Sacramento, CA30+ days ago
MSOnline, eSign, eAuthorization) ⢠Onboarding and maintaining client accounts, including collecting client information and required documentation in a clerical capacity at the direction of the client and/or FA/PWA/team ⢠Providing existing clients with details around their account information (e.g., investment objectives, risk tolerance) ⢠Accepting or entering unsolicited orders and/or entering solicited orders in a clerical capacity at the direction of the FA/PWA/team ⢠Supporting the FAs / PWAs / teams' marketing strategy (e.g., website maintenance) ⢠Assisting FAs / PWAs/ teams in delivering against their business plan and client service model ⢠Remaining current on all policies, procedures, and new platforms ⢠Participating in firm initiatives (e.g., training or education programs), special projects and/or other duties directed by local management. DUTIES AND RESPONSIBILITIES: ⢠Provide service coverage for a FA/PWA/team including: ⢠Supporting the FA/PWA/team in cultivating and enhancing new and existing client relationships ⢠Executing money movement transactions at the request of the client and/or FA/PWA/team ⢠Answering general non-investment related questions concerning client accounts, including relaying stock positions, and providing account balances (e.g., funds due and margin debit) ⢠Entering profile information or pre-filling account documentation on client accounts and/or documents in a clerical capacity at the direction of the client and/or FA/PWA/team ⢠Educating or enrolling clients in digital tools (e.g.