
Senior Manager, Retail Supervision and Risk Management The Charles Schwab Corp
Senior Manager, Retail Supervision and Risk ManagementNE
Retail Supervision and Risk Management (RSRM) is an independent group responsible for providing supervisory support through direct supervision, escalation, oversight, analysis, and supervisory risk assessments, to Schwab's Investor Services (retail) group. This role requires a curious, analytical, and highly investigative mindset to evaluate complex scenarios and determine whether individuals may be acting as investment advisors within a platform designed for self-directed investors.
13 days ago





