured, tested infrastructure on AWS in a repeatable, reliable and secure manner eliminating the need for manual intervention. Framework Development – A design allowing for the execution of logical tests against infrastructure code or running AWS infrastructure in order to assert the configuration state of infrastructure resources on AWS and block a build in the pipeline, take automated reactive action, or alert on violations to the policy .
NewOFSAA FCCM ECM Consultant/Analyst (AML / Financial Crime Compliance) IconmaOFSAA FCCM ECM Consultant/Analyst (AML / Financial Crime Compliance)Teaneck, NJ$15.49–$60 / hourKey deliverables: End-to-end FCCM implementations (upgrade, migration, or net-new); ECM workflow configuration via PMF; custom SAR/STR and regulatory reporting actions; data model extensions and ETL pipelines; SIT/UAT testing and data reconciliation; solution design guidance and estimation. FSDF / FSDM data modeling plus SQL/PL-SQL and ODI/ETL integration — customizing/extending the OFSAA data models and building the data pipelines that feed alerts, cases, customer, account, and transaction layers.
Compliance Consultant MetLife IncCompliance ConsultantNY$78,000–$104,000 / yearp>Recognizednon Fortune magazine''s list of the "World''s Most Admired Companies",nFortune World's 25 Best Workplaces, as well as the Fortune 100 Best Companiesnto Work For, MetLife, through its subsidiaries and affiliates, is one of thenworld's leading financial services companies; providing insurance, annuities,nemployee benefits and asset management to individual and institutionalncustomers. All employment decisions are made without regards to race, color, national origin, religion, creed, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, marital or domestic/civil partnership status, genetic information, citizenship status (although applicants and employees must be legally authorized to work in the United States), uniformed service member or veteran status, or any other characteristic protected by applicable federal, state, or local law ("protected characteristics").
FCC Compliance Risk Analytics Senior Consultant Capgemini SEFCC Compliance Risk Analytics Senior ConsultantNew York, NY$71,774–$105,000 / yearIt delivers end-to-end services and solutions leveraging strengths from strategy and design to engineering, all fueled by its market leading capabilities in AI, generative AI, cloud and data, combined with its deep industry expertise and partner ecosystem. Job Description: The FCC Compliance Risk Analytics Senior Consultant will support multiple concurrent anti-money laundering (AML) engagements, delivering analytical insights and advisory services across financial crime compliance initiatives.
Compliance Consultant Bread Financial Holdings IncCompliance ConsultantNY$97,900–$177,400 / yearOur payment solutions deliver growth for some of the most recognized brands in travel & entertainment, health & beauty, technology, electronics, jewelry, home and specialty apparel through our co-brand and private label credit cards and pay-over-time products providing choice and value to our shared customers. Bread Financial offers medical, prescription drug, dental, vision, and other voluntary benefits (including basic and optional life insurance, supplemental medical plans, and short and long-term disability) to eligible associates (regular full-time associates scheduled to work 30 hours per week or more) and their spouses/domestic partners, and child(ren) under the age of 26.
Senior Compliance Consultant - Capital Markets, Commercial and Investment Banking, Institutional B/D and Asset Management (Hybrid - Metro NYC OR Buffalo, NY) M&T Bank CorpSenior Compliance Consultant - Capital Markets, Commercial and Investment Banking, Institutional B/D and Asset Management (Hybrid - Metro NYC OR Buffalo, NY)NY$109,300–$182,100 / yearp>Capital Markets, Institutional Broker-Dealer, Investment Banking, FOREX, Derivatives and CFTC compliance and operational risk oversight experience preferred Proven track record in risk assessment and control oversight (including significant experience in identifying regulatory compliance and operational risks, control issues, implementing corrective actions and best practices). Analyze and stay current on rules and regulations applicable to the use and sale of Capital Markets, Commercial Banking, Institutional Broker-Dealer, Investment Banking, FOREX, and Derivatives products and services Evaluate and provide guidance with other stakeholders on new and evolving business products and services from a fiduciary and regulatory compliance risk perspective.
Senior Compliance Consultant Asset Management - Global Fiduciary Risk Oversight (Hybrid - See Job Description for Listed Locations) M&T Bank CorpSenior Compliance Consultant Asset Management - Global Fiduciary Risk Oversight (Hybrid - See Job Description for Listed Locations)NY$109,300–$182,100 / yearp>Broker-Dealer and investment adviser compliance and operational oversight experience preferred Proven track record in risk assessment and control oversight (including significant experience in identifying regulatory compliance risks, control issues, implementing corrective actions and best practices). Analyze and stay current on rules and regulations applicable to the sale of Asset Management, Fiduciary, Wealth and Private Banking products including individualized specialty lending and financing solutions, trading and investing strategies, financial management services, retirement and estate planning.
Health Solutions Legal Consultant (VP) - Compliance & Policy Consulting Team Aon PlcHealth Solutions Legal Consultant (VP) - Compliance & Policy Consulting TeamNew York, NYp>At Aon, you will join a broad team of health plan professionals and subject matter experts with backgrounds in accounting, actuarial, law, analytics, audit, health and wellbeing, pharmaceuticals, and technology, delivering consulting services to employers in the private and public sectors. Identify compliance issues in the design, operation, and administration of employer health and welfare plans and suggest resolutions through exceptional research, critical thinking, writing, and communication skills.
FS/Sr. Consultant - Business Consulting (R&C) - Risk & Compliance Infosys LtdFS/Sr. Consultant - Business Consulting (R&C) - Risk & ComplianceNY$116,875–$148,125 / yearp>149219BRNew YorkUSAInfosys Limited Senior Associate - Business ConsultingITL USA New York, NY Other DomainProcess|Consulting processes|Technology Consulting process FS/ Senior Consultant - Business Consulting (Risk and Compliance) - Risk & Compliance116875148125About Us: Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Strong command of regulatory and control frameworks relevant to US FIs: NIST CSF/800-53, ISO 27001, SOC 2, SOX 404, GLBA, NYDFS 500, FFIEC, PCI DSS, and SWIFT CSCF; understanding of model risk management and data governance.
Senior Consultant, Imports, Trade Compliance and Customs | Forensics and Litigation Consulting FTI Consulting IncSenior Consultant, Imports, Trade Compliance and Customs | Forensics and Litigation ConsultingNYp>We are looking for trade compliance professionals with 4+ years of experience to independently manage project tasks involving customs compliance, tariff classification, valuation, duty mitigation, FTZs, and sourcing regulations such as Buy America/Buy American. We work with many of the world's top multinational corporations, law firms, banks and private equity firms on their most important issues to deliver impact that makes a difference.
Managing Consultant, Air Quality Compliance and Permitting (Chemical and/or Pharmaceutical Sector Focus) Ramboll UK LtdManaging Consultant, Air Quality Compliance and Permitting (Chemical and/or Pharmaceutical Sector Focus)NY$116,000–$158,000 / yearli>Critically reviewing and interpreting local, state, and federal environmental regulations, permitting, compiling, and drafting regulatory applicability determinations, and communicating findings, to co-workers, clients, and regulatory agencies. Our experts are leaders in their fields, developing and delivering innovative solutions in diverse markets including Buildings, Transport, Planning & Urban Design, Water, Environment & Health, Energy, and Management Consulting.
Managing Consultant/Associate Director - Fraud Advisory - Financial Crimes Risk and Compliance (FCRC) Guidehouse IncManaging Consultant/Associate Director - Fraud Advisory - Financial Crimes Risk and Compliance (FCRC)New York, NY$122,000–$204,000 / yearp>Job Family: Risk & Regulatory Compliance Consulting Travel Required: Up to 75%+ Clearance Required: None What You Will Do: Provide fraud advisory and industry domain expertise to help clients assess, design, and strengthen fraud risk management programs across prevention, detection, investigation, and recovery. Facilitate working sessions with client stakeholders and third parties to evaluate current-state capabilities, define target-state needs, and prioritize pragmatic improvements to reduce fraud losses and operational friction.
Senior Consultant, Health Insurance - Risk Regulatory & Compliance Deloitte Touche Tohmatsu LtdSenior Consultant, Health Insurance - Risk Regulatory & ComplianceJersey City, NJ$118,700–$218,600 / yearThe wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. Experience applying International Classification of Diseases, Tenth Revision (ICD-10), Current Procedural Terminology (CPT), and Healthcare Common Procedure Coding System (HCPCS) in claims, medical record, or appeals reviews.
IT Risk & Compliance Analyst StratAcuity Staffing Partners IncIT Risk & Compliance AnalystJersey City, NJ$66–$71.07 / hourIn terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Everforth Apex also offers a HSA (Health Savings Account on the HDHP plan), a SupportLinc Employee Assistance Program (EAP) with up to 8 free counseling sessions, a corporate discount savings program and other discounts.
AI Risk & Compliance Analyst Everest Consultants, Inc.AI Risk & Compliance AnalystNew York, NY$65–$75 / hourThe contractor will be expected to make an immediate impact by improving AI use case intake, strengthening risk review workflows, maintaining clear documentation, and helping align AI activities with evolving legal, regulatory, privacy, security, and compliance expectations. Experience evaluating AI risks such as data leakage, confidential data exposure, privacy impact, intellectual property concerns, hallucination or accuracy risk, bias, automated decision-making, transparency, vendor dependency, and human oversight.
Remote Retirement Plan Compliance Analyst Ascensus LLCRemote Retirement Plan Compliance AnalystNewark, NJRemote$65,000–$95,000 / yearResponsible for protecting, securing, and proper handling of all confidential data held by Ascensus to ensure against unauthorized access, improper transmission, and/or unapproved disclosure of information that could result in harm to Ascensus or our clients. Our roots go back decades, with nearly 30 outstanding legacy firms now joined together to deliver unmatched levels of service, innovation and expertise to a fast-growing client base from coast to coast.
Compliance Officer Mizuho Financial Group IncCompliance OfficerNew York, NY$125,000–$165,000 / yearConduct various day-to-day compliance surveillance activities including Code of Ethics and Code of Conduct supervision and enforcement (including personal trade review and monitoring, distribution and review of quarterly and annual Code of Ethics reporting, requesting, collecting and reviewing third party statements as necessary, maintaining restricted lists, gift and entertainment reviews, and political contribution reviews), conflicts management, electronic communications reviews, best execution reviews, broker reviews, account list maintenance, and AML/OFAC due diligence reviews, etc. Vice President (Compliance) Job Description: Provide compliance support to ensure that the firm's compliance programs are implemented, maintained and enforced in accordance with the applicable rules and regulations including the Investment Adviser Act of 1940 and the Commodity Exchange Act.
Commercial Compliance Specialist Nature's Trees, Inc.Commercial Compliance SpecialistCTRemote$25–$30.65 / hourThe role exists to support the continued growth of the commercial business by replacing todays shared-services model - where compliance work sits alongside fleet and facilities admin - with a credentialed owner accountable for the consistency, accuracy, and timeliness of SavATrees commercial obligations across our national footprint. The Commercial Compliance Specialist provides single-point ownership of SavATrees commercial compliance function - bringing contracts, certificates of insurance, bid and RFP support, prevailing wage at the contract stage, and GSA Schedule administration under one umbrella.
Compliance Officer Vise IncCompliance OfficerNY$110,000–$130,000 / yearVise is the outsourced sub-advisor, doing trading, rebalancing, and managing client portfolios fully automated on the advisors behalf; Vise charges an AUM fee for its services. Our platform empowers advisors to create institutional-grade, personalized portfolios, automate their management, and explain valuable insights that enhance their expertise and service to clients.
Senior Associate, Team Lead Compliance New York Life Insurance CoSenior Associate, Team Lead ComplianceNY$100,000–$143,000 / yearli>Evaluate legislative and regulatory developments in collaboration with Corporate Compliance and the Office of Governmental Affairs, assessing potential impacts to products, forms and business processes while identifying opportunities to improve compliance processes through innovation and technology, including AI-enabled solutions. Serving as a key compliance representative across cross-functional initiatives, this role partners closely with Product, Legal, Compliance, Government Affairs, Underwriting, Service and Technology teams to ensure compliance requirements are effectively integrated into product development and operational processes.
Compliance Officer Bridgewater AssociatesCompliance OfficerWestport, CT$160,000–$245,000 / yearWhile expected to contribute across all areas of the compliance program, core responsibilities will involve serving as the primary advisory and operational partner to at least two practice areas within Bridgewater's Compliance Team, which include Client Service and Marketing and Conduct Risk and Control. In addition to the ability to live these core values, ideal candidates will possess many of the following experience and attributes: 3-5 years at a law firm and/or in-house legal or compliance team with a focus on financial services regulation .
Internal Audit Department-Sanctions & Compliance Audit AVP Bank of ChinaInternal Audit Department-Sanctions & Compliance Audit AVPNew York, New York$65,000–$150,000 / yearOverview: The AVP on the Sanctions and Compliance Audit Team is mainly responsible for supporting the oversight, design and execution of audit coverage for Bank of China’s US (BOC USA or the Bank) sanctions program and the regulatory compliance program. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Internal Audit Department-Sanctions & Compliance Audit AVP Bank of China Limited, New York BranchInternal Audit Department-Sanctions & Compliance Audit AVPNew York, New York$65,000–$150,000 / yearOverview: The AVP on the Sanctions and Compliance Audit Team is mainly responsible for supporting the oversight, design and execution of audit coverage for Bank of China’s US (BOC USA or the Bank) sanctions program and the regulatory compliance program. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
Compliance Advisor Axelon Services CorporationCompliance AdvisorNewark, NJFull timeSummary: Location: Newark, NJ Duration: 12 Months Work Mode: Hybrid (2 days/week in office, Thursdays and one day flex) Schedule: Mon-Fri (9am-5pm EST) Occasional travel to other locations Responsibilities: Serve as a subject matter expert and primary liaison for the administration and continuous improvement of the Company's Workplace Accommodations Program and Office of Accessibility Programs initiatives. Bachelor's degree with 7-10 years' experience required; Manager open to less experience (5) with Master's degree, preferably in HR, people analytics or 10 years' experience for candidates with no degree.
Compliance and Operational Risk Testing Analyst StratAcuity Staffing Partners IncCompliance and Operational Risk Testing AnalystNYRemoteIn terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Description: As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under the Second Line Testing Oversight Program methodology to ensure departmental processes and activities comply with applicable rules, regulations, policies and procedures.
Compliance Advisor AxelonCompliance AdvisorNewark, NJ$45–$55 / hourBachelor's degree with 7-10 years' experience required; Manager open to less experience (5) with Master's degree, preferably in HR, people analytics or 10 years' experience for candidates with no degree. Serve as a subject matter expert and primary liaison for the administration and continuous improvement of the Company's Workplace Accommodations Program and Office of Accessibility Programs initiatives.
Compliance Officer Trading/Investments Bridgewater Associates LPCompliance Officer Trading/InvestmentsWestport, CT$160,000–$245,000 / yearResponsibilities: Oversight and execution of a suite of tests, monitoring activity and processes in the Investment Engine, which involves evolving existing tests, designing new ones as needed, and analyzing the results to provide a synthesized view of the effectiveness of internal processes and compliance with relevant requirements. Overview of the Role: The Compliance Officer will be responsible for contributing to Bridgewater's goal of excellently fulfilling regulatory obligations, with a primary focus on Bridgewater's Investment Engine, the cornerstone of Bridgewater's portfolio management and construction process.
Compliance Officer (Trading/Investments) Bridgewater AssociatesCompliance Officer (Trading/Investments)Westport, CT$160,000–$245,000 / yearul>Oversight and execution of a suite of tests, monitoring activity and processes in the Investment Engine, which involves evolving existing tests, designing new ones as needed, and analyzing the results to provide a synthesized view of the effectiveness of internal processes and compliance with relevant requirements. In addition, the Compliance Officer will also be expected to work with the Senior Compliance Officer, Deputy CCO, Chief Compliance Officer ("CCO") and other senior leaders on strategic initiatives and essential workstreams.
Director, Reputational Risk & Compliance (AASP) Apollo Global Management IncDirector, Reputational Risk & Compliance (AASP)Greenwich, CTp>The Company works with clients throughout all stages of the growth lifecycle - from early stage private to mature public companies - to access flexible capital through a variety of structures and capabilities, including asset/portfolio advisory, warehouse/acquisition financing solutions, whole loan purchase/sale and securitization/distribution. About ATLAS SP: ATLAS SP Partners is a global investment firm that seeks to provide stable funding and capital markets services to companies seeking innovative and bespoke structured credit and asset backed finance solutions.
Director, Global Security Standards and Compliance | Full Time | Remote Oak View GroupDirector, Global Security Standards and Compliance | Full Time | RemoteNYRemote$125,000–$140,000 / yearFounded in 2015, the company serves a collection of seven world-class owned venues and a client roster of the most iconic arenas, stadiums, convention centers, music festivals, performing arts centers, and cultural institutions, spanning four continents. Maintain awareness of emerging security technologies and industry best practices; recommend investments (CCTV, access control, analytics, communications) that deliver scalable value across venues.
Permitting, Compliance & Close Out Manager Gilbane Building CoPermitting, Compliance & Close Out ManagerNY$112,400–$159,500 / yearp>As an affordable housing developer delivering NYCHA RAD/PACT rehabilitation in New York City, we rely on this role to drive the permitting strategy, resolve agency and building violations, and lead regulatory close-out across complex occupied renovation scopes. Through the NYCHA Permanent Affordability Commitment Together (PACT) program under HUD's Rental Assistance Demonstration (RAD), we deliver complex, occupied rehabilitation projects that modernize building systems, improve quality of life, and protect long-term affordability.
Security Governance Risk and Compliance Manager Cleary Gottlieb Steen & Hamilton LLPSecurity Governance Risk and Compliance ManagerNew York, NY$205,000–$225,000 / yearThese assessments include handling the end-to-end process with the client compliance teams, and require a friendly demeanor coupled with deep expertise in our security program to guide these assessments through an initial response, detailed completion of security questionnaires, curation of evidence, and review meetings to step through evidence and findings. This role is expected to manage other personnel within and outside the Information Security Department as required to gather and document up to date information about security controls, close gaps and findings, and perform audits; however, initially this role will not have any direct reports and this role is considered an individual contributor manager role at this time.
Compliance Advisor (Hybrid) HEPCO, Inc.Compliance Advisor (Hybrid)Newark, NJ$45–$50 / hourManager, Employee Relations, this role will serve as a subject matter expert and primary liaison for the administration and continuous improvement of the Company’s Workplace Accommodations Program and Office of Accessibility initiatives. By applying for this job, you agree to receive calls, AI-generated calls, text messages, or emails from HEPCO, Inc and its affiliates, and contracted partners.
Manager, Compliance Horizon 3 AI, IncManager, ComplianceNY$149,850–$185,000 / yearWere committed to helping solve our common security problems: ineffective security tools and false positives, resulting in alert fatigue, blind spots, "checkbox" security culture, cybersecurity skills shortage, and the long lead time and expense of hiring outside consultants. This is a hands-on leadership role for someone who can set direction, develop talent, and stay close enough to the work to guide audits, drive cross-functional execution, and improve trust with customers, regulators, and partners.
Compliance Advisor LancesoftCompliance AdvisorNewark, NJ$50Serve as the day-to-day subject matter expert and first point of contact for all workplace accommodation requests under the Federal and State (NY and NJ) human rights statues, including: •Lead and manage the interactive process from intake through resolution, ensuring timely, legally compliant, and employee-centered outcomes. Bachelor's degree with 7-10 years'experience required;Manager open to less experience (5+) with Master's degree, preferably in HR, people analytics or 10+ years'experience for candidates with no degree.
Associate, Legal, Compliance & Government Affairs Spencer StuartAssociate, Legal, Compliance & Government AffairsNew York, NY$100,000–$130,000 / yearSpencer Stuart also offers a competitive benefits package, which includes: Retirement savings plan with discretionary profit sharing contribution and employer match; PTO (minimum 15 days per year, increases with tenure), paid sick time (10 days per year), company holidays (12 days per year), and paid leaves of absence when applicable; Comprehensive health benefits, including medical, dental, and vision insurance, and healthcare flexible spending account; Life Insurance, and short-term and long-term disability insurance; Wellness benefits, including an employee assistance program, virtual mental health program, and mindfulness program; and. The successful Associate will do this while handling multiple projects with competing deadlines, working with individuals who have differing styles, and managing challenging expectations: Takes an end-to-end view of each project and the required resources; works at pace and with attention to detail while managing competing deadlines and priorities; has a sense of urgency.
NewDeal Origination Consultant Initio CapitalDeal Origination ConsultantNew York, NY$1,000–$10,000p>Initio Sphere is onboarding Deal Origination Consultants to identify, originate, and introduce high-quality investment opportunities to our investor and fund manager network. We connect fund managers, investors, and operators with high-quality deal flow, analyst support, and institutional infrastructure across the private markets.
Compliance Advisor Integrated Resources, IncCompliance AdvisorNewark, NJServe as the day-to-day subject matter expert and first point of contact for all workplace accommodation requests under the Federal and State (NY and NJ) human rights statues, including: "Lead and manage the interactive process from intake through resolution, ensuring timely, legally compliant, and employee-centered outcomes. Manager, Employee Relations, serve as a subject matter expert and primary liaison for the administration and continuous improvement of the Company's Workplace Accommodations Program and Office of Accessibility Programs initiatives.
Permitting Compliance Specialist - Gateway Arcadis NVPermitting Compliance Specialist - GatewayNew York, NY$125,000–$180,000 / yearThe HTP is a critical component of the broader Gateway Program - one of the most ambitious and impactful transportation initiatives in the nation - and is designed to strengthen mobility, enhance resiliency, and ensure the long-term reliability of the Northeast Corridor. Ensure adherence to federal, state, and local environmental regulations, including those from agencies such as the U.S. Army Corps of Engineers, EPA, and New Jersey Departments of Environmental Protection (NJDEP) and New York State Department of Environmental Conservation (NYSDEC).
Compliance-New York-Vice President, Business Intelligence-9347356 The Goldman Sachs Group IncCompliance-New York-Vice President, Business Intelligence-9347356New York, NY$171,000–$188,000 / yearMust have five (5) years of experience with a Bachelors degree OR three (3) years of experience with a Masters degree with the following: conducting legal, regulatory and media research using various public records resources to identify and evaluate legal and compliance risks including anti-corruption, anti-money laundering, and cross-border financial activities for the Brazilian market; utilizing various compliance and legal records aggregator databases, such as LexisNexis, Westlaw, or Bloomberg; advising corporate clients on legal and regulatory guidance regarding compliance obligations, internal investigations, and the implementation of governance and control programs; conducting internal investigations and reviewing and implementing compliance programs focusing on reputational risks; analyzing legal, regulatory, and reputational risks related to financial and investment transactions and client relationships and advising internal stakeholders on strategies for mitigating the identified risks; advising clients that are actively subject to government regulatory inquiries, legal enforcement cases, administrative proceedings, and settlement negotiations with government bodies; and researching and analyzing litigation and enforcement actions using a variety of databases, including websites containing federal and state court records and regulatory actions, Securities and Exchange Commission''s website, federal comptroller generals website, or prosecutors offices website at local and federal level. Conduct legal, regulatory and financial due diligence to assess reputational risk (including, but not limited to, FCPA/anti-bribery compliance, environmental/social responsibility concerns, geo-political risk, financial irregularities, litigation risk, controversial products/services, human rights issues, and data privacy) in a variety of transactions and business relationships.
Medication Regulatory Compliance Specialist - PharmD required **On-Site** NYU Langone HealthMedication Regulatory Compliance Specialist - PharmD required **On-Site**New York, NY$121,792.21–$183,645Coordinate and track medication regulatory, compliance, and accreditation projects by defining objective, scope, deliverables, and milestones; identifying stakeholders; planning tasks and activities; ensuring the availability of resources to accomplish goals in a timely manner; and ensuring all stakeholders provide directives on time. Collect, analyze, summarize, and trend data from health care technology systems, including but not limited to, the electronic medical record, pharmacy dispensing systems, regulatory tracer system, compounding compliance documentation software, and diversion surveillance software as related to medication quality and compliance.