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This is a high-volume, high-leverage role: our estate planning attorneys support hundreds of planning teams nationally through a combination of client consultations, planner coaching, firmwide education and technology enablement. Responsibilities: Serve as the primary client-facing estate planning resource, partnering with financial planners to deliver education and strategy consultations on estate and wealth transfer, transfer tax mitigation, incapacity, business succession and philanthropic planning.

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Edelman Financial Engines LLC

Director of Estate Planning Central/Mountain/Pacific time zones

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Recognized by Barron’s as a top RIA firm for eight years in a row (awarded each September (2018-2025) based on prior 12-month data through June 30) 1 , we support more than 1.27 million clients across 140+ offices nationwide and manage over $324 billion in assets 2 . That’s why we are committed to managing our clients’ investments by truly understanding them as people first and then delivering advice, strategies and solutions to help them feel confident about the plans they are making, whether for today, tomorrow, or in the great unknown future.

Edelman Financial Engines

Client Service Associate

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Best Places To Work for Financial Advisors 2018-2024: Best Places to Work for Financial Advisors 2018, 2019, 2020, 2021, 2022, 2023, and 2024 – Recognized firms were required to be a registered investment advisor (RIA) that has been in business at least one year and having a minimum of 15 full-time/part-time employees. Review account transactions daily to monitor trade requests placed, confirm deposits posted, transfers received, confirm client withdraw requests sent, etc.

Merit Financial Advisors

Client Service Manager

Comeet

This individual will build senior-level relationships, identify new business opportunities, increase engagement with our research platform, and work closely with research analysts, sales professionals, corporate access, marketing, and senior leadership. In equities, our sales & trading teams facilitate public offerings in our core sectors and dedicate significant levels of firm capital to ensure the highest aftermarket support.

Piper Sandler Companies

Head of RIA & Family Office Research Distribution

At Slant, customers have questions; they may ask for help cleaning up some of their import data, or they might want to know how get registered for the weekly customer webinar. Collaborate with sales and customer success - you will need to know what the new customers are trying to achieve, set good expectations with support, and work together.

Slant

Customer Operations Specialists

Pageport Inc

We're looking for Customer Success Managers who also believe that relationships matter and can help our customers make the most of our platformWe are looking for Customer Success Managers who want to help the amazing financial advisors using Slant. Onboard all new customers - ensuring data is migrated, and the team is trained on how to use Slant 2. Ensure your clients are using Slant, satisfied with Slant, and getting as much value as possible from Slant.

Customer Success Manager

We prioritize building beautiful, usable, powerful software, and we do the same for a buying process that is customer-focused, easy for buyers, and sets the stage for using a great product. There is a shortage of financial advisors in America who need AI to scale and serve the millions of clients who need financial advice.

Account Executive

Collaborate with sales and support - you will need to know what the new customers are trying to achieve, set good expectations with support, and work together. There is a shortage of financial advisors in America who need AI to scale and serve the millions of clients who need financial advice.

This role leads and prioritizes marketing efforts enterprise-wide, balancing long-term strategy with near-term execution in close partnership with Sales, Sales Enablement, and Business Line leadership. This role serves as the primary marketing partner to Business Line Leaders, Sales, and Sales Enablement, while directly managing Marketing Managers and ensuring consistent, high-quality execution across the organization.

NFP Corp

AVP, Business Line Marketing (Remote)

The Senior Vice President of ERISA Compliance is responsible for leading iCapitals enterprise-wide compliance program relating to the Employee Retirement Income Security Act of 1974 (ERISA), Department of Labor (DOL) regulations, prohibited transaction exemptions, and Qualified Professional Asset Manager (QPAM) compliance requirements. This role serves as the primary subject matter expert for ERISA-related regulatory obligations impacting iCapitals registered investment advisers, collective investment trusts (CITs), retirement-focused investment products, and retirement-plan clients.

iCapital

Regulatory and Compliance, ERISA - Senior Vice President

Ivy Exec

Please consider joining us in our work to transform the client and advisor / rep experience in financial services by delivering cutting edge, practical, compliant AI technology to help those who help safeguard the financial future of everyday people everywhere. Jump was launched in 2023 by repeat entrepreneurs and is led by a team with backgrounds from Harvard, Stanford, Google, Snowflake, Bill.com , JPMorgan, Fidelity, Bain, Bain Capital Ventures, Auditboard, Nitrogen, and eMoney.

Jump

Product Specialist

This executive will serve as the designated Chief Compliance Officer of the adviser, overseeing Keystone's Regulation D private funds and 1940 Act products and will partner closely with executive leadership, portfolio management, legal counsel, operations, and Virtus corporate functions to ensure adherence to applicable regulatory requirements and industry best practices. The successful candidate will bring significant experience supporting registered funds, including tender offer funds, interval funds, closed-end funds, and other alternative investment structures governed under the Investment Company Act of 1940.

Virtus Investment Partners Inc

Chief Compliance Officer - Keystone National Group

Virtus Investment Partners

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Virtus

5+ years of direct enterprise or complex deal sales experience to wealth and investments organizations (brokerage firms, RIAs, broker-dealers, wealth management providers, investment platforms, or wealthtech companies), including demonstrated quota attainment history. By owning direct sales within this territory, this Account Executive will drive MX's revenue growth in the wealth and investments space, establish our market presence as a solutions provider for wealth use cases, and unlock new opportunities for long-term client relationships and expansion.

MX Technologies Inc.

Account Executive, Wealth Management

5+ years of direct enterprise or complex deal sales experience to wealth and investments organizations (brokerage firms, RIAs, broker-dealers, wealth management providers, investment platforms, or wealthtech companies), including demonstrated quota attainment history. By owning direct sales within this territory, this Account Executive will drive MX''s revenue growth in the wealth and investments space, establish our market presence as a solutions provider for wealth use cases, and unlock new opportunities for long-term client relationships and expansion.

MX Technologies Inc

Due to rapid growth of our Financial Services Risk Consulting practice and the evolving risk landscape of our clients, RSM is seeking a highly motivated manager focused on giving our clients critical assistance to develop and maintain compliance with broker-dealers (BD) and registered investment advisers (RIA) regulations. As a manager in RSM's growing Financial Services Risk Consulting practice, you will have the opportunity to draw from your experience and knowledge while continuing to grow your leadership skills through a high degree of client and financial services industry exposure, career development and mentorship opportunities, and a diverse and inclusive culture.

Investment Advisor Jobs in Utah

Director of Estate Planning Central/Mountain/Pacific time zones Edelman Financial Engines LLC

Client Service Associate Edelman Financial Engines

Client Service Manager Merit Financial Advisors

Head of RIA & Family Office Research Distribution Piper Sandler Companies

Customer Operations Specialists Slant

Customer Operations Specialists Pageport Inc

Customer Success Manager Slant

Account Executive Slant

Customer Success Manager Pageport Inc

AVP, Business Line Marketing (Remote) NFP Corp

Regulatory and Compliance, ERISA - Senior Vice President iCapital

Product Specialist Jump

Chief Compliance Officer - Keystone National Group Virtus Investment Partners Inc

Chief Compliance Officer - Keystone National Group Virtus Investment Partners

Chief Compliance Officer - Keystone National Group Virtus

Account Executive, Wealth Management MX Technologies Inc.

Account Executive, Wealth Management MX Technologies Inc

Manager, Risk Consulting - Capital Markets And Asset Management RSM

Enterprise Account Executive, Wealth Management MX Technologies

Account Executive, Wealth Management MX Technologies

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