Accounting, Analysis Skills, Career Counseling, Cash Flow Projection, Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), Coaching, Conferences, Cross-Functional, Customer Relations, Customer Relationship Management (CRM), Customer Relationship Management (CRM) Systems, Customer Support/Service, Customer/Client Research, Detail Oriented, Documentation, Economic Planning, Finance Software, Financial Analysis, Financial Planning, Financial Strategy, Funding, Health Insurance, Insurance, Investment Services, Licensing, Life Insurance, Mentoring, Needs Assessment, Performance Analysis, Presentation/Verbal Skills, Quantitative Analysis, Record Keeping, Regulations, Regulatory Compliance, Regulatory Requirements, Reimbursement, Reporting Skills, Salesforce.com, Securities, Series 66, Series 7, Tax Regulations, Team Building, Time Management, Writing Skills
South Milwaukee, Wisconsin
Building Your Financial Advisory Career With Mentorship That Matters
Are you a driven, early-career professional ready to build a meaningful future in financial planning? We’re not just hiring a Junior Financial Advisor — we’re investing in the next generation of trusted advisors.
From day one, you’ll be supported by active, hands-on mentorship from experienced professionals who are committed to your growth and success. You won’t be left to “figure it out” alone — you’ll receive guidance, coaching, and real-world exposure that accelerates your development.
We believe great advisors never stop learning. That’s why we provide opportunities to attend industry conferences, workshops, and continuing education events — keeping you at the forefront of financial strategies, market insights, and client service excellence.
Ambitious about earning your CFP?, CFA?, or other professional designations? We support that too. We offer incentives and recognition for obtaining certifications and advanced credentials, because your growth strengthens both your career and our team.
If you're motivated, coachable, and eager to grow within a supportive, high-performance environment, this is your opportunity to build a lasting and rewarding career in financial advising.”
Position Overview
We are seeking a motivated and detail-oriented Junior Financial Advisor to support our advisory team in delivering comprehensive financial planning and investment services. This role is designed for an early-career professional looking to build a long-term career in financial advising.
The Junior Advisor works under the supervision of Lead Advisors while developing technical expertise, client relationship skills, and industry credentials.
Key Responsibilities
Financial Planning Support
- Gather, organize, and analyze client financial information.
- Prepare retirement projections, cash flow analyses, insurance needs reviews, and education funding analyses.
- Assist in drafting financial planning recommendations.
- Maintain accurate client records in CRM and financial planning software.
- Identify planning gaps or risks and escalate to senior advisors.
Client Meeting Preparation & Participation
- Prepare meeting materials and reports.
- Attend client meetings and document action items.
- Assist in presenting portions of financial plans.
- Draft follow-up communications and track implementation steps.
Investment & Portfolio Support
- Assist in portfolio reviews and allocation analysis.
- Monitor investment performance and prepare reporting materials.
- Support rebalancing and implementation efforts (under supervision).
- Understand and communicate model portfolio strategies.
Implementation & Service
- Coordinate account openings, transfers, beneficiary updates, and other service needs.
- Work cross-functionally with operations, compliance, and tax teams.
- Ensure documentation meets regulatory and firm standards.
Compliance & Risk Management
- Adhere to firm policies and regulatory requirements.
- Maintain proper documentation standards.
- Stay informed on industry regulations and best practices.
Required Qualifications
Education
- Bachelor’s degree in Finance, Financial Planning, Economics, Accounting, Business, or related field required.
Licensing & Certifications (Industry Standard Expectations)
- Must have their Securities Industry Essentials (SIE) Certification
One of the following is required or must be obtained within 6–12 months of hire:
- Ability and willingness to obtain required licenses within defined timeframe.
Preferred Credentials
- CFP coursework completed or in progress strongly preferred.
- CFP certification (preferred but not required).
- Life & Health Insurance License (or willingness to obtain).
Experience
- 4 years of experience in financial planning required.
Technical Skills
- Financial planning software (eMoney, MoneyGuidePro, or similar).
- CRM systems (Redtail, Salesforce, Wealthbox, etc.).
- Retirement income planning
- Tax-aware investment concepts
Professional Competencies
- Strong analytical and quantitative skills.
- Exceptional attention to detail.
- High ethical standards and client-first mindset.
- Strong verbal and written communication.
- Organizational discipline and time management.
- Desire to build long-term client relationships.
- Commitment to professional development.
What Success Looks Like
Within 12–24 months, the Junior Advisor will:
- Confidently prepare comprehensive financial plans.
- Participate actively in client meetings.
- Demonstrate regulatory and compliance competence.
- Build increasing ownership of client relationships.
- Progress toward CFP certification.
Compensation & Benefits
- Performance-based bonus potential
- Licensing reimbursement support
- Health, dental, and vision benefits
- 401(k) with employer match
- Paid time off and continuing education support
- Clear career advancement pathway
DBHW Wealth Partners is an equal opportunity employer.