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CFO / FinOp (Series 27)

Michael Page International

  • Miami, Florida
  • 7 days ago
  • $180,000–$220,000 Per Year
  • Full-time

Highlights

The successful applicant will possess an active Series 27 (FINOP) license, 8+ years of experience within a broker-dealer environment, prior CFO or senior finance leadership experience strongly preferred, deep knowledge of SEC and FINRA regulations, experience with FOCUS reporting and net capital calculations, strong leadership and team management skills, a detail-oriented control and compliance mindset, and excellent communication skills, both internal and external. Preferred background includes experience in a growing or mid-sized broker-dealer, exposure to introducing broker, clearing, or proprietary trading models, and CPA designation is a plus.
Michael Page International

Numbers & Facts

LocationMiami, Florida
Job TypeFull-time
IndustryStaffing/Employment Agencies
Salary$180,000–$220,000 Per Year
Company Size10,000 employees or more
Websitehttps://www.michaelpage.ca/

Description

Lead Financial & Regulatory Oversight

Serve as the designated Financial and Operations Principal (FinOp) for a European broker-dealer and Registered Investment Advisor (RIA) based in Miami. Key responsibilities include overseeing all broker-dealer financial reporting, including FOCUS filings, ensuring compliance with SEC, FINRA, and applicable regulatory standards, managing net capital calculations and liquidity requirements, leading annual audits and acting as primary liaison with external auditors, implementing and maintaining internal controls, policies, and procedures, overseeing general ledger, financial statements, and budgeting process, providing strategic financial insights to executive leadership, coordinating regulatory examinations and inquiries, and supervising finance and accounting team members.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The successful applicant will possess an active Series 27 (FINOP) license, 8+ years of experience within a broker-dealer environment, prior CFO or senior finance leadership experience strongly preferred, deep knowledge of SEC and FINRA regulations, experience with FOCUS reporting and net capital calculations, strong leadership and team management skills, a detail-oriented control and compliance mindset, and excellent communication skills, both internal and external. Preferred background includes experience in a growing or mid-sized broker-dealer, exposure to introducing broker, clearing, or proprietary trading models, and CPA designation is a plus.

Competitive annual salary ranging from $180,000 to $220,000 USD.

Sector: Banking & Financial Services

Sub Sector: Accountancy & Finance

Industry: Financial Services

Location: Miami

Contract Type: Permanent

About Company

Michael Page is one of the world's leading professional recruitment consultancies, specializing in the placement of candidates in permanent, contract, temporary and interim positions with clients around the world. Our business was established in Canada in 2005 when we opened our Toronto office. Our role is to work with employers and job seekers to facilitate a successful match. This can range from advising a global company on a candidate sourcing strategy to helping a job seeker find their dream job. In Canada, we focus on recruiting for the following areas: Banking and financial services Digital and e-commerce Engineering and manufacturing Finance and accounting Human resources Information technology Marketing Oil and gas Procurement and supply chain Property and construction Sales An Established Brand The Group has established a leading presence in many of the key markets for professional recruitment around the world and has positioned itself in certain other markets, which offer the opportunity for future growth. Within its current largest markets, Michael Page has also built a regional presence, including in the UK, France and Australia. Consequently, the Michael Page brand is among the most widely recognized brands in the professional recruitment industry. A Market Leader The role of a recruitment consultancy is to act as an intermediary, identifying and sourcing suitably qualified candidates on behalf of its clients. Candidates are recruited either for permanent or contract positions (typically for a fixed term) or on a temporary basis. Within the overall recruitment industry, the market for professional recruitment services is a specialist sector which has developed more recently. Michael Page is widely recognized as leading the development of this market around the world. Learn the benefits of working with Michael Page yourself. Submit your resume or contact a Michael Page recruitment consultant today.

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