UNKNOWN

FEED

Responsibilities: Identify potential internal and external risks relating to the lines of business initiatives and processes and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary; Maintain subject matter expertise of applicable laws and regulations; Perform and review control assessments executed by peers for accuracy and adherence to test procedures; Evaluate Internal Audit, Regulatory Exam, and self identified issues and events for compliance impacts; Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements; Advise lines of business on application of Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation; Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train; Support lines of business through expert advice, influence adjustments to the processes, procedures, and controls; Conduct targeted validations and reviews on controls over applicable regulations; Perform UDAAP validations and reviews; Active involvement with compliance testing and third party compliance; Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations; Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management; Participate in reporting and governance activities, such as: LAUNCH and other reports used by Senior Leadership; and. The Compliance Advisor Manager supports the line of business by: Serving as a strategic partner and providing proactive advisory during the product development lifecycle; Partnering with business leaders to ensure compliance risk is integrated into business strategy and growth initiatives; Providing proactive guidance on controls for new-to-credit products; and.

YEAR

Capital One Financial Corp

Compliance Advisor Manager

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ADAPTED_NOW

As an Advisor you will be responsible for client engagement, project management, benchmarking activities, maintaining technical integrity of projects for which they are responsible, and for providing expertise related to business performance and operations in the area of Upstream production operations. Solomon is the leading performance improvement company for the global energy industry, serving clients in nearly 80 countries, with global headquarters in Dallas and regional offices in Houston, London, and Manama, and.

Hartford Steam Boiler Inspection and Insurance Company

Advisor, Offshore

The Compliance Advisor Manager performs a key risk management role in the Regulatory Consumer Center of Excellence (COE) within Fair & Responsible Banking Compliance, an enterprise compliance program covering Fair Credit Reporting Act (Prescreen, Furnishing, Disputes), Military Laws (Service members Civil Relief Act, and Military Lending Act), Multilingual Servicing, UDAAP (Unfair, Deceptive, or Abusive Acts or Practices), and other programs. Conduct or support risk assessments across lines of business for new processes, new products, key programs, and/or initiatives, advise lines of business of identified risks, and support remediation efforts and/or policy and process changes.

Compliance Advisor Manager (Regulatory Consumer Center of Excellence)

This opportunity is ideal for an advisor who wants to expand within a firm that can support multiple practice models, including holistic planning, wealth management, or protection-focused business development. You will work with individuals, families, and business owners to deliver thoughtful advice, deepen client relationships, and continue growing your practice in a supportive, growth-oriented environment.

Synergy Wealth Solutions

Experienced Financial Advisor

JobScore

We provide the training, mentorship, and support needed to help new advisors grow into confident professionals who deliver holistic planning and exceptional service. This role is ideal for someone who is persuasive, competitive, entrepreneurial, and energized by the opportunity to grow a business while making a real difference in clients’ lives.

Inexperienced Financial Advisor

Expand and help drive Heffernan’s presence in the high-net-worth market, including representation of the business segment at industry events, investment meetings, and other professional networking opportunities. Conduct regular market research and analysis in all investment markets, with a proven ability to identify appropriate stocks, bonds, and funds based on client needs.

Heffernan Financial

Financial Advisor

PinpointHQ

FULL_TIME

OTHER

While working within the Compliance Management Program framework, the Compliance Advisor Senior Manager is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes. The Compliance Advisor Senior Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations.

Capital One

Compliance Advisor Sr. Manager, Auto Finance

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The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. As a leader in the financial advisor-mediated marketplace(6), LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.

LPL Financial

Service Manager - IAN (Independent Advisor Network) Pod

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Develop customized asset allocation strategies and investment solutions for clients; including risk management/insurance and tax/estate planning and develop customized investment solutions and asset allocation strategies for clients. The primary role of the Associate Wealth Advisor is to provide investment and relationship management support to a senior advisor or team of advisors, including any and all daily, monthly, and annual research & reporting tasks to support the end-client's needs.

Associate Wealth Advisor

This internship is designed to provide practical field experience, exposure to cutting-edge agricultural technology, and valuable customer-facing opportunities that will prepare you for a successful career in agriculture. As a Frontier Agronomy Advisor Intern, you will gain hands-on experience across multiple areas of the agronomy business while working alongside experienced Ag Advisors and industry professionals.

Frontier Cooperative

Ag Advisor Internship

BGM is a nationally recognized collective or entrepreneurial-minded advisors, analysts, accountants and auditors who leverage a full suite of financial services to provide present tense impact and future focused growth. Experience in either a lead advisor role or business development role, with a demonstrated track record of or desire to step into a position where successfully acquiring new clients and driving significant revenue growth is paramount.

Boeckermann Grafstrom Mayer

Wealth Advisor

In this role, you’ll support and partner with a Senior Advisor to serve complex, affluent families—helping them align their finances, stewardship, and legacy with biblical principles. Support the Senior Advisor in delivering excellent, faith-based counsel that integrates biblical principles into investment, planning, and life stewardship conversations.

Collyde

Family Office Advisor – Faith-Based Wealth Management

Associate Advisor Compensation Solution Professional

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In this role, you will qualify prospective clients and COI referral opportunities, assess new trust and investment business for growth and profitability potential, and partner strategically with Business Development teams (Bankers, Financial Advisors, Portfolio Managers) to develop and close relationships. Strong oral and written communication skills are required Specifically, excellent interpersonal skills with the ability to interact effectively with all levels of CNB personnel, clients and outside contacts.

City National Bank

Trust Advisor

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This role is ideal for professionals who thrive in consultative sales, business development, financial services, commercial banking, real estate, franchising, or entrepreneurial environments. At Transworld Business Advisors , you’ll work with business owners, buyers, investors, and entrepreneurs to help facilitate business sales and acquisitions.

Transworld Business Advisors of Center City Philly

Business Broker

Just steps from the metro, our beautiful new office includes a modern open floor plan, a free on-site fitness center, a gaming area, a stocked kitchen, and other cool amenities. THE JOURNEY TO BUSINESS ADVISING: Upon starting as a Business Advisor, you will complete a one-month, hands-on training program to get you ready before you hit the sales floor.

Rapid Finance

Sales Representative (Direct)

Every roadmap you develop, every business case you build, every vendor selection you guide contributes directly to a grid that can handle what is coming — more renewables, more demand, more complexity, more expectation. Their Grid Modernisation Advisory team works at the intersection of technical depth and strategic clarity — helping utilities make sense of the most consequential infrastructure decisions of our generation.

Verde Partners

Senior Grid Modernisation Advisor — Remote

Whether your background is in outside sales, mortgage lending, insurance, luxury sales, real estate, or financial services — if you know how to build trust, close business, and create long-term client relationships, we want to meet you. $120,000–$250,000 Annually (Uncapped Commissions + Performance Bonuses) High earning potential supported by a lead generation team providing qualified client opportunities.

Guerra Wealth Advisors

Wealth Advisor ($120,000 - $250,000+)

We welcome individuals from business development-oriented organizations with uncapped earnings potential, including those from Medical Device, Education (teachers, administrators), Logistics, Solar, Payroll Services, Tech Business Development, Real Estate, Auto Rental and others. Join the Winning Team at The McKernan Group, Northwestern Mutual (NM) - West Palm Beach, located: 250 S. Australian Ave, Ste 1601, West Palm Beach, FL 33401.

The McKernan Group

Client Advisor with Athletic Background

As a Financial Advisor with MassMutual Pacific, you will build and own your book of business, develop new client relationships, and help individuals and families work toward their long-term financial goals through financial planning, investment strategies, retirement planning, and protection solutions. About Us: MassMutual Pacific is a high-performing, dynamic firm of MassMutual, a leading financial services organization with a long history of helping individuals, families, and businesses work toward greater financial security.

Business Advisor Jobs in the United States

Compliance Advisor Manager Capital One Financial Corp

Advisor, Offshore Hartford Steam Boiler Inspection and Insurance Company

Compliance Advisor Manager (Regulatory Consumer Center of Excellence) Capital One Financial Corp

Experienced Financial Advisor Synergy Wealth Solutions

Inexperienced Financial Advisor Synergy Wealth Solutions

Financial Advisor Heffernan Financial

Compliance Advisor Sr. Manager, Auto Finance Capital One

Service Manager - IAN (Independent Advisor Network) Pod LPL Financial

Associate Wealth Advisor LPL Financial

Ag Advisor Internship Frontier Cooperative

Wealth Advisor Boeckermann Grafstrom Mayer

Family Office Advisor – Faith-Based Wealth Management Collyde

Associate Advisor Compensation Solution Professional LPL Financial

Trust Advisor City National Bank

Business Broker Transworld Business Advisors of Center City Philly

Sales Representative (Direct) Rapid Finance

Senior Grid Modernisation Advisor — Remote Verde Partners

Wealth Advisor ($120,000 - $250,000+) Guerra Wealth Advisors

Client Advisor with Athletic Background The McKernan Group

Financial Advisor MassMutual Pacific

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