Change Management, Financial Services, License Management, Licensing, Regulations, Regulatory Compliance, Regulatory Submissions, Requirements Management
Overview
Leads engagement with federal and state regulators, manages
licensing requirements, and oversees regulatory change management.
Responsibilities
• Coordinate multi-state licensing
• Track regulatory developments
• Lead response to regulatory inquiries
• Manage policy updates
• Engage with SEC/FINRA (if applicable)
Requirements
Experience
• 7–12 years regulatory compliance experience
• Multi-jurisdiction financial services exposure
• Experience with regulatory filings
Benefits
Compensation
$160,000 – $230,000