Specialist - Compliance

ESSENTIAL DUTIES AND RESPONSIBILITIES

The following and other duties may be assigned as necessary:

• Accurately and efficiently perform the daily BSA/AML audit, utilizing internal tracking software and all available casino information to ensure complete, property-wide adherence.
• Review and research casino documentation for transactions that may result in the filing of SARs.
• Prepare CTRs and SARs for review by the Compliance Manager/BSA Officer and timely filing.
• Maintain accurate, detailed records and provide support to Compliance Manager/BSA Officer
• Periodically audit events and procedures to ensure compliance with BSA and internal controls.
• Investigate and assist in resolving issues of compliance for all areas of the casino to include Internal Audit.
• Assists in reviewing processes and procedures to determine where improvement may be needed and effectiveness related to CSR's, MICS, & Policy standards,
• Assist in development of related internal controls, policies and procedures.
• Perform various audits as required by MGCMICS.
• Assist in monitoring employee compliance training programs.
• Liaise as necessary with Internal/External Auditors, IRS and MGC personnel to ensure a courteous and professional relationship.
• Maintains organized set of detailed records and files to document transactions.
• Assists in the compilation of reports for Missouri Gaming Control
• Enthusiastically supports, actively promotes, and demonstrates superior customer service in accordance with department and company standards and programs.
• Responsible for ensuring compliance with all regulations within the area of responsibility and reporting potential issues to management.
• Maintains strict confidentiality in all departmental and company matters.