Registered Investment Advisor (RIA)

Who Were Looking For

• Experienced RIAs with $30M+ in assets under management (AUM) 

• Typically 20+ years in the business, managing client portfolios

• Currently independent or part of a small team, but looking for:

  • Better operational and compliance support

  • Scalability & growth opportunities

  • A structured exit strategy or succession plan

• Must not be encumbered by non-compete or non-solicit agreements

Why Consider a Move?

Many advisors reach a point where managing compliance, operations, and business growth becomes overwhelming. 

Our client and their network of firms provide:

• Operational & Compliance Support Reduce administrative burdens and focus on serving clients
• Growth Strategies Scale your practice with marketing, operational, and acquisition support
• Succession Planning Secure a structured transition and maximize the value of your book of business
• Competitive Compensation Retain the majority of your income while gaining extensive resources
• Multiple Practice Models Work independently or join an established team for greater collaboration

Advisors We Work With

Our client partners with a range of leading wealth management firms, RIAs, broker-dealers, banks, and private wealth advisory groups across the U.S., including:

• LPL Financial (22,000+ advisors, 4.5M+ investors)

• Momentum Wealth Partners

• Essex Financial

• Atlantic Wealth Partners

• Alliance Bernstein, and more

Next Steps

If you're an advisor looking to eliminate operational challenges, scale your practice, or plan your succession, we likely have multiple opportunities tailored to your goals. Let's discuss where you are in your business, what you envision for the future, and explore options that align with your needs.