Compliance Officer

Iresh Technologies

Tallahassee, FL

JOB DETAILS
JOB TYPE
Contractor
SKILLS
Registered Investment Advisor (RIA), Communication Skills, Maintain Compliance, Regulations, Regulatory Compliance
QUALIFICATIONS

Required Qualifications:
• High School Diploma or equivalent
• Excellent written and verbal communication skills
• Experience working with the public in a professional environment
• Experience analyzing complaints and case documentation
• Ability to interpret Florida statutes and regulations
• Strong organizational and time management skills

Preferred Qualifications:
• Experience using Versa Regulations with DBPR
• Experience using OnBase system
• Bachelor's Degree

Interested candidates may submit their resumes to:

pujitha@ireshtechnologies.com

, Chaitra@ireshtechnologies.com

RESPONSIBILITIES

Responsibilities:
• Contact complainants and constituents regarding filed complaints
• Review and analyze complaint details against Florida statutes
• Communicate findings and case status professionally
• Draft and send written correspondence
• Document activities in Versa and OnBase systems
• Maintain accurate case records and coding
• Provide referrals and resources when appropriate

LOCATION
Tallahassee, FL
POSTED
2 days ago

Job Title: Compliance Officer

Location: Tallahassee, FL (Onsite)

Interview Mode: Webcam Interview or In-Person Interview

Experience Required: 4+ Years

Job Description:

The Compliance Officer will review complaints received by the Division, determine jurisdictional authority, communicate findings to complainants, document actions in agency systems, and assist in ensuring compliance with Florida statutes and regulations.

About the Company

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Iresh Technologies