Compliance Officer Jobs in Charlotte, NC

ECLARO

Charlotte, NC

Knowledge of network security threats and ability to implement preventative controls including firewalls, access controls, authentication systems, intrusion detection systems, VPNs, cryptography, etc. The ability to build good relationships at all levels and across all business units and organizations, and the ability to influence stakeholders of all levels.

Vaco LLC

$350000 - $500000

Charlotte, NC

Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. As business complexity increases across finance, operations, supply chain, and technology, the organization is seeking a Chief Financial Officer to elevate strategic financial leadership while overseeing broad operational functions.

First Horizon Bank

Charlotte, NC

Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. The role drives new production, fee income, and relationship growth by serving as lead arranger or co-arranger, coordinating underwriting, documentation, distribution, and closing in partnership with internal associates and external lending partners.

Vaco LLC

$225000 - $275000

Charlotte, NC

Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. This leader will partner closely with the CFO, SVP of Finance, and Director of Technical Accounting & External Reporting to ensure a scalable, disciplined accounting infrastructure suitable for a public, acquisition-driven enterprise.

First Horizon Bank

Charlotte, NC

Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. The role drives new production, fee income, and relationship growth by serving as lead arranger or co-arranger, coordinating underwriting, documentation, distribution, and closing in partnership with internal associates and external lending partners.

Flagstar Bank

$72189 - $107666

Charlotte, NC

Loan Structuring & Underwriting: Assist sales in analyzing financial statements, assessing borrower creditworthiness, and preparing credit approval packages within assigned specialized vertical or region. The Credit Products Specialist I – Specialized supports the underwriting, structuring, and management of commercial credit relationships with assigned specialized vertical or region.

First Horizon Bank

Charlotte, NC

Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. Responsible for reviewing closing documents, communicating with clients and identifying portfolio weaknesses and trends and alerting management (Group Manager, Market President, Senior Credit Officer) to deteriorating portfolio conditions .

First Horizon Bank

Charlotte, NC

Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. As an Associate within the Loan Syndications group at First Horizon Bank, you will play a vital role in supporting the Commercial Real Estate Syndications Officer in the structuring, marketing, and execution of syndicated commercial real estate loan transactions.

Intermountain Health

Charlotte, NC

Frequent interactions with patient care providers, patients, and visitors that require employee to verbally communicate as well as hear and understand spoken information, alarms, needs, and issues quickly and accurately, particularly during emergency situations. We care about your well-being – mind, body, and spirit – which is why we provide our caregivers a generous benefits package that covers a wide range of programs to foster a sustainable culture of wellness that encompasses living healthy, happy, secure, connected, and engaged.

Genesis10

$160000 - $175000

Charlotte, NC

Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. The role involves regular interaction with application owners, infrastructure teams, compliance officers, and records management professionals, providing an excellent opportunity to shape enterprise data practices while working with cutting-edge archiving technology.

City National Bank

$77000 - $143000

Charlotte, North Carolina

WHAT IS THE OPPORTUNITY?Position is responsible for performing risk analysis and assessment of compliance regulations, identifying risks and controls, monitoring business unit control environment, drafting and maintaining remediation plans and issues tracking logs, and escalation of compliance issues. The incumbent is responsible for playing a critical role in the issues remediation strategy for compliance identified issues and ensuring issues are closed in a manner which both adheres to the regulatory requirements and ensures business continuity.

City National Bank

$111408 - $189738

Charlotte, North Carolina

Advanced knowledge of banking compliance laws and regulations, as related to mortgage lending, and mortgage banking operations (Examples include but are not limited to: ECOA/Regulation B, FCRA , Flood Disaster Protection Act, Truth in Savings Act, SCRA, HMDA, RESPA, TILA, Regulation O, Regulation W. Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas of the compliance program covering U.S. Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk.

Honeywell

$84800 - $106000

Charlotte, NC

In support of this mission, you will assist Honeywell’s Building Automation, Energy and Sustainability Solutions, and Industrial Automation businesses by conducting due diligence in drafting and securing U.S. export authorizations (from both the Department of Commerce and the Department of State) for hardware, software, technology, and services. As a trusted partner, we provide actionable solutions and innovation through our Aerospace Technologies, Building Automation, Energy and Sustainability Solutions, and Industrial Automation business segments – powered by our Honeywell Forge software – that help make the world smarter, safer and more sustainable.

Artech LLC

CHARLOTTE, NC

7 years of experience in Financial Crimes, Operational Risk, Fraud, Sanctions, Anti-Bribery, Corruption, or equivalent, demonstrated through work experience, training, military experience, or education. Your expertise will guide the development and implementation of strategies to mitigate risks related to financial crimes.

Artech LLC

$68.75 - $75.98

Charlotte, NC

5 years of Financial Crimes, Operational Risk, Fraud, Sanctions, Anti-Bribery, Corruption experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education. You will review and analyze complex multi-faceted, larger scale or longer-term Financial Crimes challenges that require in-depth evaluation of multiple factors including intangibles or unprecedented factors.

Wells Fargo

$18 - $65

CHARLOTTE, NC

As trusted partner to our clients, we provide corporate and transactional banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.

Wells Fargo

$18 - $65

CHARLOTTE, NC

As trusted partner to our clients, we provide corporate and transactional banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.

Movement Foundation

Charlotte, NC

Proven track record of achieving ambitious operational goals; At least five years of progressively increasing operational leadership experience; Demonstrated experience overseeing multiple operational departments and functional areas; Demonstrated success building infrastructure and transforming operational systems in schools, school networks, or other complex multi-site and/or rapidly growing organizations; Demonstrated ability to hire, develop, and coach high-performing leaders; Demonstrated ability to make data-driven decisions and apply strong strategic thinking; Demonstrated expertise in change management and implementing new systems within growing organizations; Ability to diagnose operational gaps, prioritize improvements, and execute solutions in fast-paced environments; Strong attention to detail paired with a long-term strategic perspective; Ability to lead effectively in complex, high-growth environments, building trust through strong people leadership while balancing warmth, accountability, and high expectations; Strong executive presence and cross-functional collaboration skills; Bachelor’s degree required. Lead operational strategy to support regional scaling; Develop and manage operational planning around the multi-year financial model, including staffing plans, revenue analysis, expense drivers, and school-level budgets; Ensure operational infrastructure aligns with expansion timelines and organizational priorities; Build scalable systems that reduce operational burden on school, regional, and executive leaders; Directly oversee and support the head of HR, the head of Compliance, and the network’s Business Operations Directors (BODs), who manage school-level operations across campuses and serve as the primary operational leaders within each school; Lead change management efforts across the organization, helping teams successfully adopt new systems, processes, and operational expectations.

Movement Foundation

Charlotte, NC

Demonstrated experience leading complex, multi-entity financial structures; Demonstrated ability to build systems from the ground up, including designing and implementing financial infrastructure; Demonstrated experience building high-performing finance teams and developing strong leaders; Demonstrated experience operating in high-growth, multi-state environments; Strong executive presence and ability to communicate effectively with senior leadership and at the Board level; Demonstrated ability to communicate complex financial and regulatory concepts clearly to diverse stakeholders; Demonstrated ability to balance strategic vision with effective implementation and execution; Ten or more years of progressive finance and accounting experience; Bachelor’s degree required. Oversee financial compliance with federal, state, and local regulations, including Uniform Grant Guidance (UGG) and other financial reporting requirements applicable to charter schools; Oversee financial reporting and filings, including IRS and Department of Revenue filings, annual external audits, state financial reports, and federal grant financial reporting; Ensure strong internal financial controls and audit readiness across the organization; Develop and maintain financial compliance policies and procedures to support accurate reporting and responsible stewardship of funds.

Pegasystems

$181500 - $276600

Charlotte, NC

Breadth and depth of experience in technology and IT Operations with a deep understanding at an executive level of organisational structures, systems, architectures, and a clear understanding of how the industry operates, including regulatory, competitive and market influences that drive decision making. As a Client Technology Officer (CTO) reporting directly into a VP of Sales, you will be responsible for earning trusted advisor status with technology executives at Fortune 500 organizations, supporting their efforts on digital innovation, technology transformation, and delivering strategic value.

Wells Fargo

CHARLOTTE, NC

They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company.

Other Executive

Rock Hill, SC

Optimizes facility’s financial and human resources by overseeing day-to-day operations in a high quality and cost-conscious manner (e.g., maintains appropriate staffing ratios, oversees throughput in ER and other high-volume departments, actively manages quality initiatives, leads successful supply cost initiatives). Builds consensus and commitment across disparate facility managers, physicians, and home office staff with often competing priorities, with short and long-term goals (e.g., hosts discussions to shape and align stakeholders on MPI goals and approach).

Palmetto Clean Technology

Charlotte, NC

Establish and maintain a comprehensive controls inventory, ensuring coverage of entity-level controls, IT general controls (ITGCs), and business process controls. SOX Program Ownership Own the end-to-end SOX 404 compliance program, including scoping, risk assessment, controls documentation, sample testing, and remediation.

CDM Smith

Rock Hill, SC

In addition, during employment individuals may be required by CDM Smith or a CDM Smith client to successfully complete additional background checks, including motor vehicle record as well as drug testing. The CFO will be a key member of the leadership team, responsible for shaping and executing financial strategy, ensuring fiscal integrity, and driving sustainable growth across our global engineering and construction services.

City National Bank

$50000 - $60000

Charlotte, NC

An external mortgage loan officer assistant (LOA) provides support to one or more mortgage loan officers by handling administrative tasks, assisting in the loan application process, and ensuring smooth communication between all parties involved. The loan officer assistant is responsible for the identification and receipt of all supporting documentation needed in the file as well as coordination with the operational support team to drive a successful customer experience.

Huntington National Bank

Charlotte, NC

Duties and Responsibilities: + Serve as a core advisor to the Wealth Management Business, providing expert guidance on risk mitigation, policy development, and regulatory change impacts with an emphasis on Fiduciary Activities of National Banks detailed in Regulation 9. This leader works with a team of experienced risk professionals and partners with senior leaders to ensure effective risk governance, regulatory compliance, and operational resilience.

Huntington

Charlotte, NC

Serve as a core advisor to the Wealth Management Business, providing expert guidance on risk mitigation, policy development, and regulatory change impacts with an emphasis on Fiduciary Activities of National Banks detailed in Regulation 9. This leader works with a team of experienced risk professionals and partners with senior leaders to ensure effective risk governance, regulatory compliance, and operational resilience.

PLACE Corporate Careers

Charlotte, NC

In addition to managing transactions, this role also serves as a relationship owner for assigned PLACE teams, helping build trust, maintain service consistency, and ensure Blueprint remains a proactive and reliable partner within the team's business. The Escrow Officer plays a pivotal role in delivering a seamless, secure closing experience while acting as a dedicated escrow partner to assigned PLACE real estate teams.

Terrestris Global Solutions

Charlotte, NC

This role includes preparing and maintaining the Accident Prevention Plan (APP), conducting inspections, identifying hazards, implementing corrective actions, and documenting all safety activities. Maintain complete and accurate safety documentation, including inspection reports, training logs, AHAs, and incident records, available for Government review during normal working hours.

Novant Health

Mint Hill, North Carolina

What We Offer: Join Novant Health as a Protective Services Officer with the highly respected Protective Services team, where your work supports a safe environment for patients, visitors, and healthcare team members in a fast-paced, mission-driven setting. Satisfactorily completes all required organizational and departmental basic, field, and in-service training courses as well as courses that support our Emergency Management efforts such as decontamination or hazardous materials awareness training .

SP Plus Corporation

$15 - $18

CHARLOTTE, NC

This includes but is not limited to: inspecting and assessing lots for maintenance issues, painting, cleaning and repairing parking meters and pay and display machines, installing signs, sign posts and meter posts. Assist in the collection and security of all monies received through parking meters, multi-space machines , pay on foot technology and any other means of collecting parking revenues and fees.

MRINetwork Jobs

Charlotte, NC

Will provide service to prospective commercial loan customers and interview applicants to develop information concerning their needs, credit, stability, earnings, and potential income to the property to assist in determining whether the commercial loan package will be an acceptable risk. RESPONSIBILITIES : Will solicit and coordinate the closing of commercial loans; responsible for commercial loan business development and to act as the bank’s contact with commercial loan clients, brokers, and contractors.

LendingTree

Charlotte, NC

Must demonstrate financial responsibility, character, and general fitness to determine that the loan originator will operate honestly, fairly, and efficiently within the purposes of this title. What began as a simple idea to make loan shopping easier has grown into a platform that empowers millions of people to make smarter financial decisions every day.

Institute for Building Technology and Safety

Charlotte, North Carolina

Communicates with supervisors, employees, other departments, city council members, board members, attorneys, contractors, property owners, landlords, outside agencies, community groups, the public, and other individuals as needed to coordinate work activities, review status of work, exchange information, or resolve problems. Under close supervision of a departmental supervisor, performs specialized work enforcing city codes and ordinances pertaining to signs, housing, litter, overgrowth, abandoned vehicles, rubbish, and other code violations.

Allied Universal

Charlotte, North Carolina

As an Armed Patrol Officer in a healthcare location, you will conduct routine foot and vehicle patrols, stay highly visible to help reduce security-related incidents, and respond to alarms and incidents with calm, professional communication. Complete required documentation such as incident reports, patrol logs, and shift activity reports, and communicate observations to site contacts and Allied Universal leadership.

Allied Universal

Charlotte, North Carolina

Join Allied Universal at a premier financial institution location, where you will monitor and patrol assigned areas, maintain a visible presence to help to deter security-related incidents, and deliver outstanding customer service and communication. Support day-to-day operations at the location by assisting with visitor processing, following post orders, completing required reports, and maintaining a professional presence during routine and emergency situations.

Billy Graham Evangelistic Association

Charlotte, NC

Whether you work at our headquarters in Charlotte, North Carolina, the Billy Graham Library in Charlotte, North Carolina, the Billy Graham Training Center at the Cove (BGTC) in Asheville, North Carolina, Blue Ridge Broadcasting (BRB) in Asheville, North Carolinaor a field office abroad, you are part of a team of committed Christians working together to reach people to the ends of the earth with the Gospel. Webelieveinthe deityofthe LordJesusChrist,inHisvirgin birth,inHissinlesslife,inHismiracles,inHis vicariousand atoning death through His shed blood on the cross,in Hisbodilyresurrection,inHisascensionto theright handofthe Father,andinHispersonalreturninpowerand glory.

SMBC

Charlotte, NC

Seeking an experienced Senior Technical Archive Specialist with 7+ years of experience and a degree in Computer Science or Data Science to implement and administer our Archive360 platform for enterprise data lifecycle management. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.

Mecklenburg County

$58000 - $86000

Charlotte, North Carolina

Position Specific Information:The Senior Quality Control Specialist provides strategic leadership and oversight of quality assurance, compliance, accreditation readiness, and performance improvement activities for Mecklenburg County Community Support Service’s Substance Use Services. Quality Control Specialist oversees data collection and validation, prepares executive and external reports, ensures reporting compliance with Alliance Health and NCDHHS, and develops dashboards and tracking systems.

Judge Group

$120000 - $150000

Charlotte, NC

JDPBy providing your phone number, you consent to: (1) receive automated text messages and calls from the Judge Group, Inc. and its affiliates (collectively "Judge") to such phone number regarding job opportunities, your job application, and for other related purposes. A long-established, privately held chemical manufacturing company is seeking an experienced EHS Manager to lead all environmental, health, and safety programs at its primary production facility.

City National Bank

$122535 - $208715

Charlotte, NC

In addition, this function manages and develops risk reporting and metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of past due / coming due items. * Strong knowledge of critical domestic and internal banking regulations and experience with enforcement agencies' oversight activities (regulatory exams, consent orders etc.) within globally systemically important financial institutions' technology environments.

Wells Fargo

$87000 - $154000

CHARLOTTE, NC

They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. Visit Benefits - Wells Fargo Jobs (https://www.wellsfargojobs.com/en/life-at-wells-fargo/benefits) for an overview of the following benefit plans and programs offered to employees.

Pegasystems

$131200 - $199900

Charlotte, NC

Through training, become deeply conversant in Pegasystems’ value propositions for product segment including the technology, differentiators, customer references and solutions to learn how to map solutions to client needs and develop an expertise in Pegasystems for the product segment. Export Compliance – For positions requiring access to technical data subject to export control regulations such as this, Pegasystems may need to obtain export license approval from the U.S. Government and EU Authorities for certain individuals.

Wells Fargo

CONCORD, NC

Relevant military experience including working with military protocol and instructions, enlisted evaluations, officer/leadership reporting, or military experience working in personnel benefits management, processing military personnel orders or transitions, wartime readiness operations, human resources or military recruiting. + Coach, develop and build a high performing team to execute on business strategies, achieve results, and drive growth of the business; This includes coaching bankers to engage customers to understand their needs and work proactively to build relationships and help customers succeed financially.

Wells Fargo

CONCORD, NC

They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. + Participate in delivery of exceptional customer experience by building relationships through proactive outreach as well as proposing appropriate products, services, and digital solutions to help customers succeed financially.

Wells Fargo

CHARLOTTE, NC

They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. + Participate in delivery of exceptional customer experience by building relationships through proactive outreach as well as proposing appropriate products, services, and digital solutions to help customers succeed financially.

Vibra Travels

Charlotte, North Carolina

Conduct physician prescribed treatments: including but not limited to, Hand Held Nebulizer Therapy and various nasal oxygen devices in order to administer prescribed medicinal vapors and gasses, humidity, various oxygen concentrations to the respiratory system of the patient, and chest physical therapy treatments. Explain purpose and procedure of treatments, tests and equipment to the patient and properly document all education given to patient(s) and their caregivers on the patient education form in the patient’s chart.

Vibra Travels

Pineville, North Carolina

Provide general nursing care such as positioning patients; lifting and turning patients; applying/utilizing special equipment; assisting in use of bedpan, urinal or commode; ambulating the patient; pre-operative and post-operative care; and application of appliances, taking blood pressure and TPR, and documents appropriately. Provide living skills, which may include bed bath, oral hygiene, combing hair, back care, dressing patient, changing bed linen, Prepare patients for meals, serve and remove food trays, and assist with meals or feed patients; documents percentage of diet consumed.

Vibra Travels

Pineville, North Carolina

Provide general nursing care such as positioning patients; lifting and turning patients; applying/utilizing special equipment; assisting in use of bedpan, urinal or commode; ambulating the patient; pre-operative and post-operative care; and application of appliances, taking blood pressure and TPR, and documents appropriately. Provide living skills, which may include bed bath, oral hygiene, combing hair, back care, dressing patient, changing bed linen, Prepare patients for meals, serve and remove food trays, and assist with meals or feed patients; documents percentage of diet consumed.

Vibra Travels

Pineville, North Carolina

Provide general nursing care such as positioning patients; lifting and turning patients; applying/utilizing special equipment; assisting in use of bedpan, urinal or commode; ambulating the patient; pre-operative and post-operative care; and application of appliances, taking blood pressure and TPR, and documents appropriately. Provide living skills, which may include bed bath, oral hygiene, combing hair, back care, dressing patient, changing bed linen, Prepare patients for meals, serve and remove food trays, and assist with meals or feed patients; documents percentage of diet consumed.