Job description
Please note that this is a Hybrid Position in Below locations: - we have multiple locations that's why we posted it as remote.
- Charlotte, NC, US
- Dallas, TX, US
- East Hartford, CT, US
- New York, NY, US
- Plano, TX, US
- Providence, RI, US
- Stamford, CT, US
Responsibilities:
- Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner.
- Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures.
- Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge.
- Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit.
- Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment.
- Maintains business partner relationships, primarily with line management, to develop business knowledge.
- Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment.
Skills:
- Analytical Thinking
- Audit Planning
- Internal Audit Review
- Issue Management
- Risk Management
- Business Acumen
- Coaching
- Project Management
- Relationship Building
- Written Communications
- Attention to Detail
- Automation
- Critical Thinking
- Technical Documentation
Required and Desired Qualifications
- Masters Degree or equivalent work experience
- Counterparty Credit Risk and/or Global Markets knowledge and experience.
Desired Skills:
- Audit or risk control risk/controls background in financial services
- Intermediate Analytical / Automation Skills (Alteryx, Python, SQL, SAS, Advanced Excel and Access)
- Advanced degree
- CPA preferred