The Charles Schwab Corp logo

Director, Head of AI Risk Governance

The Charles Schwab Corp

  • Southlake, TX
  • 3 days ago

    Highlights

    Knowledge with AI risk management guidance and frameworks such as FSB's Sound Practices for Responsible Adoption of AI: Consultation report, NIST AI RMF, SR 26-2, FHFA Advisory Bulletin 2022-02, EU AI Act concepts, and other relevant regulatory and industry practices. Serve as the enterprise coordinator and convener for AI risk governance activities, bringing together stakeholders across technology, cyber, risk, compliance, legal and business functions to drive consistent oversight and governance outcomes.

    Numbers & Facts

    LocationSouthlake, TX
    IndustrySecurity and Surveillance
    Company Size1,000 to 1,499 employees
    Year Founded1971
    Websitehttp://www.aboutschwab.com/careers

    Description

    Your Opportunity

    Director, Head of AI Risk Governance

    At Schwab, you're empowered to make an impact. Here, innovative thinking and creative problem solving help us challenge the status quo and transform the finance industry together.

    The Artificial Intelligence (AI) Risk Oversight team, part of Model Risk Oversight within Corporate Risk Management, leads Schwab's enterprise AI risk governance program. The team provides the governance framework, oversight practices, and independent challenge needed to support responsible adoption of generative and agentic AI across the Company, while aligning use cases with internal policy requirements, regulatory expectations, and industry practices.

    This role combines technical fluency in the AI lifecycle with enterprise leadership to advance Schwab's AI risk governance operating model, including policies, standards and procedures, inventory strategy, risk assessment, executive reporting, stakeholder engagement, and effective challenge across key business and control functions.

    We are looking for a senior leader who can set direction, develop talent, and translate AI risks, regulatory expectations, and business priorities into a practical, scalable oversight program. This role will serve as Director, Head of AI Risk Governance, and will be responsible for:

    • Set the strategic direction and roadmap for the Company's AI risk governance program and lead the AI Risk Oversight team.
    • Serve as the enterprise coordinator and convener for AI risk governance activities, bringing together stakeholders across technology, cyber, risk, compliance, legal and business functions to drive consistent oversight and governance outcomes.
    • Lead interdisciplinary reviews of the Company's generative and agentic AI use cases, in alignment with the established policies and procedures.
    • Apply deep technical expertise across the entire AI lifecycle, including initial intake and assessment, testing, effective challenge, use, control framework and monitoring.
    • Develop executive-ready materials and report on the AI risk governance framework, aggregate and individual AI risks, key metrics, issues and remediation activity, and emerging risk trends.
    • Design and maintain AI risk policies, standards, procedures, program documentation, training, communications, change management routines, and adherence monitoring.
    • Perform any other responsibilities related to model risk governance as needed.

    What you have

    Required Qualifications

    • Master's degree in a relevant field.
    • Experience in financial services, banking, brokerage, or other highly regulated industry.
    • Extensive experience risk management functions in a complex organization, including building or maturing enterprise governance programs.
    • Experience managing, developing, and prioritizing teams, including setting goals, providing feedback, coaching team members, and managing performance.
    • Strong knowledge of AI techniques, implementation patterns, lifecycle risks, guardrails, governance practices for generative and agentic AI.
    • Demonstrated ability to influence senior leaders and drive outcomes across large, matrixed organizations without direct authority.
    • Exceptional executive communication and stakeholder influence skills, with the ability to translate complex AI risk matters into clear, defensible materials.
    • Recognized for building trusted relationships and collaborating effectively across diverse stakeholder groups.
    • High attention to detail, strong ownership, sound judgment, and commitment to producing accurate, well-supported, and thoughtfully reviewed work products.

    Preferred Qualifications

    • Knowledge with AI risk management guidance and frameworks such as FSB's Sound Practices for Responsible Adoption of AI: Consultation report, NIST AI RMF, SR 26-2, FHFA Advisory Bulletin 2022-02, EU AI Act concepts, and other relevant regulatory and industry practices.
    • Experience preparing materials for regulators, internal audit, external audit, risk committees, governance forums, executive leadership, or board-level stakeholders.
    • Experience building governance routines for AI inventories, risk assessments, monitoring plans, control testing, adherence monitoring, reporting, exception management, and issue remediation.

    About Company

    The Charles Schwab Corporation is a leading provider of financial services, with more than 300 offices. Through its operating subsidiaries, the company provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Named "Highest in Investor Satisfaction with Self-Directed Services" by J.D. Power and Associates in 2009, its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC) affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services.

    The Charles Schwab Bank (member FDIC) provides banking and mortgage services and products. To meet the needs of our clients, we are actively recruiting people with the desire, drive and creativity to find solutions that help meet our clients' needs; who want the chance to learn, grow with the company and explore their career opportunities; who will strive for excellence in achieving our clients' and our company's goals; who have the highest ethical standards - individuals who take pride in making a difference in people's lives.

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