Client Advisor - Series 7 Licensing Program

Mindlance

  • MINNEAPOLIS, MN
  • 19 days ago

    Highlights

    This role supports Bank s Brokerage Services business by delivering exceptional service to High Net Worth (HNW), Ultra-High Net Worth (UHNW), and Institutional clients. Administered by Client, passing it lets individuals buy and sell most securities, including stocks, bonds, options, and mutual funds.

    Numbers & Facts

    LocationMINNEAPOLIS, MN

    Description

    This is an excellent opportunity for recent graduates and client service professionals with foundational banking experience who are looking to obtain a Client Series 7 license and transition into a long-term career with one of the largest bank in the world.

    Training & Licensing Program

    • This position is part of a Client Series 7 Licensing Program sponsored by a Top investment bank.
    • Selected candidates will participate in onsite training provided by a Top investment bank.
    • The program includes 3 months of full-time paid training focused on preparing candidates for the Client Series 7 exam.
    • Upon successful completion of the training and passing the Series 7 examination, candidates will be eligible for conversion to a full-time employee.

    Important Attendance Requirement

    • The 3-month training period requires full attendance and participation.
    • Vacation, personal leave, or extended time off is not permitted during the training period.
    • Failure to meet the attendance expectations may result in removal from the program and termination of the assignment, in accordance with Bank s training and disciplinary guidelines.

    Position Overview

    This role supports Bank s Brokerage Services business by delivering exceptional service to High Net Worth (HNW), Ultra-High Net Worth (UHNW), and Institutional clients.

    The associate will serve as a key point of contact for brokerage account-related inquiries and provide timely, accurate, and professional support.

    Basic Requirements:

    • Approximately 1 year of experience, preferably in a customer service, teller, or branch banking environment.
    • Strong communication skills and an interest in building a career in financial services.

    Client SERIES 7 EXAM

    The Series 7 exam, or General Securities Representative Exam, is a credential required for U.S. stockbrokers and financial professionals.

    Administered by Client, passing it lets individuals buy and sell most securities, including stocks, bonds, options, and mutual funds


    EEO:

    Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.

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