Mutual Funds Specialist

Lancesoft

Milwaukee, WI

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JOB DETAILS

SALARY

$30

SKILLS

Analysis Skills, Bank Secrecy Act, Communication Skills, Continuous Improvement, Customer Support/Service, ISO 9001, Information/Data Security (InfoSec), Maintain Compliance, Mathematics, Mentoring, Money Laundering, Mutual Funds, Presentation/Verbal Skills, Problem Solving Skills, Process Analysis, Prototyping, Regulations, Regulatory Requirements, Risk, Securities, Team Player, Writing Skills

LOCATION

Milwaukee, WI

POSTED

4 days ago

Pay Rate: $30 - $31

100% in office for the first 6 months, Possible Hybrid environment after with Manager approval.

Milwaukee Lewis Center 615 E Michigan St Milwaukee, Wisconsin 53202

Top 3 MUST HAVE skills or experience required: •Excellent oral and written communication, mathematical, PC, and customer service skills •Ability to perform all types of transactions with minimal supervision, while maintaining or exceeding internal/external quality and productivity goals. •Ability to communicate with shareholders, internal departments, fund clients, and administrative agencies to resolve problems regarding shareholder requests and regulatory requirements. Education requirements: Two to four years post high school education or equivalent work experience Possible chance for conversion. Process a variety of complex client/shareholder mutual fund transactions, including new account set ups, purchases, redemptions, exchanges, and account maintenance within work standards for productivity and accuracy. Analyze and process advanced financial and non-financial specialized trades. Intricate analysis of prospectus, signature guarantee, trust agreements, qualified plan prototypes, wills, divorce decrees, corporate resolutions. Actively ensures compliance with the Bank Code of Ethics and all Anti-Money Laundering, Bank Secrecy Act, information security and suspicious activity reporting requirements, policies, and procedures. Act as mentor, working with trainers, new specialists, and their managers to help individuals with transition from the training room to their team. Participate in a culture of continuous improvement, risk-based thinking, and employee engagement driven by our ISO 9001 certification. Preferred Skills/Experience: •Working knowledge of the securities/mutual fund industry, terminology, rules, regulations, practices, and procedures gained through experience working within the industry or through post-secondary education. •Excellent oral and written communication, mathematical, PC, and customer service skills. •Ability to collect, interpret, and apply diverse client/fund information and regulatory guidelines. •Strong reading comprehension skills to effectively interpret shareholder requests and legal documents. •Ability to perform all types of transactions with minimal supervision, while maintaining or exceeding internal/external quality and productivity goals. •Ability to communicate with shareholders, internal departments, fund clients, and administrative agencies to resolve problems regarding shareholder requests and regulatory requirements.

About the Company

Lancesoft

We are a $125 Million, NMSDC-certified Minority & Woman owned Workforce Solutions Company headquartered in the DC metro area with presence across US with global presence - Canada, Mexico, India, UK, Malaysia, Indonasia, Hongkong, Singapore, UAE. We are specialized in providing Workforce Solutions, SOW project delivery, Engineering Solutions, Creative Services. We currently support 100+ Fortune companies globally and across multiple industry segments. We are currently supporting several massive programs across industry segment nationally/globally (Intel, Ally, AMD, QUALCOMM, Morgan Stanley, Kraft/ Mondelez, MNP, Amdocs, Dell, SanDisk, Medtronic, Becton Dickinson, GE, Lockheed Martin, UTC, L-3 Communications, Caterpillar, BMW, Mercedes Benz, National Grid, Dominion, Energy Future Holdings, PSEG, 3M, Fidelity, Aetna, Humana, Johnson & Johnson, Pfizer, Merck etc).

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender, identity, national origin, disability, or protected veteran status.

COMPANY SIZE

2,000 to 2,499 employees

INDUSTRY

Staffing/Employment Agencies

FOUNDED

2000

WEBSITE

http://www.lancesoft.com/