UNKNOWN

FEED

The Hybrid Investment Sales Director will focus on expanding SEI's reach among RIAs, independent broker-dealers, and asset managers, helping drive asset growth while supporting broader territory initiatives. Reporting to the Head of Investment Product Sales , this role will be based in Oaks, PA and serve as a critical partner to the Senior Investment Sales Director based in region while maintaining direct responsibility for advisor relationships within an assigned segment of the market.

Sales Director

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The Hybrid Investment Sales Director will focus on expanding SEI's reach among RIAs, independent broker-dealers, and asset managers, helping drive asset growth while supporting broader territory initiatives. Reporting to the Head of Investment Product Sales, this role will be based in Oaks, PA and serve as a critical partner to the Senior Investment Sales Director based in region while maintaining direct responsibility for advisor relationships within an assigned segment of the market.

SEI Investments Co

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The Attorney-Director will initially focus on SEI’s SEC-registered fund complex, which includes approximately $110 billion in assets under management, while also supporting the broader transformation of SEI’s asset management platform, distribution relationships, investment advisory activities, and related operating capabilities. The Attorney-Director will be a member of SEI’s Legal, Compliance, Risk & Corporate Development Department, report to the Senior Director of the Asset Management Legal team, and contribute to a collaborative legal function that supports responsible innovation and the long-term evolution of SEI’s asset management business.

Director, Asset Management Attorney

The Attorney-Director will initially focus on SEI's SEC-registered fund complex, which includes approximately $110 billion in assets under management, while also supporting the broader transformation of SEI's asset management platform, distribution relationships, investment advisory activities, and related operating capabilities. The Attorney-Director will be a member of SEI's Legal, Compliance, Risk & Corporate Development Department, report to the Senior Director of the Asset Management Legal team, and contribute to a collaborative legal function that supports responsible innovation and the long-term evolution of SEI's asset management business.

FULL_TIME

Has a strong command of core broker-dealer workflows like account opening, advisory processes, and annuity order entry, and can pinpoint where clients struggle operationally and clearly explain how the Company's platform solves those problems. With one of the industry’s largest data sets, we help advisors/advisers and agents to transform paper and manual operations into a secure, seamless digital experience – from proposal to commission– so they can help better secure the financial futures of their clients.

iPipeline

Principal Account Executive (Wealth)

[AW]-iCims

Experience establishing enterprise architecture and engineering patterns using AWS services such as Glue, Lambda, Step Functions, EventBridge, EMR, SQS/SNS, API Gateway, S3, Athena, Lake Formation, Glue Data Catalog, and DynamoDB, as well as infrastructure-as-code technologies. Penn Mutual and its affiliates offer a comprehensive suite of competitive products and services to meet the unique needs of Financial Professionals and their clients, including life insurance, annuities, wealth management and institutional asset management.

YEAR

The Penn Mutual Life Insurance Company

Staff Software Engineer ?

Job Summary: Responsible for growing Newport's distribution of non-qualified retirement plan services, institutional life insurance programs (COLI, BOLI, ICOLI, etc.) and fiduciary services by developing relationships with advisors and third parties who have access to the C-Suite of corporations in the U.S. and consulting with advisors to help grow their business through the implementation of Newport Institutional Solutions products and services as well as cross sell other Newport/Ascensus products and services. Successfully establishes and cultivates RIA Networks, Broker/Dealer Networks, TPAs, Custodial relationships/partnerships, wire houses, consulting firms and other referral sources.

Ascensus LLC

Regional Vice President (NQ Plan Sales)

NECG operates through two affiliated RIAs — NewEdge Wealth, LLC, which serves ultra-high-net-worth, family office, and institutional clients, and NewEdge Advisors, LLC, which supports independent and growth-oriented advisor teams — alongside their affiliated broker-dealer, NewEdge Securities, LLC. Alongside outside counsel as needed, the AGC will manage an active caseload of litigation, arbitrations, mediations, pre-litigation disputes, and subpoena responses, and (in conjunction with compliance) serve as a primary point of contact for regulatory examinations across NECG and its subsidiaries.

NewEdge Capital Group

Assistant General Counsel

This position falls within the definition of Loan Originator as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36; and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 U.S.C. §§ 5102 et seq., and its implementing regulations, 12 CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements of FINRA and Securities Laws. Satisfactory results on a criminal background check, credit report check, civil litigation search, and regulatory agency or self-regulatory organization enforcement action search, and statements/certification from job applicant regarding administrative, civil, or criminal findings by any government agency/authority or self-regulatory organization, are required by federal law for this position.

At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach her/his potential. 
If you have a disability that requires an accommodation to complete the application process, please e-mail TD Bank's HR Compliance Department at <a href="mailto:hrcompliance@td.com">hrcompliance@td.com</a>. Please include your FULL NAME, CONTACT INFORMATION and DETAILS ABOUT YOUR REQUEST within the e-mail. TD Bank is an Equal Opportunity Employer. 
“EOE/Minorities/Females/Veterans/Individuals with Disabilities".

TD Bank

Private Client Specialist I - Marlton, NJ

OTHER

Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Market Director of Wealth - Pittsburgh, PA

equestftpin

LOB Specific Language (REMOVE WHEN POSTING) Commercial Surety: Travelers' Commercial Surety Team handles claims on non-construction surety bonds; mitigates exposures on commercial surety accounts; and provides a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners. Construction Services: Travelers' Construction Services Team includes legal, accounting, and engineering professionals to handle claims on construction-related and other surety bonds, mitigate exposures on construction surety accounts, and provide a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners.

The Travelers Companies

Sr. Claim Counsel - Surety, Construction Services

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LOB Specific Language (REMOVE WHEN POSTING) Commercial Surety: Travelers'' Commercial Surety Team handles claims on non-construction surety bonds; mitigates exposures on commercial surety accounts; and provides a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners. Construction Services: Travelers'' Construction Services Team includes legal, accounting, and engineering professionals to handle claims on construction-related and other surety bonds, mitigate exposures on construction surety accounts, and provide a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners.

The Travelers Companies Inc

Sr. Claim Counsel

The Senior Back Office Operations Associate will play a key role in supporting day-to-day operations, enhancing workflows, assisting with training initiatives, and contributing to operational projects that support the firm's growth. This role is ideal for an experienced financial services professional who enjoys improving processes, supporting advisors, and helping drive operational excellence across the organization.

VALLEY NATIONAL GROUP

Senior Back Office Operations Associate

Talent Acquisition

Support the Director of Tax Services in leading and mentoring Senior Tax Specialists and Tax Specialists, responsibilities include delivering training on tax law updates, and regulatory compliance and operational procedures, as well as reviewing work for accuracy and completeness. Collaborate with financial advisors to integrate tax planning into comprehensive wealth management strategies for clients including evaluating the tax implications of investment decisions, estate planning, charitable giving, and retirement strategies.

Modera Wealth Management

Senior Tax Manager

This position is subject to the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history. In addition, PNC generally provides the following paid time off, depending on your eligibility: maternity and/or parental leave; up to 11 paid holidays each year; 9 occasional absence days each year, unless otherwise required by law; between 15 to 25 vacation days each year, depending on career level; and years of service.

PNC Bank

Multi-Asset Class Portfolio Associate III

The ERM team is responsible for coordinating and supporting internal and external audits and risk assessments, management and oversight of the disaster recovery and business continuity programs, access certification and incident triage and response. The role will directly support program execution, work collaboratively with leaders at all levels to ensure a clear view of risks, effective performance of key controls, and that any opportunities for improvement are documented, prioritized and tracked to completion.

Risk Analyst

PNC Employees take pride in our reputation and to continue building upon that we expect our employees to be: Customer Focused - Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions and able to leverage that information in creating customized customer solutions. Operations Specialist Sr daily duties will including processing trades, fulfilling market orders, looking at securities, reading swift messages, looking at financial futures as well as futures variations.

The PNC Financial Services Group Inc

Operations Specialist Sr

Keep abreast of regulatory, economic, and financial market trends, the Relationship Manager will actively participate in community functions and continue to expand their knowledge in all Private Banking and wealth management services including credit, risk management, investments, financial planning, fiduciary, and insurance as well as real estate, retirement, and tax planning. The incumbent will primarily manage Private Banking relationships for high-net-worth individuals and have overall responsibility for the development of new relationships which involve the sale and servicing of credit, deposit products, and wealth management services.

WSFS Bank

Senior Private Banking Relationship Manager

Broadbean

Internal Audit and Financial Advisory consultants are hired into one of two areas, including: Business Process Audit and Advisory: Helps companies become more innovative by exploring their business processes, identifying and mitigating emerging risks, developing creative solutions to complex business challenges, and encouraging best practices to enhance business functions. Imagining our work as a journey, integrity guides our way, inclusion moves us forward together, innovation creates new destinations, and our commitment to success empowers us to deliver high-quality, client-focused outcomes in pursuit of our vision to be the most trusted global consulting firm.

Investment Advisor Jobs in Pennsylvania

Sales Director SEi

Sales Director SEI Investments Co

Director, Asset Management Attorney SEi

Director, Asset Management Attorney SEI Investments Co

Principal Account Executive (Wealth) iPipeline

Staff Software Engineer ? The Penn Mutual Life Insurance Company

Regional Vice President (NQ Plan Sales) Ascensus LLC

Assistant General Counsel NewEdge Capital Group

Private Client Specialist I - Marlton, NJ TD Bank

J.P. Morgan Wealth Management - Market Director of Wealth - Pittsburgh, PA JPMorgan Chase Bank, N.A.

Sr. Claim Counsel - Surety, Construction Services The Travelers Companies

Sr. Claim Counsel The Travelers Companies Inc

Senior Back Office Operations Associate VALLEY NATIONAL GROUP

Senior Tax Manager Modera Wealth Management

Multi-Asset Class Portfolio Associate III PNC Bank

Risk Analyst Ascensus LLC

Operations Specialist Sr The PNC Financial Services Group Inc

Operations Specialist Sr PNC Bank

Senior Private Banking Relationship Manager WSFS Bank

Philadelohia Internal Audit and Financial Advisory Consultant - 2027 Protiviti Inc

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