The Charles Schwab Corp logo

Manager, Corporate Compliance Program - Reporting Governance

The Charles Schwab Corp

  • Southlake, TX
  • 1 day ago

    Highlights

    As a Manager, you will partner with senior leaders, risk committees, and teams across Compliance, Legal, and Corporate Risk Management to translate complex information into clear, concise, and actionable reporting. Build effective partnerships across Compliance, Legal, Corporate Risk Management, and internal support teams to advance enterprise compliance metrics and reporting.

    Numbers & Facts

    LocationSouthlake, TX
    IndustrySecurity and Surveillance
    Company Size1,000 to 1,499 employees
    Year Founded1971
    Websitehttp://www.aboutschwab.com/careers

    Description

    Your Opportunity

    At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together.

    The Compliance Reporting and Governance (CORE) team plays an important role in helping leaders understand and manage compliance risk across the enterprise. As a Manager, you will partner with senior leaders, risk committees, and teams across Compliance, Legal, and Corporate Risk Management to translate complex information into clear, concise, and actionable reporting. This highly visible role offers the opportunity to strengthen enterprise reporting standards, enhance risk governance, and develop forward-looking insights that support confident decision-making.

    What you'll do

    • Assist with preparing substantive, executive-level compliance risk reporting and high-impact materials for the Chief Compliance Officer and executive risk committees.
    • Help maintain, monitor, and enhance enterprise management reporting frameworks, standards, processes, and metrics.
    • Partner with second-line risk teams to obtain timely, high-quality inputs and provide constructive challenge and feedback that strengthen reporting outcomes.
    • Build effective partnerships across Compliance, Legal, Corporate Risk Management, and internal support teams to advance enterprise compliance metrics and reporting.
    • Assess and clearly communicate the impact of compliance risk across business lines, legal entities, and international jurisdictions.
    • Support the effective operation of key risk committees and the delivery of high-quality reporting and analysis to management and the Board of Directors.
    • Serve as an ambassador for the CORE team by increasing awareness and understanding of compliance risk reporting and governance across the company.
    • Develop forward-looking performance indicators through data analysis, visualization, and calibration to strengthen oversight of compliance risk and program effectiveness.

    Location & Work Arrangement: This hybrid role requires four days per week in the office and one remote workday. Candidates must live in, or be willing to relocate to the listed location.

    Applicants must be currently authorized to work in the United States on a full-time basis without employer sponsorship.

    In addition to the salary range, this role is also eligible for bonus or incentive opportunities.

    What you have

    To ensure that we fulfill our promise of "challenging the status quo," this role has specific qualifications that successful candidates should have.

    Required qualifications:

    • Bachelor's degree in finance, business management, or a related field.
    • 3+ years of experience in financial, risk, or compliance reporting within a diversified financial services environment.
    • Experience developing or supporting enterprise standards, processes, and metrics.
    • Ability to analyze complex information and translate it into clear, concise, and actionable reporting for senior leaders and governance committees.
    • Strong attention to detail and analytical rigor, with the adaptability to manage multiple priorities in a fast-paced, deadline-driven environment.
    • Demonstrated relationship-building and cross-functional collaboration skills, with a client-focused approach.
    • Clear and confident written and verbal communication skills, including the ability to influence and engage a range of audiences.
    • Proficiency with SharePoint and Microsoft Office, including Word, Excel, and PowerPoint.

    Preferred qualifications:

    • Graduate degree in a relevant discipline or an applicable financial, risk, or compliance certification.
    • Experience preparing executive-level or Board-level risk and compliance reporting.
    • Knowledge of regulatory expectations and industry practices related to compliance risk management and governance.
    • Experience with Tableau, Power BI, Power Automate, or Power Query.
    • Experience developing data visualizations, performance indicators, or management reporting that supports risk oversight and decision-making.

    About Company

    The Charles Schwab Corporation is a leading provider of financial services, with more than 300 offices. Through its operating subsidiaries, the company provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Named "Highest in Investor Satisfaction with Self-Directed Services" by J.D. Power and Associates in 2009, its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC) affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.

    The Charles Schwab Bank (member FDIC) provides banking and mortgage services and products. To meet the needs of our clients, we are actively recruiting people with the desire, drive and creativity to find solutions that help meet our clients' needs; who want the chance to learn, grow with the company and explore their career opportunities; who will strive for excellence in achieving our clients' and our company's goals; who have the highest ethical standards - individuals who take pride in making a difference in people's lives.

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