Operations - Sanctions Specialist

Epitec Staffing

  • Montreal, Quebec
  • 6 days ago

    Highlights

    Summary Our client is seeking an experienced Sanctions Specialist to support payment screening investigations, sanctions compliance reviews, regulatory monitoring, and transaction risk assessments within a fast-paced financial operations environment. The ideal candidate thrives in a high-volume environment, exercises sound judgment when making regulatory determinations, and collaborates effectively with cross-functional stakeholders to support operational risk management and compliance objectives.

    Numbers & Facts

    LocationMontreal, Quebec

    Description

    Title: Sanctions Specialist – Regulatory Investigations & Payment Compliance

    Client: Global Financial Services Organization

    Location: Montreal, Quebec

    Schedule: Hybrid

    Type: Full-time, Ongoing W2 Contract, 6-Month Contract, New Role & Possible Conversion/Extension

    Benefits: Medical, Dental, Vision, 401(k), Life Insurance, Disability Coverage

    Summary Our client is seeking an experienced Sanctions Specialist to support payment screening investigations, sanctions compliance reviews, regulatory monitoring, and transaction risk assessments within a fast-paced financial operations environment. This role will be responsible for conducting Level 2 sanctions investigations, reviewing escalated transactions, validating compliance with regulatory requirements, and ensuring payment processing activities align with internal policies and applicable sanctions regulations.
    This position is ideal for a detail-oriented compliance professional with experience investigating sanctions alerts, conducting payment reviews, and analyzing wire transfer activity across multiple payment channels. The ideal candidate thrives in a high-volume environment, exercises sound judgment when making regulatory determinations, and collaborates effectively with cross-functional stakeholders to support operational risk management and compliance objectives.

    Key Responsibilities Sanctions Review & Regulatory Investigations

    • Perform Level 2 reviews of transactions escalated for potential sanctions concerns and manage investigation queues to ensure service level commitments are met

    • Investigate payments requiring regulatory review and gather additional information necessary to support case resolution

    • Analyze investigation findings and determine the appropriate course of action based on sanctions requirements, regulatory guidance, and internal procedures


    Payment Compliance & Transaction Monitoring

    • Review wire transfers and payment activity to ensure compliance with applicable sanctions regulations and internal compliance standards

    • Ensure escalated transactions are processed in accordance with regulatory obligations, payment transparency requirements, and organizational policies

    • Monitor ongoing investigations and follow-up activities to ensure timely resolution and appropriate documentation


    Cross-Functional Collaboration & Operational Support

    • Partner with Compliance, Legal, Treasury, Financial Services, and Operations teams to conduct investigations and resolve complex payment-related inquiries

    • Support wire transfer searches, transaction tracing activities, and escalated regulatory reviews when required

    • Provide recommendations regarding case handling, risk mitigation, and operational improvements


    Systems Governance & Reporting

    • Validate sanctions and watchlist file uploads to ensure screening systems are updated accurately and completely

    • Maintain local watchlists and entity records as requested by compliance stakeholders

    • Prepare, analyze, and distribute operational and compliance-related reports as needed


    Process Improvement & Risk Management

    • Contribute to operational risk management and internal control programs

    • Identify opportunities to improve investigation workflows, procedures, and regulatory controls

    • Recommend process enhancements that strengthen compliance effectiveness and operational efficiency


    Required Education & Experience

    • Associate's degree or Bachelor's degree from an accredited college or university

    • 2+ years of experience conducting sanctions investigations, payment reviews, or regulatory compliance activities

    • Experience reviewing wire transfers, payment transactions, and sanctions screening alerts within a financial services environment


    Required Skills & Qualifications

    • Strong understanding of sanctions compliance programs, regulatory requirements, and risk management principles

    • Knowledge of OFAC processes, procedures, and sanctions investigation methodologies

    • Experience with funds transfer operations and payment processing regulations

    • Knowledge of payment networks and transfer mechanisms including SWIFT, Fedwire, CHIPS, LYNX, and ACH

    • Strong analytical, investigative, and problem-solving skills

    • Excellent written and verbal communication abilities

    • High attention to detail and commitment to accuracy

    • Ability to manage multiple priorities in a high-volume, fast-paced environment

    • Proficiency with Microsoft Office applications, including Excel, Word, Outlook, and PowerPoint


    Preferred Skills & Qualifications

    • ACAMS (Association of Certified Anti-Money Laundering Specialists) certification

    • ACSS (Association of Certified Sanctions Specialists) certification

    • Additional experience in financial crime compliance, anti-money laundering (AML), transaction monitoring, or regulatory investigations

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