NewSr. Information Security Risk Analyst Mitchell MartinSr. Information Security Risk AnalystKansas City, MO$87,500–$125,000 / yearBy applying for this job, you agree to receive AI-generated calls, text messages, and/or emails from Mitchell Martin Inc and its affiliates and contracted partners at various frequency through traditional and automated methods. Your expertise in security frameworks will drive risk-aware decision-making and support compliance initiatives.
Senior Credit & Collections Analyst Kforce Inc.Senior Credit & Collections AnalystBridgeton, MO$85,000–$95,000Responsibilities include reviewing credit limits, supporting process improvement initiatives, analyzing customer account data, and partnering with internal teams to manage a portfolio of accounts and drive timely payment resolution. Employee pay is based on factors like relevant education, qualifications, certifications, experience, skills, seniority, location, performance, union contract and business needs.
340B Analyst Compass Health Network340B AnalystClinton, MissouriRemoteFull timeEnjoys working independently with data, has strong organizational and communication skills, and is looking to grow within a program that supports healthcare access for those who need it most. WORK EXPERIENCE/TRAINING/ADDITIONAL REQUIREMENTSMinimum two (2) years’ experience in healthcare data analysis or pharmacy operations required.
NewClinical Quality Analyst Compass Health NetworkClinical Quality AnalystClinton, MORemotestrong>This is a great opportunity for someone who enjoys analyzing data, identifying trends, collaborating with clinical teams, and using quality improvement strategies to strengthen services across a growing healthcare organization. Royal Oaks Hospital serves all acute behavioral health care inpatient needs for children and adolescents 24 hours a day, 7 days a week.
Compliance Analyst/Lead Compliance Analyst LS Power Development, LLCCompliance Analyst/Lead Compliance AnalystChesterfield, MissouriLS Power actively invests in and scales businesses that are meeting the growing needs of the energy expansion, including electric vehicle charging, demand response, microgrids, renewable fuels and waste-to-energy platforms. Have experience and/or knowledge with one or more of the following Regional Entities: ReliabilityFirst (RF), Northeast Power Coordinating Council (NPCC), Western Electricity Coordinating Council (WECC), or Texas Reliability Entity (TRE).
Senior Compliance Analyst - Sun Life U.S. Compliance Sun Life Financial IncSenior Compliance Analyst - Sun Life U.S. ComplianceKansas City, MO$77,200–$115,800 / yearWhat you will bring with you: Bachelor's Degree with over 7 years of experience, professional certificate, or equivalent business experience in regulatory risk and controls roles or functions within a financial services regulated industry (HIPAA, GLBA, NAIC, CCPA, NY DFS, etc.). This role is considered a seasoned professional with deep and thorough knowledge of privacy risk capable of performing complex assignments based on broad objectives and managing privacy-related processes and cross-functional tasks within the Sun Life U.S. Compliance Department.
Compliance Analyst Intern Kennedy Capital ManagementCompliance Analyst InternSt. Louis, MOStrong Excel proficiency is required, including frequent use of formulas and functions such as SUM, IF, VLOOKUP, XLOOKUP, SUMIF(S), IFERROR, data sorting, filtering, conditional formatting, and ability to work with large datasets. Under the supervision of the Chief Compliance Officer, the Compliance Intern will assist with a variety of compliance-related tasks and projects including client guideline testing, trade surveillance, regulatory support and testing of the firm's compliance policies and procedures.
Data Management & Compliance Analyst Annie Malone Children & Family ServicesData Management & Compliance AnalystSt. Louis, MOA major function of this role is pulling, reviewing, and analyzing data from Salesforce to produce scheduled and ad hoc reports for the CEO, leadership team, funders, board reporting, annual reporting, and program oversight. This position is also responsible for training and supporting staff on proper Salesforce use, especially related to client documentation, case notes, enrollments, assessments, and required data entry timelines.
Regulatory Compliance Analyst SS&C Technologies Holdings IncRegulatory Compliance AnalystKansas City, MOSome 20,000 financial services and healthcare organizations, from the world's largest companies to small and mid-market firms, rely on SS&C for expertise, scale, and technology. You will work with industry experts, modern platforms, and evolving technologies, gaining exposure to real-world operational challenges and large-scale enterprise environments.
Information Security Governance, Risk and Compliance Analyst Saint Luke's Health System IncInformation Security Governance, Risk and Compliance AnalystKansas City, MOThe Information Security Governance, Risk & Compliance Analyst II will ensure information technology processes meet defined security controls and perform vulnerability analyses and risk assessments against the adequacy of those security controls. Joining Saint Luke's means joining a team of exceptional professionals who strive for excellence in patient care.
Senior Regulatory Compliance Analyst SS&C Technologies Holdings IncSenior Regulatory Compliance AnalystMO$45,000–$105,000 / yearul>Principal review and approval of sales and advertising literature for assigned funds; Research regulations and industry developments and create reports for use by ALPS; Ability to develop subject-matter expertise and train others across department and ALPS' client base; Other broker-dealer compliance related activities as may be requested. Must have experience in the principal review of mutual fund, ETF and private fund sales material; Demonstrates knowledge of SEC, FINRA, and other regulatory requirements related to broker-dealers and financial institutions.
Senior IT Compliance Analyst Vizient IncSenior IT Compliance AnalystCape Girardeau, MO$68,500–$116,300 / yearThe role supports regulatory and governance obligations under frameworks and regulations such as SOX, HIPAA, and SEC requirements, while maintaining a balanced approach that prioritizes risk reduction and business resilience over compliance alone. Develop and leverage automation and reporting tools (e.g., Power Automate, Power BI) to streamline risk reporting, automate routine tasks, and deliver executive-level dashboards.
Governance Risk and Compliance Analyst PolsinelliGovernance Risk and Compliance AnalystKansas City, Missourili>Enable the business and other stakeholders to make risk-aware decisions by advising business units and technology leaders of the information security risks and proposing acceptable risk treatment options and alternatives. Proactively maintain a current and working understanding of information and data governance best practices, the practical application of data security governance concepts, relevant information security and technology regulations and industry trends.
Compliance Analyst Healthcare Services UMB Financial CorpCompliance Analyst Healthcare ServicesKansas City, MO$57,760–$124,170 / yearUMB's Healthcare Services team delivers healthcare payment solutions including custodial services for health savings accounts (HSAs) and private label, multipurpose debit cards to insurance carriers, third-party administrators, software companies, employers and financial institutions. You will lead and assist business partners in defining corrective actions to resolve issues identified by regulatory examinations, internal audits, self-assessments, or Corporate Risk Management observations.
Compliance Analyst/ Administrative Support- Global Nidec Motor CorporationCompliance Analyst/ Administrative Support- GlobalSt. Louis, MOOur product line features a full line of high efficiency motors for industrial applications in water treatment, mining, oil and gas, and power generation, and for commercial applications such as pool and spa, condensers, cooling towers and large refrigeration units. The Compliance Analyst / Administrative Support role supports the design, implementation, oversight and continuous improvement of Nidecs ethics and compliance program by assisting with compliance monitoring, assessments, reporting, and administrative processes.
Epic Compliance & Environment Management Analyst CVS Health CorpEpic Compliance & Environment Management AnalystWork At Home, MO$64,890–$173,040 / yearBASIC FUNCTION: The Epic Security Compliance Analyst monitors and reports on adherence to role-based access controls, performs regular internal audits to ensure data integrity and privacy. The Epic Security Compliance Analyst monitors and reports on adherence to role-based access controls, performs regular internal audits to ensure data integrity and privacy.
Compliance Analyst II Institutional Surveillance Stifel Financial CorpCompliance Analyst II Institutional SurveillanceSaint Louis, MOStifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Built on a simple premise of safeguarding our clients' money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.
Facilities Compliance Analyst The Federal Reserve SystemFacilities Compliance AnalystKansas City, MO$69,700–$126,500 / yearResponsibilities include managing operational controls; follow established control procedures; and provide support, participation, or leadership in department, Division and District level assignments of varying complexity and risk. Bachelor's degree in finance, accounting, economics, business administration, or a closely related field from an accredited college or university, or equivalent combination of directly related education and/or experience.
Senior Analyst, Compliance Quality Operations Circle Internet Financial LLCSenior Analyst, Compliance Quality OperationsMORemote$97,500–$127,500 / yearp>Performing quality reviews on all AML processes: KYC onboarding, periodic reviews, transaction monitoring alert reviews, investigations, and screening (Sanctions, PEP, negative news) alert reviews, as well as future Compliance Operations processes supported by the Compliance Quality Operations Team, as needed. Circle's platform includes the world's largest regulated stablecoin network anchored by USDC, Circle Payments Network for global money movement, and Arc, an enterprise-grade blockchain designed to become the Economic OS for the internet.
Senior Analyst Security Compliance & Assurance Jack Henry & Associates IncSenior Analyst Security Compliance & AssuranceMORemotep>The Senior Analyst, Security Compliance & Assurance, under minimal guidance, serves as a key member of the Security Compliance & Assurance team, supporting control owners across the organization by coordinating security compliance activities, validating evidence quality, tracking remediation, and providing transparency across audit, risk, cloud compliance, and vulnerability governance initiatives. Develops leadership-level reports and metrics regarding audit readiness, compliance trends, and program outcomes to drive continuous improvement within the Security Compliance & Assurance function.
Governance, Risk, & Compliance (GRC) Analyst (Senior or Lead) The Boeing CoGovernance, Risk, & Compliance (GRC) Analyst (Senior or Lead)MO$130,900–$189,750 / yearp>The Boeing Company also provides eligible employees with an opportunity to enroll in a variety of benefit programs, generally including health insurance, flexible spending accounts, health savings accounts, retirement savings plans, life and disability insurance programs, and a number of programs that provide for both paid and unpaid time away from work. Drug Free Workplace: Boeing is a Drug Free Workplace where post offer applicants and employees are subject to testing for marijuana, cocaine, opioids, amphetamines, PCP, and alcohol when criteria is met as outlined in our policies.
Lead Analyst, Product Compliance Circle Internet Financial LLCLead Analyst, Product ComplianceKansas City, MORemote$140,000–$185,000 / yearYou will partner closely with product, engineering, and operations teams to embed compliance throughout the product lifecycle by leading risk assessments, defining and validating control requirements, and driving cross-functional readiness for domestic and cross-border money movement and settlement capabilities as well as USDC access and treasury initiatives. Experience assessing compliance and operational risk in payment networks, managed payments products, or regulated payment platforms, including controls related to onboarding, transaction execution, settlement, exception handling, and ongoing monitoring.
Compliance Technology Analyst II Stifel Financial CorpCompliance Technology Analyst IISaint Louis, MOStifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. The Compliance Technology Analyst II independently supports supervisory systems, delivers SQL-based reporting solutions, and partners with Compliance stakeholders to implement enhancements and analytical requests.
Compliance Product Senior Analyst - Governance and Reporting Citigroup IncCompliance Product Senior Analyst - Governance and ReportingMO$90,080–$135,120 / yearp>Serves as a Compliance Product Senior Analyst for the Governance Pillar of Corporate Functions (Finance, Risk, ESPA, Legal and CSIS) within Independent Compliance Risk Management (ICRM), responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Payroll Compliance and Operations Analyst Emerson Electric CoPayroll Compliance and Operations AnalystSt. Louis, MOThrough our deep domain expertise and legacy of flawless execution, Emerson helps customers in critical industries like life sciences, energy, power and renewables, chemical and advanced factory automation operate more sustainably while improving productivity, energy security and reliability. Facilitate monthly capture and consolidation of global key performance indicators (KPIs) and SLA monitoring, continuously analyzing to recommend scope changes that drive operational health improvements and optimize payroll accuracy and timeliness.
Compliance Technology Analyst II StifelCompliance Technology Analyst IISaint Louis, MissouriStifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. What You'll Be Doing: The Compliance Technology Analyst II independently supports supervisory systems, delivers SQL-based reporting solutions, and partners with Compliance stakeholders to implement enhancements and analytical requests.
Earned Value Compliance Analysts (Experienced and Senior) The Boeing CoEarned Value Compliance Analysts (Experienced and Senior)Berkeley, MO$3–$4 / hourIn this role you'll translate complex cost and schedule data into clear, actionable insight for program leadership - and help ensure our Earned Value Management Systems (EVMS) practices meet Defense Federal Acquisition Regulations (DFARS), ANSI/EIA-748 and Defense Contract Management Agency (DCMA) and expectations. The Boeing Company also provides eligible employees with an opportunity to enroll in a variety of benefit programs, generally including health insurance, flexible spending accounts, health savings accounts, retirement savings plans, life and disability insurance programs, and a number of programs that provide for both paid and unpaid time away from work.
Earned Value Compliance Analyst (Subject Matter Expert) The Boeing CoEarned Value Compliance Analyst (Subject Matter Expert)Berkeley, MO$151,300–$204,700 / yearThe Earned Value Compliance - Subject Matter Expert will enhance product performance by analyzing cost and schedule metrics, with a focus on earned value and variance analyses, while ensuring effective use of the Earned Value Management Systems (EVMS) for Defense Federal Acquisition Regulation (DFAR) programs. The Boeing Company also provides eligible employees with an opportunity to enroll in a variety of benefit programs, generally including health insurance, flexible spending accounts, health savings accounts, retirement savings plans, life and disability insurance programs, and a number of programs that provide for both paid and unpaid time away from work.
Junior Compliance Officer (Operations, Junior Analyst) The Mil CorpJunior Compliance Officer (Operations, Junior Analyst)Kansas City, MO$35,000–$48,000 / yearAssociates degree in Business, Accounting, Finance, Information Systems, Criminal Justice, or a related field is required; Bachelors degree in Business, Accounting, Finance, Information Systems, Criminal Justice, or a related discipline is preferred. The role assists in reviewing employment eligibility documentation, conducting database research, and preparing audit-ready case files and reports that support administrative enforcement actions and related determinations.
Senior Governance, Risk, and Compliance (GRC) Process Analyst The Boeing CoSenior Governance, Risk, and Compliance (GRC) Process AnalystBerkeley, MO$117,900–$160,000 / yearBoeing is seeking a detail-oriented and analytical Senior Governance, Risk, and Compliance (GRC) Process Analyst to support governance, risk, and compliance initiatives for Infrastructure team at our Mesa, AZ; Dallas, TX; Colorado Springs, CO; Fort Walton Beach, FL; Jacksonville, FL; Miami, FL; North Charleston, SC; Ridley Park, PA; Portland, OR; Salt Lake City, UT; San Antonio, TX; Seal Beach, CA; Seattle, WA; or Berkeley, MO. The Boeing Company also provides eligible employees with an opportunity to enroll in a variety of benefit programs, generally including health insurance, flexible spending accounts, health savings accounts, retirement savings plans, life and disability insurance programs, and a number of programs that provide for both paid and unpaid time away from work.
Retirement Plan Compliance Manager Willis Towers Watson PLCRetirement Plan Compliance ManagerSt. Louis, MO$80,000–$120,000 / yearWTW provides a competitive benefit package which includes the following (eligibility requirements apply): Health and Welfare Benefits: Medical (including prescription coverage), Dental, Vision, Health Savings Account, Commuter Account, Health Care and Dependent Care Flexible Spending Accounts, Group Accident, Group Critical Illness, Life Insurance, AD&D, Group Legal, Identify Theft Protection, Wellbeing Program and Work/Life Resources (including Employee Assistance Program). As a compliance analyst you will play a crucial role in supporting our attorneys by performing a variety of tasks, which will include drafting/amending pension (defined benefit and defined contribution) plan documents, summary plan descriptions, summaries of material modifications and other plan related documents (e.g., policies, procedures) as well as participant communications (e.g., QDIA notices).
VP, Data Governance & Compliance Reinsurance Group of America IncVP, Data Governance & ComplianceChesterfield, MO$150,770–$224,640 / yearExceptional ability to lead and work well within and across teams with members spread across multiple geographies, particularly gaining cooperation from those members outside the direct chain of command, across a wide variety of operational, functional and technical disciplines - Expert Proficiency required. Ensures effective knowledge management of key ERM data and model processes, roles, and controls through the use of detailed documentation, checklists, templates, etc. to mitigate the risk of losing knowledge or control effectiveness due to role transitions or turnover.
Head of Risk and Compliance - Wealth and Trust First National Bank of OmahaHead of Risk and Compliance - Wealth and TrustKansas City, MO$160,298–$272,508 / yearThis role provides independent risk oversight, assessment, and monitoring across all wealth activities while ensuring comprehensive regulatory program management and examination collaboration. 10+ years of experience in financial services with at least five years in progressive leadership roles managing risk and compliance functions across wealth management business lines.
Senior Financial and Operations Analyst - Asset Consulting Group Guggenheim Partners LLCSenior Financial and Operations Analyst - Asset Consulting GroupSt. Louis, MOAbout Us: Guggenheim Partners is a diversified financial services firm that delivers value to its clients through two primary businesses: Guggenheim Investments, a premier global asset manager and investment advisor, and Guggenheim Securities, a leading investment banking and capital markets business. ACG delivers investment consulting and advisory services such as multi-asset allocation, research and related investment services to institutions and ultra-high net worth individuals and families.
Senior Manager of Financial and Compliance Reporting (Hybrid) - Controller''''s Office Washington University in St LouisSenior Manager of Financial and Compliance Reporting (Hybrid) - Controller''''s OfficeClayton, MO$84,200–$148,500 / yearThe Senior Manager of Financial & Compliance Reporting oversees the University's GAAP-compliant audited financial statements, Uniform Guidance audit requirements, indirect cost rate development, recharge center financial statements and compliance, and internal control documentation. The screenings will include criminal background check and, as applicable for the position, other background checks, drug screen, an employment and education or licensure/certification verification, physical examination, certain vaccinations and/or governmental registry checks.
Information Security Governance Analyst Hallmark Cards IncorporatedInformation Security Governance AnalystKansas City, MO$90,000–$110,000 / yearPart timeThis role helps coordinate audit activity, supports external assessments such as tabletop exercises and maturity reviews, and develops security metrics that provide visibility into policy compliance and control effectiveness. Leveraging cutting-edge technologies and innovative strategies, we proactively design, build, and implement robust security solutions across a diverse range of business functions.
Marketing Compliance Specialist StifelMarketing Compliance SpecialistSaint Louis, MissouriWhat We're Looking For: Review materials including, but not limited to, social media profiles, social media content, scripts, videos, podcasts, digital ad campaigns, advisor recruiting materials, and national brand campaign materials for use with the public, ensuring that firm and regulatory policies are met. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more.
Marketing Compliance Specialist Stifel Financial CorpMarketing Compliance SpecialistSaint Louis, MOStifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Review materials including, but not limited to, social media profiles, social media content, scripts, videos, podcasts, digital ad campaigns, advisor recruiting materials, and national brand campaign materials for use with the public, ensuring that firm and regulatory policies are met.
Investment Compliance Manager NISA Investment Advisors, LLCInvestment Compliance ManagerSt. Louis, MissouriWith $462 billion assets under management ($295 billion in physical assets and $167 billion in derivatives notional value), NISA actively manages risk for institutional investors, providing clarity to complicated challenges and stability in ever-evolving markets. Overview: NISA Investment Advisors, LLC (NISA) partners with world-leading organizations to design, develop, and manage highly customized, risk-controlled investment strategies across fixed income, equities, and derivatives.
General Counsel and Chief Compliance Officer Moneta Group LLCGeneral Counsel and Chief Compliance OfficerSt. Louis, MOReporting jointly to the Chief Executive Officer and Chief Operating Officer, this role provides authoritative legal counsel on securities law, regulatory matters, contracts, and business risk, and serves as the firm's Chief Compliance Officer of record before the SEC and applicable state regulators. The General Counsel & Chief Compliance Officer (GC/CCO) serves as Moneta's senior-most legal and compliance executive, establishing and leading the firm's in-house legal function while maintaining direct accountability for enterprise-wide compliance program leadership.
Product Lead- Risk, Legal & Compliance McCarthy Holdings IncProduct Lead- Risk, Legal & ComplianceSt. Louis, MOli>Supports Tier-2 incident and problem management for assigned products by helping analyze root causes, identifying product gaps, and translating recurring issues into backlog work. The role partners closely with business stakeholders, Digital teams, and vendors to clarify requirements, manage dependencies, handle Tier-2 issues, and plan platform or vendor releases.
NewJunior Compliance Officer/Auditor SGI Global, LLCJunior Compliance Officer/AuditorKCMO, MOAssist with drafting audit reports and associated administrative fine paperwork to support the issuance of Notices of Intent to Fine, Final Orders, Warning Notices and other related documentation for HSI audits related to the employment eligibility verification process. The role assists in reviewing employment eligibility documentation, conducting database research, and preparing audit-ready case files and reports that support administrative enforcement actions and related determinations.
NewVendor Relationship Management Analyst RGAVendor Relationship Management AnalystMissouriPerformance Monitoring: The analyst monitors vendor performance against agreed-upon key performance indicators (KPIs) and service level agreements (SLAs), identifying areas for improvement and implementing corrective actions. Bachelor’s Degree in Arts/Sciences (BA/BS) in either Accounting, Finance, Economics or related field in procurement, sourcing, or supply chain management or relevant work experience required.
Manager State Tax Compliance StifelManager State Tax ComplianceSaint Louis, MissouriStifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Built on a simple premise of safeguarding our clients’ money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.
Research Compliance Officer - Partnerships, Office of Research and Innovation University of MissouriResearch Compliance Officer - Partnerships, Office of Research and InnovationKansas City, MO$69,097.60–$80,000 / yearli>3-5 years of experience in research administration, compliance, Institutional Review Board and Institutional Animal Care and Use Committee support, regulatory affairs, human subjects research (via Institutional Review Board), animal research compliance (via Institutional Animal Care and Use Committee), and /or research integrity, regulatory compliance, or audit functions is strongly preferred. Independent Regulatory Review & Determination: Perform comprehensive, substantive reviews of research protocols (specifically Exempt and Expedited categories) to evaluate ethical design and regulatory adherence; independently issue determinations, request stipulations, and approve protocols in accordance with federal regulations (Common Rule, FDA) and UMKC policy.
Research Compliance Officer - Partnerships, Office of Research and Innovation, 58621 University of MissouriResearch Compliance Officer - Partnerships, Office of Research and Innovation, 58621Kansas City, MO$69,097.60–$80,000 / year3-5 years of experience in research administration, compliance, Institutional Review Board and Institutional Animal Care and Use Committee support, regulatory affairs, human subjects research (via Institutional Review Board), animal research compliance (via Institutional Animal Care and Use Committee), and /or research integrity, regulatory compliance, or audit functions is strongly preferred. • Independent Regulatory Review & Determination: Perform comprehensive, substantive reviews of research protocols (specifically Exempt and Expedited categories) to evaluate ethical design and regulatory adherence; independently issue determinations, request stipulations, and approve protocols in accordance with federal regulations (Common Rule, FDA) and UMKC policy.
Manager State Tax Compliance Stifel Financial CorpManager State Tax ComplianceSaint Louis, MOManages and leads the entire corporate state income tax return compliance process utilizing ONESOURCE • Maintains, updates, and utilizes our state tax apportionment application built through Microsoft PowerQuery • Coordinates and handles state income tax audits and defense of our filing positions • Insure accuracy and completeness of tax returns being prepared, through maintenance of controls and review processes • Models and integrates acquisitions, tax law changes, changes in the business structure, and/or other tax planning opportunities • Ability to thoroughly research state tax positions • Assist with the federal tax return compliance process, as needed • Assist with federal and quarterly estimate and extension corporate income tax payments and filing forms, as needed • Manages a team of 2-4 individuals • Reviews, coordinates, and updates area goals and procedures with the Senior Manager, Tax Accounting and Tax Director. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more.
Compliance Officer II Edward D Jones & Co LPCompliance Officer IISt. Louis, MOWhat You'll Do: Provide education and training on general Compliance policies and processes in response to inquiries from branch team and home office associates, via phones, written case requests and other tools or systems; common support topics include: Communication with the public: social media, text messaging, sales correspondence, advertising, speaking engagements, FA bios and invitations. Edward Jones' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short- and long-term disability, basic life, and basic AD&D coverage.
Bank Compliance Director- Complaints & Third Party Oversight StifelBank Compliance Director- Complaints & Third Party OversightSaint Louis, MissouriWhat You'll Be Doing: The Bank Compliance Director - Complaints and Third-Party Oversight will design, implement, and oversee a structured compliance complaints program that ensures comprehensive complaint capture, timely responses, root cause analysis, operational improvements, board reporting, and remediation of potential issues. Proficient understanding of Regulation Z (TILA), Regulation X (RESPA), Fair Lending Laws (ECOA, FHA), Truth in Savings Act (TISA), Bank Secrecy Act (BSA), Unfair, Deceptive, or Abusive Acts or Practices (UDAAP), and other key banking laws and regulations.
Bank Compliance Director Complaints & Third Party Oversight Stifel Financial CorpBank Compliance Director Complaints & Third Party OversightMOli>Proficient understanding of Regulation Z (TILA), Regulation X (RESPA), Fair Lending Laws (ECOA, FHA), Truth in Savings Act (TISA), Bank Secrecy Act (BSA), Unfair, Deceptive, or Abusive Acts or Practices (UDAAP), and other key banking laws and regulations. The Bank Compliance Director - Complaints and Third-Party Oversight will design, implement, and oversee a structured compliance complaints program that ensures comprehensive complaint capture, timely responses, root cause analysis, operational improvements, board reporting, and remediation of potential issues.