Processes client transaction requests and reviews transactions for accuracy, completeness, and adherence to all internal. Communicates with clients through outbound calls and written correspondence to clarify incomplete or invalid paperwork.
Numbers & Facts
Location
Chicago, Illinois
Description
Job Description
Processes client transaction requests and reviews transactions for accuracy, completeness, and adherence to all internal
and external regulations
Partners with company associates in working through complex processing issues to ensure timely completion
Communicates with clients through outbound calls and written correspondence to clarify incomplete or invalid paperwork
Understands and complies with the Securities and Exchange Commission (SEC) guidelines, and the internal