UNKNOWN

ADAPTED_NOW

68,500.00 - $117,000.00 for the location of: Maryland, Colorado, Washington and remote workers $68,500.00 - $117,000.00 for the location of: Washington, D.C. $68,500.00 - $117,000.00 for the location of: New York, California Placement within the range provided above is based on the individual’s relevant experience and skills for the role. Featured employee benefits to enrich your life: Competitive compensation Annual bonus eligibility A generous retirement plan Hybrid work schedule Health and wellness benefits, including online therapy Paid time off for vacation, illness, medical appointments, and volunteering days Family care resources, including fertility and adoption benefits Learn more about our benefits.

YEAR

T. Rowe Price

Intermediary Sales Associate

FEED

This will include advising on new products and business initiatives, assessing the impact of regulatory developments, supporting product launches and modifications, interacting with regulators, preparing regulatory filings and governance materials, and presenting matters to fund boards. The ideal candidate will have a demonstrated track record of advising on sophisticated ETF matters at a leading law firm, financial institution, asset manager, or similarly situated organization, as well as experience preparing and presenting matters to fund boards and board committees.

T. Rowe Price Group Inc

Managing Legal Counsel - U.S. Registered Funds and ETFs

linkup_via_bold

Experience supporting high-net-worth clients within an RIA, investment management firm, wealth management practice, or broker-dealer environment is highly preferred. Deliver an exceptional client experience by serving as a primary point of contact for clients, Wealth Advisors, and internal team members through frequent phone, email, and in-person communication.

RK Partners

Relationship Manager-Chevy Chase, MD

TalentNest

FULL_TIME

Because accuracy, security and familiarity with our systems are extremely important, new employees are expected to work in the office and become proficient in the role before transitioning to remote work. Excellent computer and website navigation skills—you should be comfortable learning new websites and software platforms.

Retirement Management Systems Inc

Trading & Operations Associate

Consults with clients and internal business partners on matters related to the Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, SEC rules and guidance, exchange requirements, and industry developments. This role partners closely with both internal and external client stakeholders, including Investments, Distribution, Capital Markets, Operations, Compliance, Risk, and others to support client onboarding, fund governance, regulatory matters, disclosure obligations, and business initiatives related to T.

Managing Legal Counsel - U.S. Registered Funds and Subadvised Funds

Managing Legal Counsel – U.S. Registered Funds and Subadvised Funds

sourcestack_via_bold

The Associate will assist the Chief Compliance Officer and team with oversight of the Firm's compliance program and collaborate closely with investments, operations, legal, marketing, and finance teams to strengthen and evolve the Firm's compliance infrastructure. This role focuses on the day-to-day administration of core compliance functions, including code of ethics oversight, regulatory filings, policy administration, and examination readiness, while helping identify and mitigate compliance and conflicts-of-interest risk.

Cerity Partners LLC

Compliance Associate

Reporting directly to the CEO, the CRO will align sales leadership, business development, distribution strategy, and revenue operations to drive growth across our Broker-Dealer, RIA, TAMP, and strategic partner channels. The CRO will oversee Internal Sales, External Sales, and Revenue Operations while partnering closely with Marketing, Key Accounts, Portfolio Management, Operations, and Compliance.

Potomac

Chief Revenue Officer

Our clients range from sophisticated financial institutions and start-ups to global public firms and middle-market companies, as well as high net worth individuals, family offices, not-for-profit organizations, and entrepreneurial ventures across various industries. This opportunity is ideal for someone who enjoys working in a collaborative environment, has a strong understanding of financial services regulations, and is eager to contribute to a culture of integrity, accountability, and regulatory excellence.

TAG EisnerAmper, LLC (Inactive)

With industry knowledge and expertise in accounting, tax, advisory, benefits, insurance, and technology, CBIZ delivers actionable insights to help clients anticipate what is next and discover new ways to accelerate growth. CBIZ CPAs is an independent CPA firm that provides audit, review and attest services, while CBIZ provides business consulting, tax and financial services.

CBIZ Inc

Retirement Plan Producer

In this capacity, the new hire will work with senior management and business leaders to prepare financial planning, analysis, and reporting materials, support budgeting and forecasting processes, maintain financial models, and provide actionable insights to support decision-making. Artemis Real Estate Partners ("Artemis"), a Barings company, is a well-capitalized real estate investment fund management firm headquartered in Washington, D.C with offices in New York, Los Angeles, and Atlanta.

Barings LLC

Management Company Associate

Our clients range from sophisticated financial institutions and start-ups to global public firms and middle-market companies, as well as high net worth individuals, family offices, not-for-profit organizations, and entrepreneurial ventures across various industries. Our firm adheres to a comprehensive approach helping clients address key areas of planning that are critical to financial success: Investment, Retirement, Estate, Tax, Business, and Insurance.

EisnerAmper

ea_via_bold

LOB Specific Language (REMOVE WHEN POSTING) Commercial Surety: Travelers' Commercial Surety Team handles claims on non-construction surety bonds; mitigates exposures on commercial surety accounts; and provides a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners. Construction Services: Travelers' Construction Services Team includes legal, accounting, and engineering professionals to handle claims on construction-related and other surety bonds, mitigate exposures on construction surety accounts, and provide a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners.

The Travelers Companies

Sr. Claim Counsel - Surety, Construction Services

LOB Specific Language (REMOVE WHEN POSTING) Commercial Surety: Travelers'' Commercial Surety Team handles claims on non-construction surety bonds; mitigates exposures on commercial surety accounts; and provides a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners. Construction Services: Travelers'' Construction Services Team includes legal, accounting, and engineering professionals to handle claims on construction-related and other surety bonds, mitigate exposures on construction surety accounts, and provide a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners.

The Travelers Companies Inc

Sr. Claim Counsel

Responsibilities: - Manage the full client onboarding process including distribution and tracking of intake forms - Open new accounts for new and existing clients including brokerage accounts, 529 plans, and annuities - Verify client information and maintain accurate internal records Requirements: - 3 to 5 years of RIA or broker-dealer operations and client service experience within financial advisory practice - Familiarity with Wealthscape, Redtail, eMoney, Wealth - com, Precise FP, and Albridge Apply now with 24/7 PT! Compensation: - Competitive pay ($75,000–$85,000/year)

247Protas

Client Service Associate (RIA) $75K–$85K – Towson, MD | Apply Now

Assist qualified consumers to become the firm’s clients—you will be supported by an internal dedicated portfolio management and service team in-office, comprised of sales support, client service, and marketing team, which actively markets their services via direct mail, internet, television advertisements, and other mediums to receive pre-qualified responses from interested investors who want to discuss moving over their investment portfolios. Commission/variable pay-based position--$100,000 base salary to start with a gradual step-down decline to $0, plus uncapped commission that will increase substantially with commissions on any new sale for years to come; compensation includes a percentage of estimated first year’s management fees plus trailers for new business closed, with an average total compensation of $300,000 to $350,000, and top producers earning $1 million or more.

CNI Consulting

VP Private Client Group - Baltimore

Initially, the role will lead McCormick's internal retirement plan workstream for the proposed combination with Unilever Foods, coordinating external advisors and internal stakeholders to support a successful transition. In addition to a competitive compensation package, permanent employees of McCormick are eligible for our extensive Total Rewards programs that include: Comprehensive health plans covering medical, vision, dental, life and disability benefits.

A FLAVORFUL APPROACH McCormick is a global leader in the manufacture, marketing and distribution of spices, herbs, seasonings, specialty foods and flavors to the entire food industry. From our first products in 1889 to the innovative spices, seasonings and flavorings we now offer, McCormick has always brought our customers and consumers the best ingredients and expertise available. Through the years, our company has grown in accordance with certain core values and beliefs. We conduct our business ethically in a manner driven by our respect for our industry, our employees, our communities where we live and work and our environment. It is a recipe for success that has served us since 1889. VISION & VALUES Built on a foundation of respect, we work together to achieve our goals. VISION McCormick will be the leading global supplier of value-added flavor solutions. Building on strong brands and innovative products, we will provide superior quality and service to customers and consumers around the world. VALUES For many years, McCormick has enjoyed a culture that celebrates the "Power of People."By supporting fundamental beliefs, we as a company will work to sustain our cherished culture and keep it compatible with the challenging environment in which we do business. THE McCORMICK SHARED VALUES ARE:

McCormick & Co Inc

Director of Global Retirement Plans

Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Built on a simple premise of safeguarding our clients’ money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.

Stifel

Compliance Manager - Asset Management

[AW]-iCims

Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Built on a simple premise of safeguarding our clients' money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.

Stifel Financial Corp

Compliance Manager Asset Management

As a Senior Manager on our Family Office team, you'll serve as a trusted advisor to successful individuals, multi-generational families, family offices, and closely held businesses with complex tax, financial, and wealth planning needs. 8+ years of progressive public accounting tax experience, including significant experience serving high-net-worth individuals, family offices, trusts, estates, and closely held businesses.

Cohen &amp; Company was founded in 1977 on the belief that there had to be a better way to help businesses succeed. Now ranked as one of the top accounting, tax and consulting firms in the country, our more than 400 team members serve entrepreneurs; private companies in a variety of industries; and registered and non-registered funds in the investment industry. The firm remains rooted in technical excellence, and is a member of the American Institute of Certified Public Accountants (AICPA) and registered with the Public Company Accounting Oversight Board (PCAOB). Cohen &amp; Company continues to experience consistent growth and serves clients throughout the U.S. from offices in Ohio, Michigan, New York, Pennsylvania and Wisconsin. Learn more at cohencpa.com.

Investment Advisor Jobs in Owings Mills, MD

Intermediary Sales Associate T. Rowe Price

Managing Legal Counsel - U.S. Registered Funds and ETFs T. Rowe Price Group Inc

Relationship Manager-Chevy Chase, MD RK Partners

Trading & Operations Associate Retirement Management Systems Inc

Managing Legal Counsel - U.S. Registered Funds and Subadvised Funds T. Rowe Price Group Inc

Managing Legal Counsel – U.S. Registered Funds and Subadvised Funds T. Rowe Price

Compliance Associate Cerity Partners LLC

Chief Revenue Officer Potomac

Compliance Associate TAG EisnerAmper, LLC (Inactive)

Retirement Plan Producer CBIZ Inc

Management Company Associate Barings LLC

Compliance Associate EisnerAmper

Sr. Claim Counsel - Surety, Construction Services The Travelers Companies

Sr. Claim Counsel The Travelers Companies Inc

Client Service Associate (RIA) $75K–$85K – Towson, MD | Apply Now 247Protas

VP Private Client Group - Baltimore CNI Consulting

Director of Global Retirement Plans McCormick & Co Inc

Compliance Manager - Asset Management Stifel

Compliance Manager Asset Management Stifel Financial Corp

Tax Senior Manager, Private Client Services Cohen & Company

Similar Job Searches

See More Jobs

Stand out to leading employers.