UAT Business Tester – Wealth Management & Brokerage Account Lifecycle

UAT Test Design & Execution Expertise: Proven ability to write clear test scenarios and cases, build test data, run functional and regression tests, and manage defects using tools like JIRA, qTest, or HP ALM. Requirements: Account Lifecycle & Brokerage Operations Knowledge: Working understanding of the wealth management/brokerage account lifecycle (new account onboarding, KYC/CIP, account maintenance, transfers, and closures) and related regulatory requirements.

Our Client, an IT Services and Consultant company, is looking for an UAT Business Tester – Wealth Management & Brokerage Account Lifecycle for their Fort Mill, SC/Austin, TX /Hybrid location.
 
Responsibilities:

• Plan and execute UAT for Account Lifecycle Management (ALM) functions, including account opening, maintenance, transfers (ACATS), beneficiary and registration changes, and account closure/escheatment.
• Translate business requirements and user stories into test scenarios, test cases, and test data, ensuring complete coverage of workflows across advisor, client, and operations touchpoints.
• Perform end-to-end, regression, and integration testing across upstream and downstream systems (CRM, custodial/clearing platforms, document management, and reporting), validating data accuracy and workflow integrity.
• Log, track, and triage defects in tools such as JIRA or ALM; partner with developers, BAs, and product owners to drive timely resolution and retest fixes.
• Support release readiness and production go-live by providing UAT sign-off, documenting results, and verifying compliance with FINRA, SEC, and internal control requirements.

 
Requirements:

• Account Lifecycle & Brokerage Operations Knowledge: Working understanding of the wealth management/brokerage account lifecycle (new account onboarding, KYC/CIP, account maintenance, transfers, and closures) and related regulatory requirements.
• UAT Test Design & Execution Expertise: Proven ability to write clear test scenarios and cases, build test data, run functional and regression tests, and manage defects using tools like JIRA, qTest, or HP ALM.
• Strong Analytical & Communication Skills: Ability to interpret business requirements, identify gaps or edge cases, and clearly communicate findings, risks, and status to both technical teams and business stakeholders.
• Years of Experience:   14.00 Years of Experience

 
Why Should You Apply?

• Health Benefits
• Referral Program

Excellent growth and advancement opportunities