Highlights
A successful Regulatory Reporting Associate should have: 5 years of experience working in the Broker Dealer Industry, preferably experience working with 15c3-1, 15c3-3 Customer Reserve, and FCM regulatory reporting inclusive of CFTC filings. Collaborate with internal teams to gather, analyze, and verify data for reporting purposes.
Numbers & Facts
| Location | Jersey City, NJ |
| Industry | Other/Not Classified |
| Company Size | 100 to 499 employees |
| Year Founded | 1998 |
| Website | www.eteaminc.com |
Description
Job Title: AVP Regulatory Reporting Analyst
Job Duration: 12 month
Location: Jersey City NJ 07310
Job Description:
A successful Regulatory Reporting Associate should have:
Job Duration: 12 month
Location: Jersey City NJ 07310
Job Description:
- Prepare and review regulatory reports in compliance with SEC & CFTC financial regulations and internal company policies.
- Ensure accurate and timely submission of all required files to regulatory agencies.
- Collaborate with internal teams to gather, analyze, and verify data for reporting purposes.
- Monitor changes in regulatory requirements and implement necessary updates to reporting processes.
- Support audits and examinations by providing requested documentation and explanations.
- Assist in the development and maintenance of internal controls for regulatory reporting processes.
- Identify opportunities for process improvement to enhance reporting accuracy and efficiency.
- Maintain a thorough understanding of accounting standards and financial reporting requirements.
A successful Regulatory Reporting Associate should have:
- 5 years of experience working in the Broker Dealer Industry, preferably experience working with 15c3-1, 15c3-3 Customer Reserve, and FCM regulatory reporting inclusive of CFTC filings.
- Strong knowledge of accounting and financial principles.
- Experience with regulatory reporting within the financial services industry.
- Excellent analytical and problem-solving skills.
- Proficiency in financial reporting systems and tools.
- High attention to detail and accuracy in data analysis and reporting.
- Effective communication and collaboration skills.
- Ability to adapt to changing regulations and reporting requirements.
About Company
Looking for a great job? Join eTeam. We’re looking for talented staffing professionals to join our staff. We also provide contract assignments and full-time jobs at Fortune 2000 Companies. We’ve been named one of the best companies to work for by Staffing Industry Analysts and New Jersey Business.
Similar Job Searches
Partner Manager Jobs in Jersey City, NJBusiness Development Manager Jobs in Jersey City, NJRelationship Manager Jobs in Jersey City, NJCompliance Manager Jobs in Jersey City, NJEngagement Manager Jobs in Jersey City, NJBusiness Development Director Jobs in Jersey City, NJReporting Analyst Jobs in New York, NYReporting Analyst Jobs in Bogota, NJReporting Analyst Jobs in Newark, NJReporting Analyst Jobs in Brooklyn, NY