basic understanding of the products offered by the Equities, Foreign Exchange, Interest Rates, Commodities or Credit Markets trading desks; basic knowledge of products, the Global Markets business and sales practices such as sales and trading, product controllers, compliance, legal, regulatory, audit or risk management functions; conduct interviews with stakeholders including process owners, and supervisors, and leverage analytical skills to identify gaps/deficiencies in key controls and/or employee misconduct that may present compliance or regulatory risk; orally present findings identified during CTG reviews to senior stakeholders in Compliance and the firm’s businesses, including clearly articulating the fact-patterns, risk(s) and potential next steps for remediation; and draft written findings that clearly articulate the fact-pattern and associated risks and summarize the expected next steps for remediation. Requires: Bachelor’s degree (U.S. or foreign equivalent) Finance, Economics, Accounting, Law, Business Administration or related field and three (3) years of experience in the job offered or in a related role OR Master’s degree (U.S. or foreign equivalent) Finance, Economics, Accounting, Law, Business Administration or related field and two (2) years of experience in the job offered or in a related role.