Compliance Operations Analyst I

• Audit Coordination.

• Coordinates Compliance Operations activities for internal and external audits, including requests, documentation, evidence, deadlines, and follow-up.

• Maintains audit records and tracking mechanisms to support timely completion of audit activities.

• Tracks audit findings and related remediation activities through closure.

• Regulatory and Compliance Program Coordination

• Coordinates and tracks regulatory submissions, requirements, and other assigned compliance program activities.

• Communicates deadlines, follows up with responsible areas, and maintains documentation of completion.

• Provides support for HPMS and other regulatory systems, access, submissions, and related activities.

• Compliance Reporting and Tracking

• Coordinates regulatory reporting activities with responsible business areas, including communicating and tracking applicable deadlines.

• Receives and tracks regulatory reports and supporting documentation and coordinates Compliance review and validation, as applicable.

• Tracks regulatory submissions through timely completion and maintains supporting records and documentation.

• Maintains reporting mechanisms to support Compliance Operations dashboards and governance reporting.

• Compliance Operations Program Support

• Maintains Compliance Operations tracking and reporting mechanisms across assigned activities.

• Compiles and summarizes compliance activity, status, trends, and outcomes for dashboards and governance reporting.

• Supports timely and accurate Compliance Operations and regulatory reporting.

• Perform all other miscellaneous responsibilities and duties as assigned or directed.

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