| Location | Dallas, TX |
The Operations Analyst Trainee will begin their career learning from and working with Operation professionals in learning the financial services industry by developing operational knowledge of the back office. In addition to learning the Operations side of the business, the Trainee will be sponsored to obtain their SIE and Series 7 licenses and be part of a rotational program to learn other areas of the business.
At HilltopSecurities, we believe in building noble and collaborative relationships that enrich the financial future of individuals, businesses and communities. With an extensive portfolio of products, we deliver a broad range of investment banking and related financial services that help our clients achieve their definition of success. As a subsidiary of HilltopHoldings, which also encompasses PlainsCapital Bank, and PrimeLending, we have the financial strength and stability that has withstood the test of time. Our nationwide presence in 400 locations across 44 states provides our associates with extensive opportunities to grow their careers in a diverse organization that truly values relationship capital above all else.
The above statements are intended to describe the general nature and level of work being performed by individuals in, or assigned to, the above position and are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required, and may be changed at the discretion of the Company.
Under moderate supervision, performs complex functions according to department and industry guidelines.
Responsible for non-routine activities/transactions by drawing on multiple information sources and understanding multiple effects of a transaction.
Must successfully obtain SIE and Series 7 within 6 months of employment
Review and analyze work to drive to prompt resolution.
Escalates items of risk to supervisors.
Cross functional understanding and coverage as needed of all Operations aspects.
Follows tight timelines and adheres to required reporting, audit, and retention guidelines.
Participates as a team member in the creation and onboarding of broker dealer operational processes.
Assist with special projects assigned by manager.
Under moderate supervision, performs complex functions according to department and industry guidelines.
Responsible for non-routine activities/transactions by drawing on multiple information sources and understanding multiple effects of a transaction.
Must successfully obtain SIE and Series 7 within 6 months of employment
Review and analyze work to drive to prompt resolution.
Escalates items of risk to supervisors.
Cross functional understanding and coverage as needed of all Operations aspects.
Follows tight timelines and adheres to required reporting, audit, and retention guidelines.
Participates as a team member in the creation and onboarding of broker dealer operational processes.
Assist with special projects assigned by manager.