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Senior Manager, Regulatory Accounting

Fidelity

  • Westlake, Texas
  • 30+ days ago
  • Remote

    Highlights

    Investment Operations Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. It requires strong leadership, cross-functional collaboration, and expertise in mutual fund accounting to ensure accuracy, compliance, and operational efficiency in a dynamic regulatory environment.
    Fidelity

    Numbers & Facts

    LocationWestlake, Texas (
    Remote
    )
    IndustryBanking
    Company Size10,000 employees or more
    Year Founded1946
    Websitehttps://jobs.fidelity.com/

    Description

    Job Description:

    NOTE: Fidelity will not provide immigration sponsorship for this position.

    The Role
    The Senior Manager, Regulatory Accounting leads the oversight of audit package workflows and financial data integrity supporting regulatory reporting. It requires strong leadership, cross-functional collaboration, and expertise in mutual fund accounting to ensure accuracy, compliance, and operational efficiency in a dynamic regulatory environment.

    • Lead all aspects of preparation and review of reconciliations, financial statement data, and regulatory reporting deliverables
    • Lead multiple reporting-cycle priorities, ensuring accuracy and timeliness
    • Identify and mitigate risks through deep understanding of policies, procedures, and regulations
    • Lead onboarding and intake planning for new products and investment types
    • Partner with internal/external stakeholders on strategic and operational initiatives
    • Provide leadership, direction, and process oversight across workflows and teams
    • Build and maintain strong cross-functional business relationships

    The Expertise and Skills You Bring

    • Bachelor’s degree in Accounting, Finance, or related field (preferred)
    • Expertise in Mutual Fund Operations, Accounting or Regulatory Reporting. Alternative products experience a plus.
    • Strong knowledge of alternative investments and regulatory reporting requirements
    • Proven leadership and ability to influence senior stakeholders
    • Strong analytical, problem-solving, and critical thinking skills
    • Experience with InvestOne and Microsoft Office tools
    • Ability to manage competing priorities in a fast-paced environment
    • Collaborative mindset with strong accountability and ownership

    The Team

    The Accounting for Regulatory Reporting Compliance (ARRC) Team is responsible for delivering quality accounting system data to internal and external business partners supporting regulatory reporting requirements.  The team prepares and delivers over 7k annual audit workpapers supporting mutual funds, private funds and alternative products.   Fidelity’s monthly regulatory reporting requirements cannot be met without our team accurately delivering this information in a timely manner.

    Fidelity’s Onsite Working Model
    Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

    Certifications:

    Category:

    Investment Operations

    Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

    About Company

    We help over ~40 million people feel more confident in their most important financial goals, manage employee benefit programs for nearly 23,000 businesses, and support more than 3,600 advisory firms* with innovative investment and technology solutions to grow their businesses. Our diverse businesses and independence give us insight into the entire market and the stability needed to think and act for the long term as we deliver value to you.

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