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NOTE: Upper Compensation Range ($115K+) Candidates considered for the upper compensation range must demonstrate hands-on experience developing and optimizing direct-response ad copy, video scripts/VSLs, creative hooks, messaging angles, and conversion-focused funnels. You'll own a portfolio of client accounts end to end - leading client conversations, managing Meta performance, writing direct-response copy and video sales letter scripts, developing testing strategies, and diagnosing where performance can improve across the funnel.

Clients Blackbox, Inc.

Senior Paid Acquisition Manager

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You'll own a portfolio of accounts, lead bi-weekly client calls, manage Meta campaigns, monitor results, contribute to ad messaging, and serve as the primary point of contact for your clients. Our clients hire us to deliver qualified appointments at a specific cost per appointment, with target show rates and close rates that make the economics work for their practice.

Meta Ads Specialist

Meta Media Buyer

Paid Acquisition Lead

High-Ticket Marketing Lead

Agius & Partners SA is hiring on behalf of a well-established Swiss private bank operating a US-licensed Registered Investment Adviser (RIA) to recruit a Business Developer focused on US clients in the South East region . You will join a highly driven and entrepreneurial Business Development team, working closely with Relationship Managers to grow and strengthen a network of US-based Financial Advisers, intermediaries, and strategic partners.

Agius & Partners SA

Senior Business Developer

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YEAR

Alongside that, you will support our group corporate structure across the US, Switzerland, Luxembourg, and Germany, such as shareholder matters, financing rounds, stock option plans, and the general housekeeping that keeps a fast-growing group in good order, as well as liaise with local counsel and coordinate on any investor-related matters. Review and negotiate transaction documents for US growth equity and pre-IPO deals and private fund investments, including subscription agreements, side letters, LPAs, term sheets, and co-investment documentation.

Stableton Financial AG

Legal Counsel (f/m/d)

Workable

Act as a compliance consultant and, where appropriate, Outsourced Chief Compliance Officer for RIAs, broker-dealers, or registered investment companies (RICs), overseeing compliance programs, codes of ethics, conflicts management, and regulatory filings, including Forms ADV, PF, and BD and Forms U4 and U5. Design, implement, and enhance tailored compliance programs, including policies and procedures, testing, monitoring, and surveillance under Advisers Act Rule 206(4)-7, FINRA Rules 3120 and 3130, and Investment Company Act Rule 38a-1.

Kroll, LLC

Vice President, Compliance Consulting

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Kroll Technologies, LLC

Legal Counsel (F/M/D)

H.I.G. is based in Miami, with offices in Atlanta, Boston, Chicago, Los Angeles, New York, and San Francisco, and affiliate offices in Hamburg, London, Luxembourg, Madrid, Milan, and Paris in Europe as well as Bogotá, Rio de Janeiro, and São Paulo in Latin America, Dubai in the Middle East, and Hong Kong in Asia. The successful candidate will have experience supporting alternative investment products distributed through the private wealth channel, with a strong understanding of transfer agency, intermediary relationships, and the operational infrastructure required to support high volume evergreen funds.

H.I.G. Capital

AVP, Transfer Agency & Investor Operations

We automate how over $200B in annualized spend flows in and out of 70,000+ companies: authorizing payments, flagging risk, categorizing spend, and closing books. Serve as Ramp Advisory LLC's designated CCO, with independent authority over the design, execution and effectiveness of the compliance program.

Ramp Business Corp

Chief Compliance Officer, Ramp Advisory LLC

LOB Specific Language (REMOVE WHEN POSTING) Commercial Surety: Travelers' Commercial Surety Team handles claims on non-construction surety bonds; mitigates exposures on commercial surety accounts; and provides a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners. Construction Services: Travelers' Construction Services Team includes legal, accounting, and engineering professionals to handle claims on construction-related and other surety bonds, mitigate exposures on construction surety accounts, and provide a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners.

Travelers

Sr. Claim Counsel - Surety, Construction Services

The Travelers Companies

LOB Specific Language (REMOVE WHEN POSTING) Commercial Surety: Travelers'' Commercial Surety Team handles claims on non-construction surety bonds; mitigates exposures on commercial surety accounts; and provides a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners. Construction Services: Travelers'' Construction Services Team includes legal, accounting, and engineering professionals to handle claims on construction-related and other surety bonds, mitigate exposures on construction surety accounts, and provide a wide range of business support and legal services to advance our mission to serve as trusted advisors to our underwriting partners.

The Travelers Companies Inc

Sr. Claim Counsel

Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Job Summary: The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction.

The Toronto-Dominion Bank

Senior Compliance Business Oversight Manager - US Wealth

This position requires two (2) years of experience with the following skills: direct sourcing, client acquisition, and building a client base and network across international jurisdictions; prospecting UHNW individuals and converting prospects to clients with portfolios of market value of at least $25 million; UHNW private client relationship management and team management; asset allocation, portfolio construction and portfolio reviews; marketing of traditional portfolio investments including equity, fixed income, foreign exchange, securities and mutual funds; marketing of options and derivatives including equity options, interest rate derivatives, and foreign exchange derivatives; marketing of alternative investments including private equity funds and hedge funds; marketing of deposit solutions, margin loans and structured loans; and basic trust and estate planning advisory and identification of wealth and succession planning opportunities. QUALIFICATIONS: Minimum education and experience required: Bachelor''s degree in Industrial Engineering, Economics, Business Administration, Finance, Management, Law, or related field of study plus six (6) years of experience in the job offered or as Banker, Lending Advisor, Investment Advisor, Index Trading Book Runner (Middle Office), Rates Senior Analyst (Middle Office), or related occupation.

JPMorgan Chase & Co

Banker [Multiple Positions Available]

With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. The RCSA's primary responsibility is to support Financial Advisors in sales, marketing and day-to-day operations of a growing wealth management practice.

Oppenheimer & Co. Inc.

Registered Client Service Associate (Fort Lauderdale, FL)

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Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction.

At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach her/his potential. 
If you have a disability that requires an accommodation to complete the application process, please e-mail TD Bank's HR Compliance Department at <a href="mailto:hrcompliance@td.com">hrcompliance@td.com</a>. Please include your FULL NAME, CONTACT INFORMATION and DETAILS ABOUT YOUR REQUEST within the e-mail. TD Bank is an Equal Opportunity Employer. 
“EOE/Minorities/Females/Veterans/Individuals with Disabilities".

TD Bank

Responsibilities: Originate and close new correspondent clearing relationships within Axos Clearing's ideal client profile, with a focus on broker-dealers and hybrid RIA wealth management firms. This role manages long-cycle, complex sales processes involving broker dealers and hybrid RIAs and serves as the executive sponsor throughout due diligence, conversion, and post launch growth.

Investment Advisor Jobs in Miami, FL

Senior Paid Acquisition Manager Clients Blackbox, Inc.

Meta Ads Specialist Clients Blackbox, Inc.

Meta Media Buyer Clients Blackbox, Inc.

Paid Acquisition Lead Clients Blackbox, Inc.

High-Ticket Marketing Lead Clients Blackbox, Inc.

Senior Business Developer Agius & Partners SA

Legal Counsel (f/m/d) Stableton Financial AG

Vice President, Compliance Consulting Kroll, LLC

Vice President, Compliance Consulting Kroll Technologies, LLC

Legal Counsel (F/M/D) Stableton Financial AG

AVP, Transfer Agency & Investor Operations H.I.G. Capital

Chief Compliance Officer, Ramp Advisory LLC Ramp Business Corp

Sr. Claim Counsel - Surety, Construction Services Travelers

Sr. Claim Counsel - Surety, Construction Services The Travelers Companies

Sr. Claim Counsel The Travelers Companies Inc

Senior Compliance Business Oversight Manager - US Wealth The Toronto-Dominion Bank

Banker [Multiple Positions Available] JPMorgan Chase & Co

Registered Client Service Associate (Fort Lauderdale, FL) Oppenheimer & Co. Inc.

Senior Compliance Business Oversight Manager - US Wealth TD Bank

VP, Regional Sales Executive Axos Bank

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