Wealth Advisor (Series 65 sponsorship, eligible for hire once licensed)

SimpleMANAGE

  • Garden City, NY
  • 15 days ago

    Highlights

    Willing to study for the Series 65 on-site at our Garden City office (900 Stewart Ave, Suite 202) for about two months, unpaid, with no firm work before hire. Commission means a share of the advisory fees from the client relationships you serve, paid under a written commission plan.

    Numbers & Facts

    LocationGarden City, NY

    Description

    Pay starts on hire: $25/hour, plus commission once registered. Series 65 study before hire is unpaid.

    SimpleWEALTH (SimpleADVISORY LLC, doing business as SimpleWEALTH)

    Advisors work with business owners.

    How it works:

    • Interview first.
    • The firm pays the Series 65 exam fee and materials.
    • About 2 months of unpaid self-study at the office.
    • No firm work or client contact before hire.
    • No repayment or clawback.
    • Before study starts, each candidate signs a written notice of no wages and no job entitlement.
    • Pass the Series 65 and you're eligible for hire. Passing makes you eligible for hire, not guaranteed a job. On hire, we file your New York investment adviser representative registration.
    • Hourly pay starts on hire.
    • Commission means a share of the advisory fees from the client relationships you serve, paid under a written commission plan.

    SimpleWEALTH is a division of SimpleADVISORY LLC, an SEC-registered investment adviser. Registration does not imply a certain level of skill or training.

    Not an offer of employment. SimpleWEALTH is an equal opportunity employer.

    This role is with SimpleWEALTH, a registered investment adviser (SimpleADVISORY LLC).

    Requirements

    • No active Series 65 needed.
    • Pass an interview first.
    • Willing to study for the Series 65 on-site at our Garden City office (900 Stewart Ave, Suite 202) for about two months, unpaid, with no firm work before hire.
    • Pass the Series 65 and be eligible for New York investment adviser representative registration.
    • Works on-site in Garden City once hired.
    • A background in banking, insurance or another finance role is a plus.

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