Regulatory Reporting Associate

The Regulatory Reporting Associate will support financial reporting processes to ensure compliance with FINRA and SEC regulations.

Client Details

Investment bank and full service broker-dealer

Description

• Prepare and submit regulatory reports in compliance with industry standards and deadlines.
• Analyze financial data and ensure its accuracy for reporting purposes.
• Collaborate with various departments to collect necessary data for reports.
• Maintain up-to-date knowledge of regulatory requirements and implement changes as needed.
• Assist in audits and respond to inquiries from regulatory bodies.
• Identify and address discrepancies in financial data to ensure compliance.
• Support process improvements to streamline reporting activities.
• Prepare detailed documentation for all reporting processes.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

Profile

A successful Regulatory Reporting Associate should have:

• A background in accounting or finance, with knowledge of financial reporting principles.
• Experience in financial services or public accounting supporting financial services clients preferred
• Strong analytical skills and attention to detail.
• Proficiency in financial software and tools.
• Effective communication and collaboration abilities.

Job Offer

• Competitive annual salary between $75,000 to $85,000
• Permanent position in the financial services industry.
• Office in downtown Manhattan
• 5 days/week onsite during training period with future hybrid opportunity

Interested? Apply today.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.