Sign upLog in
JobsJobs in CaliforniaJobs in Woodland Hills, CABusiness JobsClient Services JobsClient Associate Jobs in Woodland Hills, CA
1,694 Results for

Client Associate Jobs in Woodland Hills, CA

9465 WILSHIRE BOULEVARD:BEVERLY HILLS

City:.

United States of America

Work hours/week:.

Wells Fargo & Co logo

Los Angeles, CA17 days ago
  • $34.62–$52.40 Per Hour

li>Execute various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, coordinating, and executing marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.

Pasadena, CA30+ days ago
  • $30–$32 Per Hour

p>Primary Qualifications:

  • Successful completion of the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]) or the ability to obtain licensing is required. This team-critical role requires outstanding attention to detail, the ability to balance multiple requests, outstanding client service skills, and a high level of integrity and confidentiality with respect to client, FA, branch and company information.

Wells Fargo & Co logo

Los Angeles, CA30+ days ago
  • $30.77–$45.67 Per Hour

li>May also perform various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, coordinating and executing marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.

El Segundo, CA17 days ago
  • $49,500–$77,000 Per Year

p>The good-faith expected salary range for the Registered Client Associate $49,500 - $77,000 and the Investment Associate role is $55,000 - $88,000, depending on factors including but not limited to the candidate's experience, skills, registration status; market conditions; and business needs. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities.

Pasadena, CA30+ days ago
  • $65,000–$75,000 Per Year

We help high net worth and ultra-high net worth individuals and families meet their financial goals through Financial Advisors who deliver products and services specifically designed for them.

About UBS: UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland.

El Segundo, CA30+ days ago
  • $49,500–$77,000 Per Year

Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities.

Customer Service, Data Entry, Data Gathering Analysis, Desktop Tools, Group Problem Solving, Interpersonal Relationships, Knowledge Organization, Teamwork, Time Management, Word Processing Software.

Wells Fargo & Co logo

Beverly Hills, CA17 days ago
  • $30.77–$45.67 Per Hour

They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. Execute functions for the FA(s) and Branch Management including, but not limited to, tracking referrals, coordinating and executing marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships.

Similar Job Searches

Client Services Manager JobsClient Manager JobsClient Service Associate JobsClient Associate JobsClient Associate JobsClient Associate JobsClient Associate Jobs

Stand out to leading employers.

Upload your resume and let employers find you for new Client Associate job openings. Plus, receive relevant job matches delivered straight to your inbox.

Create A Free Account