The Charles Schwab Corp logo

Senior Business Unit Risk Manager for Workplace Services

The Charles Schwab Corp

  • Richfield, OH
  • 11 days ago

    Highlights

    Business Unit (BU) Risk provides first line risk management support to the four business units in Workplace Services: Retirement Plan Services, Retirement Business Services, Stock Plan Services, and Designated Brokerage Services. Excellent time management and related organizational skills, including appropriate sense of urgency, a proactive approach, and a suitable ability to anticipate and manage project lifecycle events, issues, and obstacles.

    Numbers & Facts

    LocationRichfield, OH
    IndustrySecurity and Surveillance
    Company Size1,000 to 1,499 employees
    Year Founded1971
    Websitehttp://www.aboutschwab.com/careers

    Description

    Your Opportunity

    Business Unit (BU) Risk provides first line risk management support to the four business units in Workplace Services: Retirement Plan Services, Retirement Business Services, Stock Plan Services, and Designated Brokerage Services.

    The BU Risk Senior Manager will be responsible for implementation of initiatives related to both existing and emerging risks. This role will also help identify areas for process improvement to limit risk to the firm and improve client experience. This role will require excellent verbal and written communication skills, strong analytical skills, and the ability to build strong relationships with numerous business partners across the entire organization.

    Responsibilities include but are not limited to:

    • Leading risk management related projects, including Retrospective Reviews, Remediations, and governance program implementation.
    • Overseeing escalations, including Risk Events, from the business and assessing BU Risk response.
    • Leading or supporting risk governance programs which support Workplace Services.
    • Coordinating efforts with key business partners in the management of WS BU Risk initiatives.
    • Providing project updates and status to key stakeholders at the appropriate level of detail to enable action to be taken on issues.
    • Providing consultation, facilitation, and analytical support to ensure internal controls are properly implemented to provide flawless participant and client service and compliance with regulatory obligations.
    • Collaborating with executives and management to create, sustain, and strengthen the internal control framework through risk identification and control design and implementation.

    What you have

    • 5+ years of experience in the Workplace Services business or in a risk management role.
    • Ability to work independently and proactively, with minimum guidance.
    • Strong project management skills, including the ability to work on multiple projects simultaneously while prioritizing based on risk/business needs.
    • Experience presenting and communicating to Executive Management.
    • Ability to effectively work and collaborate with technical and non-technical resources.
    • Excellent time management and related organizational skills, including appropriate sense of urgency, a proactive approach, and a suitable ability to anticipate and manage project lifecycle events, issues, and obstacles.
    • Solid business acumen, attention to detail, flexibility, and judgment to evaluate issues/problems of high complexity and make sound decisions.

    About Company

    The Charles Schwab Corporation is a leading provider of financial services, with more than 300 offices. Through its operating subsidiaries, the company provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Named "Highest in Investor Satisfaction with Self-Directed Services" by J.D. Power and Associates in 2009, its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC) affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.

    The Charles Schwab Bank (member FDIC) provides banking and mortgage services and products. To meet the needs of our clients, we are actively recruiting people with the desire, drive and creativity to find solutions that help meet our clients' needs; who want the chance to learn, grow with the company and explore their career opportunities; who will strive for excellence in achieving our clients' and our company's goals; who have the highest ethical standards - individuals who take pride in making a difference in people's lives.

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