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We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
What youll accomplishManage delegated compliance administrative and business functions related to the Merrill Wealth Management Market Executives overall managerial responsibilities for parent and associate officesThis individual functions independently or with minimal guidance but must keep the Market Executive informed on significant matters and must determine when the Market Executive should be directly involvedMonitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize riskCoach advisors in supporting the company strategy and continuing to grow their businesses. The Market Supervision Manager MSM supports the Firms business objectives and contributes to the Markets profitability by influencing Financial Advisors FA business practices in ways that minimize regulatory and financial risk as well as uphold the Firms reputation.
What you'll accomplishManage delegated compliance, administrative and business functions related to the Merrill Wealth Management Market Executive's overall managerial responsibilities for parent and associate officesThis individual functions independently, or with minimal guidance, but must keep the Market Executive informed on significant matters and must determine when the Market Executive should be directly involvedMonitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize riskCoach advisors in supporting the company strategy and continuing to grow their businesses. The Market Supervision Manager (MSM) supports the Firm's business objectives and contributes to the Market's profitability by influencing Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation.
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